Alterity Therapeutics Ltd 6-K, filed Mar 31, 2025
Alterity Therapeutics Ltd (ATHE)
About this 6-K
Alterity Therapeutics Ltd filed this 6-K on March 31, 2025.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-163
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2025
Alterity Therapeutics Limited
(Name of Registrant)
Level 14, 350 Collins Street, Melbourne, Victoria 3000 Australia
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
This Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-251073, 333-248980 and 333-228671) and our Registration Statements on Form F-3 (Files No. 333-274816, 333-251647, 333-231417 and 333-250076)
ALTERITY THERAPEUTICS LIMITED
(a development stage enterprise)
The following exhibits are submitted:
| 99.1 |
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Alterity Therapeutics Limited | ||
| By: | /s/ Geoffrey P. Kempler | |
| Geoffrey P. Kempler | ||
| Chairman | ||
Date: March 31, 2025
2
Exhibit 99.1
| Disclosure of Proxy Votes Alterity Therapeutics Limited Extraordinary General Meeting Monday, 31 March 2025 |
GPO Box 5193, Sydney, NSW 2001 |
In accordance with section 251AA of the Corporations Act 2001, the following information is provided in relation to resolutions put to members at the meeting.
| Proxy Votes | Poll
Results (if applicable) |
Results | ||||||||
| Resolution |
Decided by Show of Hands (S) or Poll (P) |
Total
Number of Proxy Votes exercisable by proxies validly appointed |
FOR | AGAINST | ABSTAIN | PROXY’S DISCRETION |
FOR | AGAINST | ABSTAIN | OUTCOME |
| 1 Ratification of prior issue of Shares | P | 782,564,458 | 657,057,386 83.96% | 92,500,708 11.82% | 1,534,571 | 33,006,364 4.22% | 700,829,750 88.34% | 92,500,708 11.66% | 1,534,571 | Carried |
| 2 Ratification of prior issue of Shares | P | 467,191,617 | 341,671,945 73.13% | 92,513,308 19.80% | 1,654,571 | 33,006,364 7.06% | 385,444,309 80.64% | 92,513,308 19.36% | 1,654,571 | Carried |
| 3 Approval for issue of Shares | P | 1,028,650,344 | 928,398,161 90.25% | 66,938,959 6.51% | 1,027,200 | 33,313,224 3.24% | 972,477,385 93.56% | 66,938,959 6.44% | 1,027,200 | Carried |
| 4 Approval for issue of Options | P | 457,078,417 | 353,933,151 77.43% | 69,832,042 15.28% | 4,082,971 | 33,313,224 7.29% | 398,012,375 85.07% | 69,832,042 14.93% | 4,082,971 | Carried |
| 5A Approval for issue of Securities – Placement – Peter Marks | P | 1,033,783,401 | 967,829,394 93.62% | 36,790,262 3.56% | 3,037,000 | 29,163,745 2.82% | 1,007,759,139 96.48% | 36,790,262 3.52% | 3,037,000 | Carried |
| 5B Approval for issue of Securities – Placement – Brian Meltzer | P | 1,033,610,512 | 968,680,105 93.72% | 35,766,662 3.46% | 3,055,000 | 29,163,745 2.82% | 1,008,609,850 96.58% | 35,766,662 3.42% | 3,055,000 | Carried |
| 5C Approval for issue of Securities – Placement – Lawrence Gozlan | P | 1,039,426,769 | 973,338,362 93.64% | 36,924,662 3.55% | 3,055,000 | 29,163,745 2.81% | 1,013,268,107 96.48% | 36,924,662 3.52% | 3,055,000 | Carried |
| 6 Approval for issue of Options | P | 1,013,470,209 | 924,677,848 91.24% | 49,802,116 4.91% | 30,536,160 | 38,990,245 3.85% | 974,434,093 95.14% | 49,802,116 4.86% | 30,536,160 | Carried |
| Proxy Votes | Poll
Results (if applicable) |
Results | ||||||||
| Resolution | Decided
by Show of Hands (S) or Poll (P) |
Total
Number of Proxy Votes exercisable by proxies validly appointed |
FOR | AGAINST | ABSTAIN | PROXY’S DISCRETION |
FOR | AGAINST | ABSTAIN | OUTCOME |
| 7 Approval to refresh and amend 2004 ASX Plan | P | 1,039,321,019 | 908,349,072 87.40% | 97,974,583 9.43% | 4,684,750 | 32,997,364 3.17% | 935,463,691 90.52% | 97,974,583 9.48% | 5,440,750 | Carried |
| 8 Approval to refresh and amend 2018 ADS Plan | P | 1,039,310,819 | 910,329,672 87.59% | 95,983,783 9.24% | 4,685,950 | 32,997,364 3.17% | 938,200,291 90.72% | 95,983,783 9.28% | 4,685,950 | Carried |