BLTH · American Battery Materials, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These conditions have raised substantial doubt as to the Company’s ability to continue as a going concern for one year from the issuance of the financial statements, which has not been alleviated.”View the 10-Q filed Aug 10, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-03-17 | SUCKLING ANDREW P |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
7,868 |
| 2026-03-17 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
13,890 |
| 2026-03-17 | LEVINTHAL JARED I |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
7,026 |
| 2026-03-17 | Graber David Edward |
Director, Chief Executive Officer, 10% Owner |
Other↑
Filing footnotes — Common stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible and promissory notes, pursuant to the terms of the note extension agreements. |
Common stock
|
98,101 |
| 2026-03-17 | VORWERK JUSTIN J |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement. |
Common Stock
|
20,875 |
| 2026-03-17 | Glenn Dylan |
Director |
Other↑
Filing footnotes — Common Stock (Indirect)
Represents shares of common stock issued in consideration for the extension of the maturity date of a promissory note, pursuant to the terms of the note extension agreement |
Common Stock
(I)
|
4,895 |
| 2026-01-14 | Lipson Adam C |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Common Stock
|
5,779 |
| 2026-01-14 | Lipson Adam C |
Director |
Convert↓
Filing footnotes — Stock Options (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Stock Options
|
445 |
| 2026-01-14 | Lipson Adam C |
Director |
Convert↓
Filing footnotes — Stock Options (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Stock Options
|
5,334 |
| 2026-01-09 | LEVINTHAL JARED I |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Common Stock
|
5,779 |
| 2026-01-09 | SUCKLING ANDREW P |
Director |
Convert↓
Filing footnotes — Stock Options (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Stock Options
|
445 |
| 2026-01-09 | SUCKLING ANDREW P |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Common Stock
|
5,779 |
| 2026-01-09 | LEVINTHAL JARED I |
Director |
Convert↓
Filing footnotes — Stock Options (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Stock Options
|
445 |
| 2026-01-09 | LEVINTHAL JARED I |
Director |
Convert↓
Filing footnotes — Stock Options (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Stock Options
|
5,334 |
| 2026-01-09 | SUCKLING ANDREW P |
Director |
Convert↓
Filing footnotes — Stock Options (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Stock Options
|
5,334 |
| 2026-01-06 | Glenn Dylan |
Director |
Convert↓
Filing footnotes — Stock Options (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Stock Options
|
3,230 |
| 2026-01-06 | Glenn Dylan |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
The reporting person exercised stock options and acquired the underlying shares |
Common Stock
|
3,230 |
| 2025-11-28 | Graber David Edward |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Common stock
|
300 |
| 2025-11-26 | Graber David Edward |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Common stock
|
200 |
| 2025-11-24 | Graber David Edward |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Common stock
|
300 |
| 2025-11-21 | Lipson Adam C |
Director |
Award↑
|
Common Stock
|
1,000 |
| 2025-11-20 | Lipson Adam C |
Director |
Award↑
|
Common Stock
|
1,000 |
| 2025-10-31 | SUCKLING ANDREW P |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
2,935 |
| 2025-10-31 | Glenn Dylan |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
Represents shares of common stock issued in consideration for the extension of the maturity date of a promissory note, pursuant to the terms of the note extension agreement |
Common Stock
(I)
|
1,816 |
| 2025-10-31 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
2,780 |
| 2025-10-31 | VORWERK JUSTIN J |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
7,836 |
| 2025-10-31 | Graber David Edward |
Director, Chief Executive Officer, 10% Owner |
Other↑
Filing footnotes — Common stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible and promissory notes, pursuant to the terms of the note extension agreements. |
Common stock
|
40,601 |
| 2025-10-23 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 10/23/2025 in the amount of $34,200 with current principal of $42,323 after Most Favored Nations principal increase and subsequent maturity extensions Pari-Passu with other noteholders and convertible at a 35% discount to the company's proposed uplist. Price expected to be $6.00 per share. |
Convertible Note
|
1 |
| 2025-10-23 | LEVINTHAL JARED I |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
2,634 |
| 2025-10-23 | Graber David Edward |
Director, Chief Executive Officer, 10% Owner |
Other↑
Filing footnotes — Convertible Note (Direct)
Convertible note originally issued on 10/23/2025 in the amount of $200,000, with current principal of $247,500 after MFN adjustment on 10/31/2025 and maturity extension on 1/31/2026 Pari-Passu with other noteholders convertible at a 35% discount to the uplist price if/when the company is able to uplist to NYSE. Tentatively, the price is $6.00. |
Convertible Note
|
1 |
| 2025-10-23 | Lipson Adam C |
Director |
Buy↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 10/23/2025 in the amount of $34,200 with current principal of $37,620 after Most Favored Nations principal increase Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share. |
Convertible Note
|
1 |
| 2025-10-23 | Graber David Edward |
Director, Chief Executive Officer, 10% Owner |
Other↑
Filing footnotes — Convertible Note (Direct)
Convertible note originally issued on 10/23/2025 in the amount of $200,000, with current principal of $220,000 after after MFN adjustment on 10/31/2025 Pari-Passu with other noteholders convertible at a 35% discount to the uplist price if/when the company is able to uplist to Nasdaq or NYSE. Tentatively, the price is $6.35. |
Convertible Note
|
1 |
| 2025-08-28 | Lipson Adam C |
Director |
Buy↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 8/28/2025 in the amount of $50,000 convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share. |
Convertible Note
|
12,114 |
| 2025-08-28 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 8/28/2025 in the amount of $50,000 with current principal of $55,000 after subsequent maturity extensions Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share. |
Convertible Note
|
1 |
| 2025-08-28 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 8/28/2025 in the amount of $50,000 with current principal of $61,875 after subsequent maturity extensions Pari-Passu with other noteholders and convertible at a 35% discount to the company's proposed uplist. Price expected to be $6.00 per share. |
Convertible Note
|
1 |
| 2025-08-27 | VORWERK JUSTIN J |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
7,028 |
| 2025-08-27 | SUCKLING ANDREW P |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
2,612 |
| 2025-08-27 | LEVINTHAL JARED I |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
3,054 |
| 2025-08-01 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 8/1/2025in the amount of $15,721.27, with current principal of $19,022.74 after Most Favored Nations and note extension principal increases Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share. |
Convertible Note
|
1 |
| 2025-08-01 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 8/1/2025 in the amount of $15,721.27, with current principal of $21,400 after Most Favored Nations and note extension principal increases Pari-Passu with other noteholders and convertible at a 35% discount to the company's proposed uplist. Price expected to be $6.00 per share. |
Convertible Note
|
1 |
| 2025-08-01 | Lipson Adam C |
Director |
Buy↑
Filing footnotes — Convertible Note (Direct)
Convertible note issued on 8/1/2025in the amount of $15,721.27, with current principal of $17,293.40 after Most Favored Nations principal increase Pari-Passu with other noteholders and convertible at a 25% discount to the company's proposed uplist. Price expected to be $6.35 per share. |
Convertible Note
|
10,893 |
| 2025-05-23 | LEVINTHAL JARED I |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement |
Common Stock
|
1,312 |
| 2025-05-23 | LUX SEBASTIAN F |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement |
Common Stock
|
1,112 |
| 2025-05-23 | Lipson Adam C |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement |
Common Stock
|
1,112 |
| 2025-05-23 | SUCKLING ANDREW P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement |
Common Stock
|
1,112 |
| 2025-05-23 | Glenn Dylan |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement |
Common Stock
|
1,112 |
| 2025-05-23 | VORWERK JUSTIN J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement |
Common Stock
|
1,112 |
| 2025-05-07 | Lipson Adam C |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
160 |
| 2025-05-07 | SUCKLING ANDREW P |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
800 |
| 2025-05-07 | LEVINTHAL JARED I |
Director |
Other↑
Filing footnotes — Common Stock (Direct)
Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement |
Common Stock
|
1,304 |