AROC · Archrock, Inc. · Shareholders & Ownership

$28.61 -2.84 (-9.03%) At close · Nov 4 Play latest call Q3 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$5.02B

175.35M

Volume · Nov 4 3.22M Avg daily vol (3M) 1.82M

Every disclosed holder of AROC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns AROC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	447	176,515,252	100.66%	Yes
Insiders (Forms 3, 4, 5)	15	4,762,274	2.72%	Yes
13D/G-only blocks	1	7,368,798	4.20%	Yes
Remaining	—	13,292,284	-7.58%	Negative
Registered funds (N-PORT, not summed)	402	95,585,489	54.51%	No

Shares outstanding: 175,354,040, the issuer's latest cover-page count restated onto today's split basis.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AROC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	29,906,924	17.06%	+1,803,762	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	10,558,318	6.02%	+25,908	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	4,487,688	2.56%	+273,320	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,613,987	0.92%	+204,540	Jun 30, 2026	iShares Trust, not summed
1.4	iShares S&P Small-Cap 600 Growth ETF Fund S000004314 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,574,962	0.90%	+61,917	Jun 30, 2026	iShares Trust, not summed
1.5	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · Aug 31, 2026 BlackRock Funds, not summed	596,116	0.34%	+47,475	Aug 31, 2026	BlackRock Funds, not summed
2	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,081,528	6.32%	+143,681	Jun 30, 2026	carried, not yet filed for the newest quarter
3	EARNEST PARTNERS LLC 13F CIK 1102578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,541,483	5.44%	-224,796	Jun 30, 2026	carried, not yet filed for the newest quarter
4	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,606,885	4.34%	+109,587	Jun 30, 2026	carried, not yet filed for the newest quarter
5	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	7,523,992	4.29%	+288,648	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	1,607,894	0.92%	+13,857	Jun 30, 2026	SPDR SERIES TRUST, not summed
5.2	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF Fund S000006990 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	995,151	0.57%	+69,975	Jun 30, 2026	SPDR SERIES TRUST, not summed
5.3	State Street(R) SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF Fund S000012334 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	522,758	0.30%	+29,804	Jun 30, 2026	SPDR SERIES TRUST, not summed
5.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	58,698	0.03%	-1,600	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
5.5	State Street(R) SPDR(R) S&P(R) North American Natural Resources ETF Fund S000052050 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	24,720	0.01%	-4,125	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
6	Old Ocean Reserves, LP 13D CIK 1783517 · Unknown · Nov 27, 2023 unconfirmed, last confirmed Nov 27, 2023	7,368,798	4.20%	—	Nov 27, 2023	unconfirmed, last confirmed Nov 27, 2023
7	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,203,285	4.11%	-811,384	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	Invesco SteelPath MLP Select 40 Fund Fund S000064698 · Registered fund · Aug 31, 2026 AIM Investment Funds (Invesco Investment Funds), not summed	3,600,839	2.05%	-50,000	Aug 31, 2026	AIM Investment Funds (Invesco Investment Funds), not summed
7.2	Invesco Discovery Fund Fund S000064618 · Registered fund · Aug 31, 2026 AIM Counselor Series Trust (Invesco Counselor Series Trust), not summed	499,674	0.29%	-1,503,176	Aug 31, 2026	AIM Counselor Series Trust (Invesco Counselor Series Trust), not summed
7.3	Invesco SteelPath MLP Alpha Fund Fund S000064699 · Registered fund · Aug 31, 2026 AIM Investment Funds (Invesco Investment Funds), not summed	371,394	0.21%	0	Aug 31, 2026	AIM Investment Funds (Invesco Investment Funds), not summed
7.4	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	181,990	0.10%	-19,554	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
7.5	Invesco S&P SmallCap Energy ETF Fund S000028297 · Registered fund · Aug 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	172,659	0.10%	-50,315	Aug 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
8	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	6,437,484	3.67%	-241,395	Jun 30, 2026	carried, not yet filed for the newest quarter
9	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	6,139,818	3.50%	+217,702	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · Aug 31, 2026 American Century ETF Trust, not summed	5,764,285	3.29%	+815,435	Aug 31, 2026	American Century ETF Trust, not summed
11	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	5,289,749	3.02%	+53,642	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Sep 30, 2026	5,146,002	2.93%	+219,262	Sep 30, 2026
12.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	737,416	0.42%	+2,217	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
12.2	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	672,069	0.38%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
12.3	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	583,612	0.33%	+21,269	Jul 31, 2026	Dimensional ETF Trust, not summed
12.4	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	385,085	0.22%	+12,553	Jul 31, 2026	Dimensional ETF Trust, not summed
12.5	U.S. CORE EQUITY 1 PORTFOLIO Fund S000000979 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	330,143	0.19%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
13	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,943,429	2.82%	+784,423	Jun 30, 2026	carried, not yet filed for the newest quarter
14	SEI INVESTMENTS CO 13F CIK 350894 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	4,581,507	2.61%	+148,152	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	SIIT SMALL/MID CAP FUND Fund S000006770 · Registered fund · Aug 31, 2026 SEI INSTITUTIONAL INVESTMENTS TRUST, not summed	47,950	0.03%	-11,604	Aug 31, 2026	SEI INSTITUTIONAL INVESTMENTS TRUST, not summed
14.2	SIIT EXTENDED MARKET INDEX FUND Fund S000035814 · Registered fund · Aug 31, 2026 SEI INSTITUTIONAL INVESTMENTS TRUST, not summed	26,683	0.02%	-900	Aug 31, 2026	SEI INSTITUTIONAL INVESTMENTS TRUST, not summed
14.3	SIIT SMALL CAP FUND Fund S000006772 · Registered fund · Aug 31, 2026 SEI INSTITUTIONAL INVESTMENTS TRUST, not summed	26,470	0.02%	+430	Aug 31, 2026	SEI INSTITUTIONAL INVESTMENTS TRUST, not summed
14.4	SIIT MULTI-ASSET REAL RETURN FUND Fund S000033123 · Registered fund · Aug 31, 2026 SEI INSTITUTIONAL INVESTMENTS TRUST, not summed	5,238	0.00%	+621	Aug 31, 2026	SEI INSTITUTIONAL INVESTMENTS TRUST, not summed
15	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	3,819,668	2.18%	-12,898	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
16	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,740,255	2.13%	+1,340,608	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	Neuberger Genesis Fund Fund S000007841 · Registered fund · Aug 31, 2026 NEUBERGER BERMAN EQUITY FUNDS, not summed	2,132,750	1.22%	+89,513	Aug 31, 2026	NEUBERGER BERMAN EQUITY FUNDS, not summed
16.2	Neuberger Small-Mid Cap ETF Fund S000084236 · Registered fund · Aug 31, 2026 Neuberger Berman ETF Trust, not summed	40,485	0.02%	-21,407	Aug 31, 2026	Neuberger Berman ETF Trust, not summed
17	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,603,575	2.06%	-544,764	Jun 30, 2026	carried, not yet filed for the newest quarter
17.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	1,910,507	1.09%	+201,760	Jul 31, 2026	Fidelity Salem Street Trust, not summed
17.2	Fidelity Dividend Growth Fund Fund S000007197 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	957,151	0.55%	-958,400	Jul 31, 2026	Fidelity Securities Fund, not summed
17.3	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	853,950	0.49%	-47,929	Aug 31, 2026	Fidelity Concord Street Trust, not summed
17.4	Fidelity Small Cap Growth Fund Fund S000007193 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	582,430	0.33%	—	Jul 31, 2026	Fidelity Securities Fund, not summed
17.5	Fidelity Enhanced Small Cap Core ETF Fund S000081807 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	566,926	0.32%	-140,896	Jun 30, 2026	Fidelity Covington Trust, not summed
18	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,691,330	1.53%	-507,381	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Goldman Sachs MLP Energy Infrastructure Fund Fund S000040184 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	928,171	0.53%	+136,535	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
18.2	Goldman Sachs Small/Mid Cap Growth Fund Fund S000009322 · Registered fund · Aug 31, 2026 Goldman Sachs Trust, not summed	309,096	0.18%	+106,866	Aug 31, 2026	Goldman Sachs Trust, not summed
18.3	Goldman Sachs Energy Infrastructure Fund Fund S000058984 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	201,582	0.12%	+69,275	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
18.4	Goldman Sachs Small Cap Growth Fund Fund S000061413 · Registered fund · Aug 31, 2026 Goldman Sachs Trust, not summed	138,016	0.08%	+2,245	Aug 31, 2026	Goldman Sachs Trust, not summed
18.5	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	64,267	0.04%	+8,931	Jul 31, 2026	Goldman Sachs Trust, not summed
19	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,682,046	1.53%	+1,096,317	Jun 30, 2026	carried, not yet filed for the newest quarter
20	CONGRESS ASSET MANAGEMENT CO 13F CIK 897378 · Registered investment adviser · Sep 30, 2026	2,532,464	1.44%	+319,256	Sep 30, 2026
20.1	Congress Small Cap Growth Fund Fund S000058028 · Registered fund · Jul 31, 2026 Professionally Managed Portfolios, not summed	1,132,000	0.65%	—	Jul 31, 2026	Professionally Managed Portfolios, not summed
21	PRICE T ROWE ASSOCIATES INC /MD/ 13F CIK 80255 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,520,589	1.44%	+1,143,938	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	T. Rowe Price New Horizons Fund, Inc. Fund S000002106 · Registered fund · Jun 30, 2026 T. ROWE PRICE NEW HORIZONS FUND, INC., not summed	800,549	0.46%	+69,972	Jun 30, 2026	T. ROWE PRICE NEW HORIZONS FUND, INC., not summed
21.2	T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund Fund S000002074 · Registered fund · Jun 30, 2026 T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed	558,200	0.32%	—	Jun 30, 2026	T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed
21.3	T. Rowe Price Small-Cap Stock Fund, Inc. Fund S000002120 · Registered fund · Jun 30, 2026 T. ROWE PRICE SMALL-CAP STOCK FUND, INC., not summed	491,533	0.28%	—	Jun 30, 2026	T. ROWE PRICE SMALL-CAP STOCK FUND, INC., not summed
21.4	T. Rowe Price Institutional Small-Cap Stock Fund Fund S000002094 · Registered fund · Jun 30, 2026 T. Rowe Price Equity Funds, Inc., not summed	258,843	0.15%	—	Jun 30, 2026	T. Rowe Price Equity Funds, Inc., not summed
21.5	T. Rowe Price Small-Cap Index Fund Fund S000051327 · Registered fund · Jun 30, 2026 T. ROWE PRICE INDEX TRUST, INC., not summed	26,344	0.02%	+5,648	Jun 30, 2026	T. ROWE PRICE INDEX TRUST, INC., not summed
22	VANGUARD SMALL-CAP VALUE INDEX FUND Fund S000002847 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	2,418,850	1.38%	-21,485	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
23	CHILDERS D BRADLEY Insider CIK 1186860 · Jun 25, 2026 Director, PRESIDENT AND CEO, issuer-wide	2,300,647	1.31%	-24,726	Jun 25, 2026	Director, PRESIDENT AND CEO, issuer-wide
24	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,155,289	1.23%	-14,247	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	834,807	0.48%	-6,826	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
24.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	424,836	0.24%	+45,777	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
24.3	Schwab Fundamental U.S. Small Company ETF Fund S000040878 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	372,107	0.21%	+10,262	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
24.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	110,947	0.06%	+8,011	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
24.5	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	104,159	0.06%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
25	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,152,724	1.23%	-33,841	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	268	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
26	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,145,616	1.22%	+91,446	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Putnam Small Cap Growth Fund Fund S000000777 · Registered fund · Jun 30, 2026 Putnam Funds Trust, not summed	1,227,099	0.70%	-20,909	Jun 30, 2026	Putnam Funds Trust, not summed
26.2	Putnam Small Cap Value Fund Fund S000003854 · Registered fund · Aug 31, 2026 Putnam Investment Funds, not summed	80,800	0.05%	—	Aug 31, 2026	Putnam Investment Funds, not summed
26.3	Putnam VT Small Cap Value Fund Fund S000003888 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	29,300	0.02%	—	Jun 30, 2026	Putnam Variable Trust, not summed
26.4	Putnam VT Small Cap Growth Fund Fund S000003883 · Registered fund · Jun 30, 2026 Putnam Variable Trust, not summed	18,793	0.01%	+1,630	Jun 30, 2026	Putnam Variable Trust, not summed
26.5	Franklin U.S. Small Cap Multifactor Index ETF Fund S000057202 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	9,765	0.01%	+349	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
27	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,074,737	1.18%	+9,349	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	BNY Mellon US Small Cap Core Equity ETF Fund S000067262 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	6,567	0.00%	+479	Jul 31, 2026	BNY Mellon ETF Trust, not summed
28	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,038,133	1.16%	+125,119	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	88,412	0.05%	+7,946	Jun 30, 2026	Northern Funds, not summed
28.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	16,306	0.01%	-465	Jun 30, 2026	Northern Funds, not summed
28.3	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	9,394	0.01%	+462	Jul 31, 2026	FlexShares Trust, not summed
29	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	2,010,016	1.15%	+52,378	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
30	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 13F CIK 1705339 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,846,668	1.05%	-66,250	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	Global X MLP and Energy Infrastructure ETF Fund S000040076 · Registered fund · Aug 31, 2026 GLOBAL X FUNDS, not summed	1,801,952	1.03%	-227,481	Aug 31, 2026	GLOBAL X FUNDS, not summed
30.2	Global X Russell 2000 ETF Fund S000085029 · Registered fund · Jul 31, 2026 GLOBAL X FUNDS, not summed	83,709	0.05%	+8,873	Jul 31, 2026	GLOBAL X FUNDS, not summed
31	NATIXIS ADVISORS, LLC 13F CIK 1018331 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,717,945	0.98%	-78,346	Jun 30, 2026	carried, not yet filed for the newest quarter
31.1	Vaughan Nelson Small Cap Fund Fund S000006661 · Registered fund · Jun 30, 2026 Natixis Funds Trust I, not summed	351,700	0.20%	-488,410	Jun 30, 2026	Natixis Funds Trust I, not summed
32	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,686,973	0.96%	+453,722	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Carillon Eagle Small Cap Growth Fund Fund S000008482 · Registered fund · Jun 30, 2026 Carillon Series Trust, not summed	238,802	0.14%	-5,555	Jun 30, 2026	Carillon Series Trust, not summed
33	Energy Income Partners, LLC 13F CIK 1388814 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,437,233	0.82%	+43,348	Jun 30, 2026	carried, not yet filed for the newest quarter
33.1	EIP Growth and Income Fund Fund S000013896 · Registered fund · Jul 31, 2026 EIP Investment Trust, not summed	12,270	0.01%	+4,800	Jul 31, 2026	EIP Investment Trust, not summed
34	JONES FINANCIAL COMPANIES LLLP 13F CIK 815917 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,368,295	0.78%	+97,117	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Stephens Investment Management Group LLC 13F CIK 1314440 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,332,301	0.76%	+72,376	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Connor, Clark & Lunn Investment Management Ltd. 13F CIK 1596800 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,267,924	0.72%	+588,695	Jun 30, 2026	carried, not yet filed for the newest quarter
37	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,247,586	0.71%	+36,092	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Clearbridge Investments, LLC 13F CIK 1348883 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,209,465	0.69%	-54,594	Jun 30, 2026	carried, not yet filed for the newest quarter
39	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,189,135	0.68%	+167,426	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Boston Partners 13F CIK 1386060 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,165,429	0.66%	+40,096	Jun 30, 2026	carried, not yet filed for the newest quarter
41	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	1,110,455	0.63%	-49,926	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
42	T. Rowe Price Investment Management, Inc. 13F CIK 1897612 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,097,544	0.63%	+1,097,544	Jun 30, 2026	carried, not yet filed for the newest quarter
43	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Sep 30, 2026	1,054,172	0.60%	+197,465	Sep 30, 2026
43.1	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	129,128	0.07%	-8,718	Jul 31, 2026	Principal Funds, Inc, not summed
43.2	SmallCap Value Fund II Fund S000007169 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	118,205	0.07%	-266,435	Jul 31, 2026	Principal Funds, Inc, not summed
43.3	SmallCap Growth Fund I Fund S000007175 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	15,138	0.01%	+4,243	Jul 31, 2026	Principal Funds, Inc, not summed
44	Progeny 3, Inc. 13F CIK 1536006 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,041,625	0.59%	+1,041,625	Jun 30, 2026	carried, not yet filed for the newest quarter
45	VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 13F CIK 1021642 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,015,007	0.58%	-1,487,228	Jun 30, 2026	carried, not yet filed for the newest quarter
46	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	1,001,773	0.57%	+113,851	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
47	KAYNE ANDERSON CAPITAL ADVISORS LP 13F CIK 949615 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	964,888	0.55%	-31,580	Jun 30, 2026	carried, not yet filed for the newest quarter
48	KAYNE ANDERSON ENERGY INFRASTRUCTURE FUND, INC Fund S001293613 · Registered fund · Aug 31, 2026 Kayne Anderson Energy Infrastructure Fund, Inc., not summed	929,559	0.53%	+216,785	Aug 31, 2026	Kayne Anderson Energy Infrastructure Fund, Inc., not summed
49	VANGUARD ENERGY INDEX FUND Fund S000004448 · Registered fund · Aug 31, 2026 VANGUARD WORLD FUND, not summed	927,538	0.53%	-6,698	Aug 31, 2026	VANGUARD WORLD FUND, not summed
50	AMERIPRISE FINANCIAL INC 13F CIK 820027 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	852,169	0.49%	+392,139	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	Columbia Small Cap Index Fund Fund S000010827 · Registered fund · Aug 31, 2026 COLUMBIA FUNDS SERIES TRUST, not summed	251,285	0.14%	-10,502	Aug 31, 2026	COLUMBIA FUNDS SERIES TRUST, not summed
50.2	Variable Portfolio - Partners Small Cap Growth Fund Fund S000028697 · Registered fund · Jun 30, 2026 Columbia Funds Variable Series Trust II, not summed	50,227	0.03%	-6,502	Jun 30, 2026	Columbia Funds Variable Series Trust II, not summed
50.3	Columbia Variable Portfolio - Small Company Growth Fund Fund S000010658 · Registered fund · Jun 30, 2026 COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed	24,934	0.01%	—	Jun 30, 2026	COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed
50.4	Columbia Research Enhanced Small Cap ETF Fund S000095313 · Registered fund · Jun 30, 2026 Columbia ETF Trust I, not summed	249	0.00%	-10	Jun 30, 2026	Columbia ETF Trust I, not summed

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Key facts CIK 1389050 CUSIP 03957W106 13F (30d) 157 filings 137 filers Visit website Investor relations