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6-K

Alterity Therapeutics Ltd (ATHE)

6-K 2026-01-15 For: 2026-01-15
View Original
Added on April 09, 2026

SECURITIESAND EXCHANGE COMMISSION

Washington,D.C. 20549

FORM6-K

REPORTOF FOREIGN PRIVATE ISSUER

PURSUANTTO RULE 13a-16 OR 15d-163

UNDERTHE SECURITIES EXCHANGE ACT OF 1934


Forthe month of January 15, 2026

AlterityTherapeutics Limited

(Name of Registrant)

Level 14, 350 Collins Street,Melbourne, Victoria 3000 Australia

(Address of Principal Executive Office)

Indicateby check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.


Form 20-F ☒       Form 40-F ☐


ThisForm 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-251073,333-248980 and 333-228671)and our Registration Statements on Form F-3 (Files No. 333-274816,333-251647, 333-231417and 333-250076)



ALTERITYTHERAPEUTICS LIMITED

(adevelopment stage enterprise)

The following exhibits are submitted:

99.1 Notification regarding unquoted securities - ATH
1

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Alterity Therapeutics Limited
By: /s/ Julian Babarczy
Julian Babarczy
Chairman

Date: January 15, 2026

2

Exhibit99.1 ****


Appendix 3G - Notification of issue, conversion or payment<br>up of unquoted equity securities

Announcement Summary

Entity name

ALTERITY THERAPEUTICS LIMITED


Date of this announcement

Thursday January 15, 2026


The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

ASX +security code Security description Total number of +securities to be <br><br> issued/transferred Issue date
New class - code to be confirmed Unlisted options expiring 9 January 2031 ex $0.008 18,000,000 15/01/2026

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 1 / 6
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details

1.1 Name of entity
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment<br>up of the following unquoted +securities.
1.2 Registered number type Registration number
--- ---
ABN 37080699065
1.3 ASX issuer code
---
ATH
1.4 The announcement is
New announcement
1.5 Date of this announcement
15/1/2026
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 2 / 6
--- ---
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details

2.1 The +securities the subject of this notification are:


+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX


2.2a This notification is given in relation to an issueof +securities in a class which is not quoted on ASX and which:


does not have an existing ASX security code (“new class”)

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 3 / 6
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3C - number and type of +securities the subject of this notification (new class)

ASX +security code +Security description
New class - code to be confirmed Unlisted options expiring 9 January 2031 ex $0.008
+Security type ISIN code
--- ---
Options

Date the +securities the subject of this notificationwere issued


15/1/2026


Will all the +securities issued in this class rank equallyin all respects from their issue date?


Yes


Were any of the +securities issued to +key managementpersonnel (KMP) or an +associate?


No


Have you received confirmation from ASX that the termsof the +securities are appropriate and equitable under listing rule 6.1?


No

Please provide a URL link for a document lodged withASX setting out the material terms of the +securities being issued.



Options Details

+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.00800000 9/1/2031

Details of the existing class of +security that willbe issued upon exercise or conversion of this new class of company option

ATH : ORDINARY FULLY PAID


Please provide a URL link for a document lodged withASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://app.sharelinktechnologies.com/announcement-preview/asx/0e52c57244a1691e13a67c0caf2d50fb

Any other information the entity wishes to provide aboutthe +securities the subject of this notification

Issue details

Number of +securities

18,000,000

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 4 / 6
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue

Following the issue, conversion or payment up of the+securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.


4.1 Quoted +securities (Total number of each +class of+securities issued and quoted on ASX)


Total number of
ASX +security code and description +securities on issue
ATH : ORDINARY FULLY PAID 10,875,416,329
ATHO : OPTION EXPIRING 31-AUG-2026 931,232,089
ATHOA : OPTION EXPIRING 26-FEB-2027 1,222,300,911

4.2 Unquoted +securities (Total number of each +classof +securities issued but not quoted on ASX)

ASX +security code and description
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX 0.0375 10,000,000
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX 0.0238 11,500,000
ATHAE : OPTION EXPIRING 08-AUG-2030 EX 0.013 11,500,000
ATHAF : OPTION EXPIRING 08-AUG-2030 EX 0.0086 312,400,200
ATHAD : OPTION EXPIRING 01-JUL-2030 EX 0.01 15,000,000
ATHAAK : OPTION EXPIRING 30-DEC-2027 EX 0.01 170,000,000
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX 0.0105 8,000,000
ATHAB : OPTION EXPIRING 13-MAR-2029 EX US0.0031 62,500,000
ATHAA : OPTION EXPIRING 13-MAR-2029 EX 0.004 20,166,667
ATHAC : OPTION EXPIRING 21-MAR-2029 EX US0.003 40,000,200
New class - code to be confirmed : Unlisted options expiring 9 January 2031 ex 0.008 18,000,000

All values are in US Dollars.

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 5 / 6
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception inListing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?

Yes

5.1a Select the number of the applicable exception inListing Rule 7.2

13

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities 6 / 6