BWEN · Broadwind, Inc. · Holdings

$3.07 +0.07 (+2.33%) At close · Oct 27 Q2 2026 earnings call transcript

Market Cap

$72.63M

23.66M

Volume · Oct 27 100.93K Avg daily vol (3M) 404.7K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of BWEN: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 57

Total Value: $38,020,187

Total Shares: 8,129,667

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 58 13F filers

Top Holder

21.8%

of institutional value

Top 5

57.8%

of institutional value

Top 10

72.6%

of institutional value

HHI

938

Broadly held

Who Holds BWEN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 58 filers, like-for-like change +15.1%; actively managed books +19.2%; index-like books +3.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	59.5%	27	-11.7%	6	7
Bank	3.6%	5	+1.4%	1	1
Broker-dealer	1.0%	2	+115.2%	0	0
Non-US	0.0%	1	-19.1%	0	0
Holding company	7.0%	6	+26.8%	1	0
Exempt adviser	0.0%	0	-100.0%	0	1
Adviser	0.0%	0	—	0	0
Unknown	28.8%	17	+362.7%	6	2

Style	Share	Filers	Change	New	Exited
Index-like	23.0%	8	+3.2%	0	0
Systematic-like	2.6%	5	+5.6%	1	0
Concentrated	16.7%	4	+542.0%	1	1
Diversified active	57.7%	41	-3.0%	12	10
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	43.7%	24	+1.5%	3	5
Medium turnover	18.2%	13	-21.9%	3	3
High turnover	24.2%	14	+204.7%	6	3
Unknown	13.9%	7	+10.5%	2	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	31.2%	12	+115.6%	5	1
Medium horizon	8.7%	6	+31.8%	2	2
Long horizon	54.4%	33	+3.6%	6	6
Unknown	5.7%	7	-57.1%	1	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	27.0%	10	-4.2%	4	0
$1B to $10B	22.0%	16	+82.8%	2	6
$10B to $100B	7.8%	10	-12.4%	3	3
$100B or more	43.2%	22	+14.4%	5	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	23.2%	8	-10.8%	1	2
Pooled investment vehicles	12.2%	9	-30.9%	3	3
Registered funds and BDCs	19.2%	4	-10.4%	0	1
Governments and sovereign funds	3.4%	4	+547.3%	2	0
Diversified	1.5%	2	-0.1%	0	0
Pension and profit sharing plans	0.0%	0	-100.0%	0	1
Unknown	40.5%	31	+107.9%	8	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	12.3%	9	-42.3%	4	4
Private equity funds	0.4%	2	-0.4%	0	0
Other private funds	6.1%	4	-9.9%	0	1
No private funds	40.7%	12	-4.2%	2	2
Private funds, type not stated	0.0%	0	-100.0%	0	1
Mixed private funds	0.0%	0	—	0	0
Unknown	40.5%	31	+156.2%	8	3

Location	Share	Filers	Change	New	Exited
United States	99.1%	53	+21.8%	13	9
Outside the US	0.9%	5	-83.4%	1	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F.

Conviction and Crowding

58 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

14.1%

of shares outstanding, 42nd percentile

Mar 31, 2026: 11.0%

Private-fund advisers

6.52%

of shares outstanding

Institutional ownership

34.6%

37.6% of the estimated free float

Top 10 holders

72.8%

of 13F shares, Herfindahl 0.095

Active holders

+19.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 11.2 quarters

Under 1 year 45.6% 1 to 3 years 17.9% 3 years or more 36.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$3.03

estimated per share

Mar 31, 2026: $2.85

Quarter-end price

$4.83

implied by 13F values

Estimated gain or loss

+59.6%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 47.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies BWEN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	INTC Intel Corp	3	0.023
2	AMZN Amazon Com Inc	3	0.016
3	MSFT Microsoft Corp	3	0.016
4	GOOGL Alphabet Inc.	3	0.016

Shareholder Targets

13F filers that own its peers but not BWEN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: INTC, AMZN, MSFT, GOOGL. 6,907 filers in all.

#	Filer	In peers	Of book	Largest peers
1	JPMORGAN CHASE & CO Bank, Diversified active	$179,111,872,236 4 held	10.4%	GOOGL, MSFT, AMZN
2	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$167,428,152,966 4 held	7.54%	GOOGL, MSFT, AMZN
3	Invesco Ltd. Adviser, Diversified active	$149,755,540,217 4 held	11.9%	GOOGL, MSFT, AMZN
4	NORGES BANK Non-US, Index-like	$135,788,648,487 4 held	13.5%	GOOGL, MSFT, AMZN
5	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$123,138,817,129 4 held	12.4%	GOOGL, MSFT, AMZN
6	Capital Research Global Investors Adviser, Diversified active	$113,741,287,085 4 held	15.9%	GOOGL, MSFT, AMZN
7	BANK OF AMERICA CORP /DE/ Bank, Diversified active	$91,412,813,590 4 held	5.90%	GOOGL, MSFT, AMZN
8	Capital World Investors Adviser, Diversified active	$87,236,787,162 4 held	10.3%	GOOGL, MSFT, AMZN
9	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$73,355,544,766 4 held	13.4%	GOOGL, MSFT, AMZN
10	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$66,065,898,425 4 held	8.79%	GOOGL, MSFT, AMZN

Fund Ownership of BWEN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.94% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.94%	+0.06 pp	222,643	7
Index ETFs	4.00%	+0.09 pp	946,085	3
Active ETFs	0.24%	-0.54 pp	56,389	5
Active funds	0.92%	+0.06 pp	218,267	12
Unclassified	0.03%	+0.03 pp	6,917	1
All registered funds	6.13%	-0.29 pp	1,450,301	28

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 27 Bank 5 Broker-dealer 2 Non-US 1 Holding company 6 Unknown 16

Showing 61 of 61

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

GRACE & WHITE INC /NY

$7,399,176

19.46%

1,770,138

AIGH Capital Management LLC

$5,583,480

14.69%

1,156,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Worth Venture Partners, LLC	281,200	$1,358,196	24.3%	Other
Held directly	874,800	$4,225,284	75.7%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$4,408,939

11.60%

912,824

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$2,296,370

6.04%

475,439

BlackRock, Inc.

$1,883,441

4.95%

389,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	16,695	$80,636	4.3%	Sole
BlackRock Investment Management, LLC	4,672	$22,565	1.2%	Sole
BlackRock Fund Advisors	69,913	$337,679	17.9%	Sole
BlackRock Institutional Trust Company, N.A.	298,667	$1,442,561	76.6%	Sole

DIMENSIONAL FUND ADVISORS LP

$1,654,056

4.35%

342,455

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	3,839	$18,542	1.1%	Defined
Dimensional Ireland Ltd	17,831	$86,123	5.2%	Defined
Held directly	320,785	$1,549,391	93.7%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,180,606

3.11%

244,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	244,432	$1,180,606	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$1,159,856

3.05%

240,136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	45,745	$220,948	19.0%	Defined
Held directly	194,391	$938,908	81.0%	Defined

JANE STREET GROUP, LLC

$883,498

2.32%

182,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	182,919	$883,498	100.0%	Defined

Informed Momentum Co LLC

$851,287

2.24%

176,250

ACADIAN ASSET MANAGEMENT LLC

$794,423

2.09%

164,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	164,477	$794,423	100.0%	Defined

US BANCORP \DE\

$773,418

2.03%

160,128

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	160,128	$773,418	100.0%	Defined

Aristides Capital LLC

$755,895

1.99%

156,500

RENAISSANCE TECHNOLOGIES LLC

$720,568

1.90%

149,186

RAYMOND JAMES FINANCIAL INC

$680,768

1.79%

140,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	138,355	$668,254	98.2%	Defined
Raymond James Financial Services Advisors, Inc.	2,591	$12,514	1.8%	Defined

VANGUARD FIDUCIARY TRUST CO

$611,009

1.61%

126,503

SIMPLEX TRADING, LLC

$546,176

1.44%

113,080

SEI INVESTMENTS CO

$504,319

1.33%

104,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	104,414	$504,319	100.0%	Sole

ESSEX INVESTMENT MANAGEMENT CO LLC

$395,724

1.04%

94,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 94671	94,671	$395,724	100.0%	Sole

STATE STREET CORP

$382,608

1.01%

79,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	79,215	$382,608	100.0%	Defined

GOLDMAN SACHS GROUP INC

$346,470

0.91%

71,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	71,733	$346,470	100.0%	Defined

ALGERT GLOBAL LLC

$325,619

0.86%

67,416

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$284,912

0.75%

58,988

GROUP ONE TRADING LLC

$280,951

0.74%

58,168

CITADEL ADVISORS LLC

$251,377

0.66%

52,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	52,045	$251,377	100.0%	Defined

MYDA Advisors LLC

$241,500

0.64%

50,000

NORTHERN TRUST CORP

$221,489

0.58%

45,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	45,857	$221,489	100.0%	Defined

XTX Topco Ltd

$195,899

0.52%

40,559

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	40,559	$195,899	100.0%	Defined

Deeter Investments LLP

$173,918

0.46%

36,008

Squarepoint Ops LLC

$172,730

0.45%

35,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	35,762	$172,730	100.0%	Defined

Mariner, LLC

$172,203

0.45%

35,653

HRT FINANCIAL LP

$165,045

0.43%

34,171

GSA CAPITAL PARTNERS LLP

$155,279

0.41%

32,149

TWO SIGMA INVESTMENTS, LP

$145,692

0.38%

30,164

NewEdge Advisors, LLC

$131,376

0.35%

27,200

AMERICAN CENTURY COMPANIES INC

$130,038

0.34%

26,923

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	26,923	$130,038	100.0%	Defined

LPL Financial LLC

$123,377

0.32%

25,544

JAMES INVESTMENT RESEARCH, INC.

$113,278

0.30%

27,100

Legato Capital Management LLC

$107,655

0.28%

22,289

Apollon Wealth Management, LLC

$103,822

0.27%

24,838

Macco Financial Group, Inc.

$101,430

0.27%

21,000

CITADEL ADVISORS LLC

$93,702

0.25%

19,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	19,400	$93,702	100.0%	Defined

CITADEL ADVISORS LLC

$72,933

0.19%

15,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,100	$72,933	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$72,933

0.19%

15,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,100	$72,933	100.0%	Other

ALERUS FINANCIAL NA

$63,944

0.17%

13,239

PANAGORA ASSET MANAGEMENT INC

$57,626

0.15%

11,931

COMMONWEALTH EQUITY SERVICES, LLC

$53,101

0.14%

10,994

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$51,198

0.13%

10,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	10,600	$51,198	100.0%	Other

PFG Investments, LLC

$48,300

0.13%

10,000

Vanguard Global Advisers, LLC

$27,487

0.07%

5,691

CITIGROUP INC

$20,624

0.05%

4,270

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	4,270	$20,624	100.0%	Defined

Tower Research Capital LLC (TRC)

$15,480

0.04%

3,205

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,205	$15,480	100.0%	Defined

OSAIC HOLDINGS, INC.

$13,958

0.04%

2,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,890	$13,958	100.0%	Defined

UBS Group AG

$8,766

0.02%

1,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,280	$6,182	70.5%	Defined
UBS Switzerland AG	535	$2,584	29.5%	Defined

HOLLENCREST CAPITAL MANAGEMENT

$2,796

0.01%

579

FMR LLC

$2,695

0.01%

558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	558	$2,695	100.0%	Defined

COMPASS FINANCIAL MANAGEMENT LLC

$2,415

0.01%

500

SBI Securities Co., Ltd.

$1,220

0.00%

292

HARBOUR INVESTMENTS, INC.

$724

0.00%

150

Caitong International Asset Management Co., Ltd

$560

0.00%

116

MORGAN STANLEY

$48

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	10	$48	100.0%	Defined

Key facts CIK 1120370 CUSIP 11161T207 13F (30d) 6 filings 6 filers Visit website Investor relations