APLS · Apellis Pharmaceuticals, Inc.

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Market Cap

$5.25B

Shares

128.02M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 1

Total Value: $0

Total Shares: 248

Institutional Ownership Trend

26 quarters

Quarterly Activity

vs Mar 31, 2026

New

0

Increased

0

Decreased

1

Sold Out

328

Unchanged

0

Holder count: -328

Institutional value: -100.0%

Shares held: -100.0%

Top Buyers

vs Mar 31, 2026

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mid IFP Advisors, Inc	−223	248

Top New Positions

vs Mar 31, 2026

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid Carmignac Gestion	35,127	$1,413,159
Mid ADAR1 Capital Management, LLC	72,500	$0
Small Caitong International Asset Management Co., Ltd	90,466	$0
Large Man Group plc	915,689	$0
Small SMA Capital LLC	294	$0

Filter: New 0 Increased 0 Reduced 1 Sold out 328 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

IFP Advisors, Inc

—

—

248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	92,510	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	59,800	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	7,535	$0	—	Defined
DFA Australia Ltd.	20,258	$0	—	Defined
Dimensional Ireland Ltd	30,511	$0	—	Defined
Held directly	1,280,691	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	219,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	6,977	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Northern Trust joint	46,009	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	24,765	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ABC ARBITRAGE ASSET MANAGEMENT joint	83,317	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	291,488	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	5,379	$0	—	Defined
STRATEGIC ADVISERS LLC	184	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	308,133	$0	—	Defined
BNY Mellon Investment Adviser, Inc.	87,614	$0	—	Defined
The Bank of New York Mellon	118,654	$0	—	Defined
BNY Mellon, NA joint	9,040	$0	—	Defined
Newton Investment Management North America, LLC joint	1,346	$0	—	Defined
Held directly	2	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	657,223	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	106,908	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	269,784	$0	—	Sole
Held directly	599,445	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	44,665	$0	—	Defined
UBS Asset Management Switzerland AG	104,083	$0	—	Sole
UBS Asset Management (UK) Ltd.	21,639	$0	—	Sole
Held directly	9,566	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Strive Asset Management, LLC	3,846	$0	—	Other
The Burney Company	134,785	$0	—	Other
Held directly	9,407	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	52,081	$0	—	Defined
Invesco Trust Co joint	53,309	$0	—	Defined
Invesco Capital Management LLC	332,478	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PRELUDE CAPITAL MANAGEMENT, LLC	190,000	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Investments Canada ULC	1,140,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	43,669	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1 joint	6,567	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANGELO GORDON & CO., L.P.	50,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	96	$0	—	Other
J.P. Morgan Investment Management Inc.	49,275	$0	—	Defined
J.P. Morgan Securities LLC	1,998,556	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	155,800	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capula Investment US LP	56,266	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	210,700	$0	—	Defined
Jane Street Options, LLC	200	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	6,800	$0	—	Defined
BMO Bank N.A.	421	$0	—	Defined
BMO Family Office, LLC	1,310	$0	—	Defined
BMO NESBITT BURNS SECURITIES LTD.	10	$0	—	Defined
Held directly	206,500	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	56	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	54,785	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SOROS GEORGE	1,056,000	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GLG LLC	458,897	$0	—	Defined
GLG Partners LP	221,103	$0	—	Defined
Numeric Investors LLC	235,689	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	34,412	$0	—	Defined
JANUS HENDERSON INVESTORS US LLC	217,718	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co of New England	17,417	$0	—	Defined
Held directly	162,744	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	7	$0	—	Other
Arax Advisory Partners	12,289	$0	—	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	840	$0	—	Other
Stokes Family Office, LLC	650	$0	—	Other
Held directly	414,184	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	638,291	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	59,800	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,380	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	4	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	250,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	16,542	$0	—	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	44,192	$0	—	Defined
TEACHERS ADVISORS, LLC joint	159,380	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	385	$0	—	Defined
Rockefeller Trust Co (Delaware)	1,202	$0	—	Defined
ROCKEFELLER FINANCIAL LLC	19,047	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	74,716	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	384,709	$0	—	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	9,867	$0	—	Defined
BOFA SECURITIES, INC.	796,288	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	280,600	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jacobs Levy Equity Management, Inc. joint	33,747	$0	—	Other
Numeric Investors LLC joint	1,700	$0	—	Other
Russell Investment Management, LLC	8,851	$0	—	Defined
Russell Investments Capital, LLC	459	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,615	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	239,469	$0	—	Defined
Wellington Management International Ltd	10,166	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	30,721	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	265,657	$0	—	Defined
Held directly	1,809,418	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	38,887	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	5,919	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
683 Capital Partners, LP	250,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	340,086	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	6,633	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	68,600	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	34,976	$0	—	Defined
DWS Investments UK Ltd	4,835	$0	—	Defined
DWS International GmbH	4,416	$0	—	Defined
Held directly	51,138	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	700,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
B.O.S.S. Retirement Advisors, LLC	42	$0	—	Other
Blackston Financial Advisory Group, LLC	141	$0	—	Other
Capital A Wealth Management, LLC	638	$0	—	Other
FSA Advisors, Inc.	32	$0	—	Other
Fletcher Financial Group	80	$0	—	Other
Pineridge Advisors LLC	886	$0	—	Other
Hobart Private Capital, LLC	41	$0	—	Other
Mach-1 Financial Group, LLC	1,700	$0	—	Other
Montgomery Financial Services	50	$0	—	Other
Networth Advisors LLC	82	$0	—	Other
POM Investment Strategies, LLC	786	$0	—	Other
Strategy Financial Group	654	$0	—	Other
The Lifewealth Group	189	$0	—	Other
Lloyd Advisory Services, LLC.	144	$0	—	Other
Wellment Financial	53	$0	—	Other
Held directly	6,798	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	22,102	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	5,944	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management (AUS) Ltd joint	12,788	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOHRER NATHANIEL joint	70,000	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	97	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	216	$0	—	Sole
SEI TRUST CO	11,531	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments, LLC joint	33,573	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. Shaw Investment Management, L.L.C. joint	186,853	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTCHESTER CAPITAL PARTNERS, LLC	3,248	$0	—	Sole
Virtus Investment Advisers, LLC	195,614	$0	—	Other
Held directly	28,627	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	1,836	$0	—	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	6,016	$0	—	Defined
WELLS FARGO CLEARING SERVICES, LLC	740	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	5,521	$0	—	Defined
Raymond James Financial Services Advisors, Inc.	57,110	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	270	$0	—	Defined
RBC Dominion Securities Inc.	120,188	$0	—	Defined
RBC Private Counsel (USA) Inc.	1,650	$0	—	Defined
RBC Trust Co (Delaware) Ltd	59	$0	—	Defined
Held directly	4,534	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	5	$0	—	Sole
Held directly	100	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	98,277	$0	—	Defined
BARCLAYS CAPITAL SECURITIES LTD	50	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	33	$0	—	Other
Latour Trading LLC (Latour)	1,188	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	182,121	$0	—	Defined
Ameriprise Financial Services, LLC	1,457	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	6,844,990	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sphera Global Healthcare Management LP joint	214,914	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,933	$0	—	Defined
UBS AG	6,059,711	$0	—	Defined
UBS Switzerland AG	62,400	$0	—	Defined
UBS Securities LLC	82,637	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES INC	1	$0	—	Defined
TD SECURITIES (USA) LLC	400,000	$0	—	Defined
Held directly	836,435	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	60,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	62,018	$0	—	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	9,725,330	$0	—	Defined
MORGAN STANLEY SMITH BARNEY LLC	8,253	$0	—	Defined
Parametric Sas	62,828	$0	—	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	183,970	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	2,313	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manufacturers & Traders Trust Company joint	299	$0	—	Defined
Wilmington Trust Investment Advisors, Inc. joint	32	$0	—	Defined
Wilmington Trust National Association joint	4,431	$0	—	Defined
Wilmington Trust Company	4,435	$0	—	Defined
Wilmington Funds Management Corp	1,250	$0	—	Defined
Wilmington Trust Investment Management, LLC	370	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	20	$0	—	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	165	$0	—	Defined
FRANKLIN ADVISERS INC	11,195	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers SA	555,953	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
INTERNAL S&P 600 INDEX	21,545	$0	—	Sole
MED S&P 600 STOCK INDEX	3,455	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Asset Management L.P.	12,712	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	161,300	$0	—	Defined
Jane Street Options, LLC	200	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fortress Investment Group LLC joint	40,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	28,220	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	54,474	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,984	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	449,796	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	657,983	$0	—	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	45,393	$0	—	Defined
MASON STREET ADVISORS, LLC joint	35,064	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	175,079	$0	—	Defined
Legal & General Investment Management Ltd joint	53,176	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	163,600	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	41,627	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sagefield Investment Group, LP	89,879	$0	—	Other
Held directly	14,186	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	1,762	$0	—	Defined
SECURITY INVESTORS LLC	55,039	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	145,055	$0	—	Sole
BlackRock Investment Management (Australia) Ltd	226	$0	—	Sole
BlackRock Asset Management Canada Ltd	657	$0	—	Sole
BlackRock Investment Management, LLC	118,805	$0	—	Sole
BLACKROCK ADVISORS LLC	58,338	$0	—	Sole
BlackRock Fund Advisors	9,881,191	$0	—	Sole
BlackRock Institutional Trust Company, N.A.	2,722,736	$0	—	Sole
BlackRock Fund Managers Ltd.	10,862	$0	—	Sole
BlackRock Investment Management (UK) Ltd.	46,585	$0	—	Sole
BlackRock (Netherlands) B.V.	1,294	$0	—	Sole
BlackRock Asset Management Ireland Ltd	412,148	$0	—	Sole
BlackRock Advisors (UK) Ltd	1,679	$0	—	Sole
BlackRock (Luxembourg) S.A.	2,077	$0	—	Sole
BlackRock Asset Management Schweiz AG	14,527	$0	—	Sole
Aperio Group, LLC	120,565	$0	—	Sole
SpiderRock Advisors, LLC	219	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	245	$0	—	Sole
Held directly	974	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	929,019	$0	—	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	1,100	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,800,640	$0	—	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	160,032	$0	—	Defined
GOLDMAN SACHS INTERNATIONAL	19,472	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	13,815	$0	—	Defined
Held directly	1,264	$0	—	Sole

Key facts CIK 1492422 CUSIP 03753U106 13F (30d) 6 filings 3 filers Visit website