8-K/A - BCML - Equibles

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

FORM 8-K/A

(Amendment No. 1)

Current report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 21, 2022

BAYCOM CORP

(Exact name of registrant as specified in its charter)


California		001-38483		37-1849111
(State or other jurisdiction of incorporation or organization)		(Commission File No.)		(I.R.S. Employer Identification No.)


500 Ygnacio Valley Road , Suite 200 , Walnut Creek , CA		94596
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: ( 925 ) 476-1800

Not Applicable

(Former name or former address, if changed from last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each Class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, no par value per share	BCML	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Explanatory Note

BayCom Corp (the “Company”) is filing this Current Report on Form 8-K/A to make changes to the disclosures regarding the effective date of David M. Spatiz’s resignation from the Board as previously reported in a Current Report on Form 8-K filed with the Securities and Exchange Commission on March 22, 2002 (the “Prior Form -K”). No other changes are being made to the Prior Form 8-K.

Item 5.02	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On March 22, 2022, the Company filed the Prior Form 8-K to report that Malcolm F. Hotchkiss and David M. Spatz each notified the Board of Directors (the “Board”) of the Company of their respective decisions to retire from the Board and the board of directors of the Company’s wholly-owned bank subsidiary, United Business Bank (the “Bank”) effective upon the expiration of their term as a director of the Company or June 21, 2022. Subsequently, by letter dated April 9, 2022, Mr Spatz modified his prior written resignation letter making it effective immediately. Mr Spatz’s letter stated that he resigned his position as a director in order to pursue new endeavors. As disclosed in the Prior Form 8-K, the decision by each of Messrs. Hotchkiss and Spatz to retire from the Board was not a result of any disagreement with the Board or management of the Company or the Bank.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	BAYCOM CORP

Date: April 11, 2022	/s/ Keary L Colwell
	Keary L. Colwell, Senior Executive
	Vice President, Chief Financial Officer and Corporate Secretary