Alterity Therapeutics Ltd 6-K, filed Nov 18, 2020
Alterity Therapeutics Ltd (ATHE)
About this 6-K
Alterity Therapeutics Ltd filed this 6-K on November 18, 2020.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2020
Alterity Therapeutics Limited
(Name of Registrant)
Level 3, 460 Bourke Street, Melbourne, VIC 3000, Australia
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): __
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): __
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____
This Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-248980 and 333-228671) and our Registration Statements on Form F-3 (Files No. 333-249311, 333-231417 and 333-250076).
Alterity Therapeutics Limited
| 6-K | Items | |
| 99.1 | Results of Annual General Meeting | |
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ALTERITY THERAPEUTICS LIMITED | ||
| (Registrant) | ||
| By: | /s/ Geoffrey Kempler | |
| Geoffrey Kempler, | ||
| Executive Chairman | ||
November 18, 2020
2
Exhibit 99.1
COMPANY ANNOUNCEMENT
(ASX: ATH)
RESULTS OF ANNUAL GENERAL MEETING
Wednesday, 18th November 2020
The Company wishes to advise that all resolutions contained in the Notice of Meeting were carried by poll.
In accordance with ASX Listing rule 3.13.2 and Section 251AA(1) of the Corporations Act 2001, the following page provides information in relation to the proxy votes received for each resolution considered by Members of the Company at the Annual General Meeting held today.
The Chairman voted undirected proxies in his control in favour of all resolutions.
Resolution 1,8 and 9 are resolutions that required 75% approval to be passed. This threshold has been achieved and these resolutions passed.
On behalf of the Board
Phillip Hains
Company Secretary
Alterity Therapeutics Limited
Level 3, 62 Lygon Street, Carlton Victoria Australia 3053 |
Telephone: 61 3 9824 5254 Facsimile: 61 3 9822 7735 |
Page 1 of 2
ALTERITY
THERAPEUTICS LIMITED
2020 Annual General Meeting
Wednesday, 18 November 2020
Results of Meeting
The following information is provided in accordance with section 251AA(2) of the Corporations Act 2001 (Cth) and ASX Listing Rule 3.13.2.
| Resolution details | Instructions given to validly appointed proxies (as at proxy close) | Number of votes cast on the poll (where applicable) | Resolution Result | |||||||||||||||
| Resolution | Resolution Type | For | Against | Proxy’s Discretion | Abstain | For | Against | Abstain* | Carried / Not Carried | |||||||||
| Resolution 1 Non-binding resolution to adopt Remuneration Report | Ordinary | 315,711,326 95.56% | 9,937,610 3.01% | 4,750,186 1.43% | 1,491,519 | 320,461,512 96.99% | 9,937,610 3.01% | 1,491,519 | Carried | |||||||||
| Resolution 2 Re-Election of Director - Mr Peter Marks | Ordinary | 328,101,326 94.56% | 14,126,458 4.07% | 4,750,186 1.37% | 2,047,576 | 332,851,512 95.93% | 14,126,458 4.07% | 2,047,576 | Carried | |||||||||
| Resolution 3 Re-Election of Director - Mr Lawrence Gozlan | Ordinary | 327,812,822 94.47% | 14,369,638 4.14% | 4,795,186 1.39% | 2,047,900 | 332,608,008 95.86% | 14,369,638 4.14% | 2,047,900 | Carried | |||||||||
| Resolution 4 Approval to refresh and amend 2004 ASX Plan | Ordinary | 314,850,243 95.33% | 10,602,641 3.21% | 4,845,086 1.46% | 1,592,572 | 319,695,329 96.79% | 10,602,641 3.21% | 1,592,572 | Carried | |||||||||
| Resolution 5 Approval to refresh and amend 2018 ADS Plan | Ordinary | 315,582,587 95.52% | 10,039,236 3.04% | 4,751,688 1.44% | 1,517,032 | 320,334,275 96.96% | 10,039,236 3.04% | 1,517,032 | Carried | |||||||||
| Resolution 6 Ratification of prior issue of shares | Ordinary | 330,079,772 95.15% | 12,094,124 3.48% | 4,750,188 1.37% | 2,010,679 | 334,829,960 96.51% | 12,094,124 3.49% | 2,010,679 | Carried | |||||||||
| Resolution 7 Approval for issue of securities | Ordinary | 323,146,414 92.86% | 20,083,404 5.77% | 4,750,186 1.36% | 1,055,537 | 327,896,600 94.23% | 20,083,404 5.77% | 1,055,537 | Carried | |||||||||
| Resolution 8 Amendment to Company constitution | Special | 330,873,819 95.54% | 10,672,653 3.08% | 4,762,186 1.38% | 2,716,885 | 335,636,005 96.92% | 10,672,653 3.08% | 2,716,885 | Carried | |||||||||
| Resolution 9 Approval of 10% Placement issue | Special | 330,287,704 95.05% | 12,705,141 3.65% | 4,511,756 1.30% | 1,521,040 | 334,799,460 96.34% | 12,705,141 3.66% | 1,521,040 | Carried | |||||||||
| * | Votes cast by a person who abstains on an item are not counted in calculating the required majority on a poll. |