BENF · Beneficient · Shareholders & Ownership
$0.91
-0.07 (-7.55%)
At close · Oct 21
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“All of these conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date of issuance.”View the 10-Q filed Aug 14, 2026
Market Cap
$14.25M
Shares
15.46M
Volume · Oct 21
407.97K
Avg daily vol (3M)
9.55M
Every disclosed holder of BENF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns BENF
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 5,902,943 | 38.19% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 11,922,750 | 77.14% |
| Remaining | 2,369,971 | -15.33% |
| Registered funds (N-PORT, not summed) | 275,315 | 1.78% |
Shares outstanding: 15,455,722, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of BENF
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
1,110,930 | ||
| 1.1 |
James G. Silk
13D
CIK 1978946 · Unknown · Oct 15, 2025
|
137,677 | ||
| 2 |
MMCAP International Inc. SPC
13F
CIK 1304857 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
750,000 | ||
| 3 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
747,899 | ||
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
562,494 | ||
| 5 |
|
513,553 | ||
| 6 |
LMR Partners LLP
13F
CIK 1578621 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
487,500 | ||
| 7 |
|
391,631 | ||
| 7.1 |
|
40,727 | ||
| 8 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
379,725 | ||
| 9 |
TORONTO DOMINION BANK
13F
CIK 947263 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
365,196 | ||
| 10 |
Hudson Bay Capital Management LP
13F
CIK 1393825 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
300,000 | ||
| 11 |
TENOR CAPITAL MANAGEMENT Co., L.P.
13F
CIK 1346554 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
300,000 | ||
| 12 |
Yorkville Advisors Global, LP
13F
CIK 1838613 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
280,631 | ||
| 13 |
RIA Advisory Group LLC
13F
CIK 1958384 · Registered investment adviser · Sep 30, 2026
|
245,218 | ||
| 14 |
Context Capital Management, LLC
13F
CIK 1301396 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
210,024 | ||
| 15 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
187,500 | ||
| 16 |
|
176,732 | ||
| 16.1 |
Mack Hicks
13D
CIK 1413224 · Unknown · Mar 10, 2026
|
11,712,675 | ||
| 17 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
154,649 | ||
| 18 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
153,491 | ||
| 19 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
149,441 | ||
| 20 |
TWO SIGMA SECURITIES, LLC
13F
CIK 1450144 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
124,191 | ||
| 21 |
|
102,890 | ||
| 22 |
UBS Group AG
13F
CIK 1610520 · Bank · Jun 30, 2026
Classes BENF, BENFW, carried, not yet filed for the newest quarter
|
101,529 | ||
| 23 |
Empyrean Capital Partners, LP
13F
CIK 1317195 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
100,000 | ||
| 24 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
74,700 | ||
| 25 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
72,070 | ||
| 26 |
|
66,345 | ||
| 27 |
TRANSCEND CAPITAL ADVISORS, LLC
13F
CIK 1776082 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,000 | ||
| 28 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
49,528 | ||
| 28.1 |
iShares Micro-Cap ETF
Fund
S000004439 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
4,205 | ||
| 29 |
Cruiser Capital Advisors, LLC
13F
CIK 1713506 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
48,750 | ||
| 30 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
45,122 | ||
| 31 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
31,411 | ||
| 32 |
Brad K. Heppner
13D
CIK 1776029 · Unknown · Dec 22, 2024
|
29,563 | ||
| 33 |
Fidelity Total Market Index Fund
Fund
S000006026 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
25,247 | ||
| 34 |
Ausdal Financial Partners, Inc.
13F
CIK 1667146 · Registered investment adviser · Jun 30, 2026
Classes BENF, BENFW, carried, not yet filed for the newest quarter
|
23,817 | ||
| 35 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
22,235 | ||
| 36 |
|
21,549 | ||
| 37 |
Fidelity Series Total Market Index Fund
Fund
S000065248 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
20,690 | ||
| 38 |
D. E. Shaw & Co., Inc.
13F
CIK 1009207 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
19,500 | ||
| 39 |
Ancora Advisors LLC
13F
CIK 1446114 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,273 | ||
| 40 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,750 | ||
| 41 |
|
5,336 | ||
| 42 |
Fidelity Nasdaq Composite Index Fund
Fund
S000055366 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
1,032 | ||
| 43 |
|
60 | ||
| 44 |
NFSG Corp
13F
CIK 1879757 · Registered investment adviser · Sep 30, 2026
|
24 | ||
| 45 |
SBI Securities Co., Ltd.
13F
CIK 1851815 · Non-US institution · Jun 30, 2026
carried, not yet filed for the newest quarter
|
7 | ||
| 46 |
|
4 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.