CERO · Cero Therapeutics Holdings, Inc.

$0.07 -0.02 (-25.26%) At close · Oct 31

Market Cap

$716,309

71.63M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 32

Total Value: $799,029

Total Shares: 3,109,623

Institutional Ownership Trend

5 quarters

Holder Concentration

Across 32 13F filers · Δ vs Sep 30, 2022

Top Holder

77.1%

+69.1 pts

Top 5

99.4%

+68.6 pts

Top 10

100.0%

+49.6 pts

HHI

6,189

Highly concentrated+5,823

Quarterly Activity

vs Sep 30, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -48

Institutional value: -99.5%

Shares held: -85.5%

Top Buyers

vs Sep 30, 2022

Institution	Added	Now Holds
Mid MMCAP International Inc. SPC	+374,628	375,000
Mid Saba Capital Management, L.P.	+295,159	295,913
Mid Linden Advisors LP	+249,858	249,999
Small Q Global Advisors, LLC	+170,700	170,785
Small Context Capital Management, LLC	+121,713	122,013

Top Sellers

vs Sep 30, 2022

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2022

Institution	Acquired	Value (USD)
Mid Parallel Advisors, LLC	148,500	$615,890
Mid ARCH Venture Management, LLC	22,389	$113,960
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	108,712	$52,141
Small FNY Investment Advisers, LLC	1,050	$5,344
Mega CITIGROUP INC	968	$4,927

Top Sold-Out Positions

vs Sep 30, 2022

Institution	Previously Held	Last Value (USD)
Mid HIGHBRIDGE CAPITAL MANAGEMENT LLC	883	$11,023,617
Large MARSHALL WACE, LLP	425	$8,571,172
Small Periscope Capital Inc.	842	$7,590,293
Mega D. E. Shaw & Co., Inc.	374	$7,544,414
Mega HSBC HOLDINGS PLC	365	$7,360,644

Filter: New 14 Increased 18 Reduced 0 Sold out 62 Unchanged 0

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Parallel Advisors, LLC

$615,890

77.08%

121,000

ARCH Venture Management, LLC

$113,960

14.26%

22,389

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$52,141

6.53%

10,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	10,244	$52,141	100.0%	Other

Tower Research Capital LLC (TRC)

$6,611

0.83%

1,299

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,299	$6,611	100.0%	Defined

FNY Investment Advisers, LLC

$5,344

0.67%

1,050

CITIGROUP INC

$4,927

0.62%

968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	968	$4,927	100.0%	Defined

SBI Securities Co., Ltd.

$91

0.01%

UBS Group AG

$30

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1	$5	16.7%	Defined
UBS Securities LLC	5	$25	83.3%	Defined

BANK OF AMERICA CORP /DE/

$15

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3	$15	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP

$15

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	3	$15	100.0%	Sole

ROYAL BANK OF CANADA

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1	$5	100.0%	Defined

TORONTO DOMINION BANK CEROW

—

381,018

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	381,018	$0	—	Defined

Q Global Advisors, LLC CEROW

—

170,785

Clear Street Group Inc. CEROW

—

461,653

Saba Capital Management, L.P. CEROW

—

295,913

Westchester Capital Management, LLC CEROW

—

74,998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTCHESTER CAPITAL PARTNERS, LLC	753	$0	—	Sole
Virtus Investment Advisers, LLC	68,958	$0	—	Other
Held directly	5,287	$0	—	Sole

Blue Owl Capital Holdings LP CEROW

—

224,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Owl Alternative Credit Advisors LLC	224,930	$0	—	Defined

TENOR CAPITAL MANAGEMENT Co., L.P. CEROW

—

50,000

Calamos Advisors LLC CEROW

—

12,500

MILLENNIUM MANAGEMENT LLC CEROW

—

108,750

WOLVERINE ASSET MANAGEMENT LLC CEROW

—

33,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, L.P.	33,796	$0	—	Defined

MMCAP International Inc. SPC CEROW

—

375,000

Virtu Financial LLC CEROW

—

21,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	21,104	$0	—	Defined

Parallel Advisors, LLC CEROW

—

27,500

Fortress Financial Solutions, LLC CEROW

—

10,000

NEXPOINT ASSET MANAGEMENT, L.P. CEROW

—

108,741

Ancora Advisors LLC CEROW

—

2,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ancora Alternatives LLC	2,500	$0	—	Sole

PICTON MAHONEY ASSET MANAGEMENT CEROW

—

75,000

Linden Advisors LP CEROW

—

249,999

DUPONT CAPITAL MANAGEMENT CORP CEROW

—

12,500

WHITEBOX ADVISORS LLC CEROW

—

23,250

Silver Rock Financial LP CEROW

—

12,224

Context Capital Management, LLC CEROW

—

122,013

SUSQUEHANNA INTERNATIONAL GROUP, LLP CEROW

—

98,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	98,468	$0	—	Other

Key facts CIK 1870404 CUSIP 71902K402 Visit website Investor relations