BWEN · Broadwind, Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Ciccone Thomas A |
VP and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; (iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29; and (iv) 16,289 restricted stock units that vest 3,257 shares on 7/1/27 and 3,258 shares on each of 7/1/28, 7/1/29, 7/1/30 and 7/1/31. |
Common Stock
|
16,289 |
| 2026-07-01 | Blashford Eric B. |
President and CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; (iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29; and (iv) 41,251 restricted stock units that vest 8,250 shares on each of 7/1/27, 7/1/28, 7/1/29 and 7/1/30 and 8,251 shares on 7/1/31. |
Common Stock
|
41,251 |
| 2026-07-01 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Award↑
Filing footnotes — Common Stock (Direct)
Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; (iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29; and (iv) 8,348 restricted stock units that vest 1,669 shares on each of 7/1/27 and 7/1/28 and 1,670 shares on each of 7/1/29, 7/1/30 and 7/1/31. |
Common Stock
|
8,348 |
| 2026-05-28 | Blashford Eric B. |
President and CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; and iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29. |
Common Stock
|
41,786 |
| 2026-05-28 | Wood Cary B |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 13,605 restricted stock units that vest on 5/28/27. |
Common Stock
|
13,605 |
| 2026-05-28 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Award↑
Filing footnotes — Common Stock (Direct)
Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28; and iii) 8,231 restricted stock units that vest 2,743 shares on 5/28/27 and 2,744 shares on each of 5/28/28 and 5/28/29. |
Common Stock
|
8,231 |
| 2026-05-28 | Christman Philip J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 13,605 restricted stock units that vest on 5/28/27. |
Common Stock
|
13,605 |
| 2026-05-28 | Ciccone Thomas A |
VP and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28; and iii) 15,157 restricted stock units that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29. |
Common Stock
|
15,157 |
| 2026-05-28 | Press Jeanette A. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 13,605 restricted stock units that vest on 5/28/27. |
Common Stock
|
13,605 |
| 2026-05-28 | Shivaram Sachin M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 13,605 restricted stock units that vest on 5/28/27. |
Common Stock
|
13,605 |
| 2026-05-26 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; and (ii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
1,282 |
| 2026-05-26 | Blashford Eric B. |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; and (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
4,691 |
| 2026-05-26 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; and (ii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
753 |
| 2026-05-18 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 4,197 restricted stock units that vest 4,197 shares on 5/25/26; (ii) 6,564 restricted stock units that vest 6,564 shares on 5/16/27; and (iii) 14,878 restricted stock units that vest 7,439 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
2,332 |
| 2026-05-18 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 2,370 restricted stock units that vest 2,370 shares on 5/25/26; (ii) 3,635 restricted stock units that vest 3,635 shares on 5/16/27; and (iii) 8,238 restricted stock units that vest 4,119 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
1,320 |
| 2026-05-18 | Blashford Eric B. |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 11,808 restricted stock units that vest 11,808 shares on 5/25/26; (ii) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; and (iii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
7,656 |
| 2026-05-15 | Blashford Eric B. |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. |
Common Stock
|
8,941 |
| 2026-05-15 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. |
Common Stock
|
1,607 |
| 2026-05-15 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. |
Common Stock
|
2,898 |
| 2025-06-09 | Schueller Daniel E. |
Pres., Broadwind Heavy Fab. |
Sell↓
Filing footnotes — Common Stock (Direct)
Includes (i) 3,889 restricted stock units that vest on 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
3,000 |
| 2025-05-27 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 2,370 restricted stock units that vest on 5/25/26; (ii) 7,269 restricted stock units that vest 3,634 shares on 5/16/26 and 3,635 shares on 5/16/27; and (iii) 12,356 restricted stock units that vest 4,118 shares on 5/15/26 and 4,119 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
711 |
| 2025-05-27 | Blashford Eric B. |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 11,808 restricted stock units that vest on 5/25/26; (ii) 36,398 restricted stock units that vest 18,199 shares on each of 5/16/26 and 5/16/27; and (iii) 61,875 restricted stock units that vest 20,625 shares on each of 5/15/26, 5/15/27 and 5/15/28. |
Common Stock
|
3,352 |
| 2025-05-27 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 4,197 restricted stock units that vest on 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28. |
Common Stock
|
1,032 |
| 2025-05-16 | Blashford Eric B. |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; (ii) 36,398 restricted stock units that vest 18,199 shares on each of 5/16/26 and 5/16/27; and (iii) 61,875 restricted stock units that vest 20,625 shares on each of 5/15/26, 5/15/27 and 5/15/28. |
Common Stock
|
5,165 |
| 2025-05-16 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; (ii) 13,128 restricted stock units that vest 6,564 shares on each of 5/16/26 and 5/16/27; and (iii) 22,317 restricted stock units that vest 7,439 shares on each of 5/15/26, 5/15/27 and 5/15/28. |
Common Stock
|
1,614 |
| 2025-05-16 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; (ii) 7,269 restricted stock units that vest 3,634 shares on 5/16/26 and 3,635 shares on 5/16/27; and (iii) 12,356 restricted stock units that vest 4,118 shares on 5/15/26 and 4,119 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
1,089 |
| 2025-05-15 | Ciccone Thomas A |
VP and CFO |
Award↑
|
Common Stock
|
22,317 |
| 2025-05-15 | Shivaram Sachin M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 21,164 restricted stock units that vest on 5/15/26. |
Common Stock
|
21,164 |
| 2025-05-15 | Press Jeanette A. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 21,164 restricted stock units that vest on 5/15/26. |
Common Stock
|
21,164 |
| 2025-05-15 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Award↑
|
Common Stock
|
12,356 |
| 2025-05-15 | Schueller Daniel E. |
Pres., Broadwind Heavy Fab. |
Award↑
Filing footnotes — Common Stock (Direct)
Includes (i) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; (ii) 12,046 restricted stock units that vest 6,023 shares on each of 5/16/26 and 5/16/27; and (iii) 20,477 restricted stock units that vest 6,825 shares on 5/15/26 and 6,826 shares on each of 5/15/27 and 5/15/28. |
Common Stock
|
20,477 |
| 2025-05-15 | Christman Philip J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 21,164 restricted stock units that vest on 5/15/26. |
Common Stock
|
21,164 |
| 2025-05-15 | Wood Cary B |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 21,164 restricted stock units that vest on 5/15/26. |
Common Stock
|
21,164 |
| 2025-05-15 | Blashford Eric B. |
President and CEO |
Award↑
|
Common Stock
|
61,875 |
| 2025-05-15 | REILAND DAVID P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Includes 21,164 restricted stock units that vest on 5/15/26. |
Common Stock
|
21,164 |
| 2025-04-25 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (ii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. |
Common Stock
|
968 |
| 2025-04-25 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (ii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27. |
Common Stock
|
1,193 |
| 2025-04-25 | Blashford Eric B. |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27. |
Common Stock
|
5,654 |
| 2025-02-26 | Blashford Eric B. |
President and CEO |
Award↑
|
Common Stock
|
146,094 |
| 2025-02-26 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Award↑
|
Common Stock
|
29,174 |
| 2025-02-26 | Blashford Eric B. |
President and CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (iii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27. |
Common Stock
|
69,511 |
| 2025-02-26 | Ciccone Thomas A |
VP and CFO |
Award↑
|
Common Stock
|
28,876 |
| 2025-02-26 | Schueller Daniel E. |
Pres., Broadwind Heavy Fab. |
Award↑
|
Common Stock
|
48,106 |
| 2025-02-26 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. |
Common Stock
|
12,021 |
| 2025-02-26 | Schueller Daniel E. |
Pres., Broadwind Heavy Fab. |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27. |
Common Stock
|
23,257 |
| 2025-02-26 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27. |
Common Stock
|
13,093 |
| 2024-08-16 | Blashford Eric B. |
President and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $2.26 to $2.27; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc. Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27. |
Common Stock
|
5,000 |
| 2024-05-28 | Ciccone Thomas A |
VP and CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 3,938 restricted stock units that vest on 4/25/25; (ii) 8,394 restricted stock units that vest 4,197 shares on each of 5/25/25 and 5/25/26; and (iii) 19,692 restricted stock units that vest 6,564 shares on each of 5/16/25, 5/16/26 and 5/16/27. |
Common Stock
|
1,128 |
| 2024-05-28 | Mayo Gilbert W. Jr. |
Pres., Broadwind Ind. Solution |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 3,979 restricted stock units that vest on 4/25/25; (ii) 4,740 restricted stock units that vest 2,370 shares on each of 5/25/25 and 5/25/26; and (iii) 10,903 restricted stock units that vest 3,634 shares on each of 5/16/25 and 5/16/26 and 3,635 shares on 5/16/27. |
Common Stock
|
666 |
| 2024-05-28 | Schueller Daniel E. |
Pres., Broadwind Heavy Fab. |
Tax↓
Filing footnotes — Common Stock (Direct)
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27. |
Common Stock
|
1,245 |