BWEN · Broadwind, Inc. · Shareholders & Ownership

$3.07 +0.07 (+2.33%) At close · Oct 27 Q2 2026 earnings call transcript

Market Cap

$72.63M

23.66M

Volume · Oct 27 100.93K Avg daily vol (3M) 404.7K

Every disclosed holder of BWEN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns BWEN

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	57	8,069,467	34.11%	Yes
Insiders (Forms 3, 4, 5)	9	1,914,055	8.09%	Yes
13D/G-only blocks	2	3,009,008	12.72%	Yes
Remaining	—	10,664,843	45.08%	Rest
Registered funds (N-PORT, not summed)	32	1,509,062	6.38%	No

Shares outstanding: 23,657,373, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of BWEN

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	GRACE & WHITE INC /NY 13F CIK 903064 · Registered investment adviser · Sep 30, 2026	1,770,138	7.48%	-11,935	Sep 30, 2026
2	Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Broadwind, Inc. Employees' 401(k) 13G CIK 1280529 · Pension or benefit plan · Nov 14, 2025 Rule 13d-1(b), qualified institution	1,669,405	7.06%	—	Nov 14, 2025	Rule 13d-1(b), qualified institution
3	PRINCIPAL FINANCIAL GROUP INC 13G CIK 1126328 · Insurance company · Dec 31, 2023 Rule 13d-1(b), qualified institution	1,339,603	5.66%	—	Dec 31, 2023	Rule 13d-1(b), qualified institution
4	AIGH Capital Management LLC 13F CIK 1835943 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,156,000	4.89%	+1,156,000	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	912,824	3.86%	+35,827	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Blashford Eric B. Insider CIK 1698603 · Jul 1, 2026 President and CEO, issuer-wide	695,573	2.94%	+41,892	Jul 1, 2026	President and CEO, issuer-wide
7	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	660,523	2.79%	0	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
8	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 13F CIK 1164508 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	475,439	2.01%	+40,578	Jun 30, 2026	carried, not yet filed for the newest quarter
9	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	389,947	1.65%	+24,102	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	69,913	0.30%	+22,815	Jun 30, 2026	iShares Trust, not summed
10	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	342,455	1.45%	+50,654	Jun 30, 2026	carried, not yet filed for the newest quarter
10.1	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	76,856	0.32%	+23,619	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
10.2	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	44,561	0.19%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
10.3	Dimensional U.S. Targeted Value ETF Fund S000070901 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	36,734	0.16%	+2,137	Jul 31, 2026	Dimensional ETF Trust, not summed
10.4	U.S. Targeted Value Portfolio Fund S000000970 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	36,608	0.15%	0	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
10.5	Dimensional US Small Cap Value ETF Fund S000075151 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	31,165	0.13%	—	Jul 31, 2026	Dimensional ETF Trust, not summed
11	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	244,432	1.03%	+182,097	Jun 30, 2026	carried, not yet filed for the newest quarter
12	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	240,136	1.02%	-10,889	Jun 30, 2026	carried, not yet filed for the newest quarter
13	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	215,649	0.91%	-825	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
14	Schueller Daniel E. Insider CIK 1698592 · Jun 9, 2025 Pres., Broadwind Heavy Fab., issuer-wide	211,010	0.89%	0	Jun 9, 2025	Pres., Broadwind Heavy Fab., issuer-wide
15	REILAND DAVID P Insider CIK 1222000 · May 15, 2025 Director, issuer-wide	202,706	0.86%	+21,164	May 15, 2025	Director, issuer-wide
16	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	182,919	0.77%	+100,754	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Informed Momentum Co LLC 13F CIK 1510989 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	176,250	0.75%	+176,250	Jun 30, 2026	carried, not yet filed for the newest quarter
18	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	164,477	0.70%	+43,888	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Wood Cary B Insider CIK 1450239 · May 28, 2026 Director, issuer-wide	164,471	0.70%	+13,605	May 28, 2026	Director, issuer-wide
20	Mayo Gilbert W. Jr. Insider CIK 1732375 · Jul 1, 2026 Pres., Broadwind Ind. Solution, issuer-wide	160,582	0.68%	+8,712	Jul 1, 2026	Pres., Broadwind Ind. Solution, issuer-wide
21	US BANCORP \DE\ 13F CIK 36104 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	160,128	0.68%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Aristides Capital LLC 13F CIK 1595521 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	156,500	0.66%	+11,570	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Ciccone Thomas A Insider CIK 1883049 · Jul 1, 2026 VP and CFO, issuer-wide	149,757	0.63%	+16,639	Jul 1, 2026	VP and CFO, issuer-wide
24	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	149,186	0.63%	-44,672	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Christman Philip J Insider CIK 1756611 · May 28, 2026 Director, issuer-wide	145,329	0.61%	+13,605	May 28, 2026	Director, issuer-wide
26	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	140,946	0.60%	+140,946	Jun 30, 2026	carried, not yet filed for the newest quarter
27	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	126,503	0.53%	+12,979	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Shivaram Sachin M Insider CIK 1952838 · May 28, 2026 Director, issuer-wide	117,663	0.50%	+13,605	May 28, 2026	Director, issuer-wide
29	SIMPLEX TRADING, LLC 13F CIK 1488542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	113,080	0.48%	+109,150	Jun 30, 2026	carried, not yet filed for the newest quarter
30	SEI INVESTMENTS CO 13F CIK 350894 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	104,414	0.44%	+104,414	Jun 30, 2026	carried, not yet filed for the newest quarter
31	ESSEX INVESTMENT MANAGEMENT CO LLC 13F CIK 201772 · Registered investment adviser · Sep 30, 2026	94,671	0.40%	0	Sep 30, 2026
32	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	79,215	0.33%	-1,050	Jun 30, 2026	carried, not yet filed for the newest quarter
33	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	71,733	0.30%	-8,002	Jun 30, 2026	carried, not yet filed for the newest quarter
34	ALGERT GLOBAL LLC 13F CIK 1275218 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	67,416	0.29%	+46,776	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Press Jeanette A. Insider CIK 1628944 · May 28, 2026 Director, issuer-wide	66,964	0.28%	+13,605	May 28, 2026	Director, issuer-wide
36	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	58,988	0.25%	-127,727	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Ultra-Small Company Fund Fund S000004423 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	53,988	0.23%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
36.2	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	5,000	0.02%	0	Jun 30, 2026	Bridgeway Funds, Inc., not summed
37	GROUP ONE TRADING LLC 13F CIK 932540 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	58,168	0.25%	+44,700	Jun 30, 2026	carried, not yet filed for the newest quarter
38	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	52,045	0.22%	+3,845	Jun 30, 2026	carried, not yet filed for the newest quarter
39	MYDA Advisors LLC 13F CIK 1589689 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	50,000	0.21%	+50,000	Jun 30, 2026	carried, not yet filed for the newest quarter
40	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	45,857	0.19%	+5,317	Jun 30, 2026	carried, not yet filed for the newest quarter
41	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	40,559	0.17%	-4,102	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Deeter Investments LLP 13F CIK 1675711 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	36,008	0.15%	+36,008	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Squarepoint Ops LLC 13F CIK 1642575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	35,762	0.15%	+35,762	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Mariner, LLC 13F CIK 1373442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	35,653	0.15%	-200	Jun 30, 2026	carried, not yet filed for the newest quarter
45	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	34,171	0.14%	+19,578	Jun 30, 2026	carried, not yet filed for the newest quarter
46	GSA CAPITAL PARTNERS LLP 13F CIK 1362033 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,149	0.14%	-63,241	Jun 30, 2026	carried, not yet filed for the newest quarter
47	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	30,164	0.13%	+30,164	Jun 30, 2026	carried, not yet filed for the newest quarter
48	NewEdge Advisors, LLC 13F CIK 1633516 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	27,200	0.12%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
49	JAMES INVESTMENT RESEARCH, INC. 13F CIK 810384 · Registered investment adviser · Sep 30, 2026	27,100	0.11%	0	Sep 30, 2026
50	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	26,923	0.11%	+26,923	Jun 30, 2026	carried, not yet filed for the newest quarter

12 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 76 holders

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Key facts CIK 1120370 CUSIP 11161T207 13F (30d) 6 filings 6 filers Visit website Investor relations