China Southern Airlines Co Ltd 6-K, filed Jul 2, 2020
China Southern Airlines Co Ltd (CHKIF)
About this 6-K
China Southern Airlines Co Ltd filed this 6-K on July 2, 2020.
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
July 2, 2020
CHINA SOUTHERN AIRLINES COMPANY LIMITED
68 Qi Xin Road
Guangzhou, 510403
People’s Republic of China
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): N/A
China Southern Airlines Company Limited (the “Company”) published the following announcement on June 30, 2020 on the Hong Kong Stock Exchange’s website at:
https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0630/2020063001994.pdf, in relation to the poll results of 2019 annual general meeting, 2020 first class meeting for holders of A shares and 2020 first class meeting for holders of H shares.
The announcement in English is included as exhibit to this Form 6-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CHINA SOUTHERN AIRLINES COMPANY LIMITED | ||
| By: | /s/ Xie Bing | |
| Name: | Xie Bing | |
| Title: | Company Secretary | |
Date: July 2, 2020
Exhibit 99.1
The Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
POLL RESULTS OF 2019 ANNUAL GENERAL MEETING,
2020 FIRST CLASS MEETING FOR HOLDERS OF A SHARES AND
2020 FIRST CLASS MEETING FOR HOLDERS OF H SHARES
The board (the “Board”) of directors (the “Directors”) of China Southern Airlines Company Limited (the “Company”) and all of its members confirm that this announcement does not contain any misrepresentation, misleading statement or material omission, and jointly and severally accept full responsibility for the truthfulness, accuracy and completeness of the contents of this announcement.
POLL RESULTS OF AGM AND CLASS MEETINGS
The annual general meeting for the year 2019 of the Company (the “AGM”), the 2020 first class meeting for holders of A shares of the Company (the “A Share Class Meeting”) and the 2020 first class meeting for holders of H shares of the Company (the “H Share Class Meeting”, together with A Share Class Meeting, the “Class Meetings”) was held immediately one after another from 9:00 a.m. on Tuesday, 30 June 2020 at No. 3301 Conference Room, 33th Floor, China Southern Airlines Building, No. 68 Qixin Road, Baiyun District, Guangzhou, Guangdong Province, the PRC. The AGM and Class Meetings were convened by the Board and presided by Mr. Wang Chang Shun, the Chairman of the Board. All Directors and supervisors of the Company attended the AGM and Class Meetings. Some members of the senior management of the Company also attended the AGM and Class Meetings. No resolutions proposed at the AGM and Class Meetings were being vetoed or amended.
As at the date of the AGM, there were 15,329,302,395 shares (the “Shares”) of the Company in issue, of which the total number of Shares entitling the holders to attend and vote for or against the resolutions proposed at the AGM was 12,875,867,938. 55 shareholders and authorized proxies holding an aggregate of 9,545,124,744 Shares carrying voting rights, representing approximately 74.1319% of the total number of voting Shares of the Company, were present at the AGM.
| Number of shareholders and authorized proxies attended the AGM |
55 | |
| Of which: number of A shareholders |
50 | |
| number of H shareholders |
5 | |
| Total number of voting Shares held |
9,545,124,744 | |
| Of which: total number of Shares held by A shareholders |
6,504,753,681 |
1
| total number of Shares held by H shareholders |
3,040,371,063 | |
| Percentage of the total number of voting Shares of the Company (%) |
74.1319 | |
| Of which: percentage of Shares held by A shareholders (%) |
50.519 | |
| percentage of Shares held by H shareholders (%) |
23.6129 |
As at the date of the A Share Class Meeting, there were 11,054,157,546 A Shares in issue, of which 8,600,723,089 A Shares was the total number of A Shares entitling the holders to attend and vote for or against the resolutions proposed at the A Share Class Meeting. 51 shareholders and authorized proxies holding an aggregate of 6,507,042,181 A Shares carrying voting rights, representing approximately 75.6569% of the total number of voting A Shares, were present at the A Share Class Meeting.
| Number of shareholders and authorized proxies attended the A Share Class Meeting |
51 | |
| Total number of voting Shares held |
6,507,042,181 | |
| Percentage of the total number of voting Shares of the Company (%) |
75.6569 |
As at the date of the H Share Class Meeting, there were 4,275,144,849 H Shares in issue, which was the total number of H Shares entitling the holders to attend and vote for or against the resolutions proposed at the H Share Class Meeting. 5 shareholders and authorized proxies holding an aggregate of 757,238,336 H Shares carrying voting rights, representing approximately 37.9537% of the total number of voting H Shares, were present at the H Share Class Meeting.
| Number of shareholders and authorized proxies attended the H Share Class Meeting |
5 | |
| Total number of voting Shares held |
757,238,336 | |
| Percentage of the total number of voting Shares of the Company (%) |
37.9537 |
China Southern Air Holding Company Limited, Nan Lung Holding Limited, Perfect Lines (Hong Kong) Limited and their associates, who were directly and indirectly holding an aggregate of 9,261,849,357 Shares (of which the total number of voting Shares was 6,808,414,900) as at the date of this announcement, are required to abstain from voting in relation to ordinary resolutions No. 18 at the AGM. Nan Lung Holding Limited, Perfect Lines (Hong Kong) Limited and their associates, who were holding an aggregate of 2,279,983,577 H Shares as at the date of this announcement, are required to abstain from voting in relation to all resolutions at the H Share Class Meeting. As such, China Southern Air Holding Company Limited, Nan Lung Holding Limited, Perfect Lines (Hong Kong) Limited and their associates had abstained from voting in relation to the respective resolutions as disclosed hereabove.
Save as disclosed above, there was no restriction on any shareholder of the Company casting votes on any of the proposed resolutions at the AGM and Class Meetings, and there was no Share entitling the holders to attend and vote only against the resolutions proposed at the AGM and Class Meetings. No shareholder is required to abstain from voting on any of the resolutions proposed at the AGM and Class Meetings.
2
All resolutions as set out in the notice of the AGM and Class Meetings were duly passed and the poll results are as follows:
I. AGM
Ordinary Resolutions
| 1. | Resolution: The Report of the Directors of the Company for the year 2019. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,563,281 | 99.9971 | 23,200 | 0.0004 | 167,200 | 0.0025 | ||||||||||||||||||
| H Shares |
3,039,273,033 | 99.9639 | 55,800 | 0.0018 | 1,042,230 | 0.0343 | ||||||||||||||||||
| Total |
9,543,836,314 | 99.9865 | 79,000 | 0.0008 | 1,209,430 | 0.0127 | ||||||||||||||||||
| 2. | Resolution: The Report of the Supervisory Committee of the Company for the year 2019. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,563,381 | 99.9971 | 23,200 | 0.0004 | 167,100 | 0.0025 | ||||||||||||||||||
| H Shares |
3,039,273,033 | 99.9639 | 55,800 | 0.0018 | 1,042,230 | 0.0343 | ||||||||||||||||||
| Total |
9,543,836,414 | 99.9865 | 79,000 | 0.0008 | 1,209,330 | 0.0127 | ||||||||||||||||||
| 3. | Resolution: The audited consolidated financial statements of the Company for the year 2019. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,563,281 | 99.9971 | 23,200 | 0.0004 | 167,200 | 0.0025 | ||||||||||||||||||
| H Shares |
3,038,250,583 | 99.9303 | 1,078,250 | 0.0355 | 1,042,230 | 0.0342 | ||||||||||||||||||
| Total |
9,542,813,864 | 99.9758 | 1,101,450 | 0.0115 | 1,209,430 | 0.0127 | ||||||||||||||||||
3
| 4. | Resolution: The profit distribution proposal of the Company for the year 2019. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,720,581 | 99.9994 | 23,200 | 0.0004 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,040,299,963 | 99.9977 | 71,100 | 0.0023 | 0 | 0.0000 | ||||||||||||||||||
| Total |
9,545,020,544 | 99.9989 | 94,300 | 0.0010 | 9,900 | 0.0001 | ||||||||||||||||||
| 5. | Resolution: The re-appointment of external auditor. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,720,581 | 99.9995 | 23,200 | 0.0004 | 9,900 | 0.0001 | ||||||||||||||||||
| H Shares |
3,040,168,063 | 99.9933 | 75,350 | 0.0025 | 127,650 | 0.0042 | ||||||||||||||||||
| Total |
9,544,888,644 | 99.9975 | 98,550 | 0.0010 | 137,550 | 0.0015 | ||||||||||||||||||
| 6. | Resolution: To authorize Xiamen Airlines Company Limited to provide guarantees to its four holding subsidiaries. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,491,416,967 | 99.7950 | 13,326,814 | 0.2049 | 9,900 | 0.0001 | ||||||||||||||||||
| H Shares |
2,911,609,447 | 95.7649 | 128,734,516 | 4.2342 | 27,100 | 0.0009 | ||||||||||||||||||
| Total |
9,403,026,414 | 98.5113 | 142,061,330 | 1.4883 | 37,000 | 0.0004 | ||||||||||||||||||
4
| 7. | Resolution: To authorize the Company and its holding subsidiaries to respectively provide guarantees to their special purpose vehicles. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,500,463,208 | 99.9340 | 4,280,673 | 0.0658 | 9,800 | 0.0002 | ||||||||||||||||||
| H Shares |
3,017,180,209 | 99.2372 | 23,163,754 | 0.7619 | 27,100 | 0.0009 | ||||||||||||||||||
| Total |
9,517,643,417 | 99.7121 | 27,444,427 | 0.2875 | 36,900 | 0.0004 | ||||||||||||||||||
Special Resolutions
| 8. | Resolution: The proposal to general meeting to authorize the board of directors of the Company to issue shares under the general mandate. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,467,893,728 | 99.4333 | 36,850,153 | 0.5665 | 9,800 | 0.0002 | ||||||||||||||||||
| H Shares |
2,896,416,775 | 95.2652 | 143,916,438 | 4.7335 | 37,850 | 0.0013 | ||||||||||||||||||
| Total |
9,364,310,503 | 98.1057 | 180,766,591 | 1.8938 | 47,650 | 0.0005 | ||||||||||||||||||
| 9. | Resolution: The proposal to general meeting to authorize the board of directors of the Company to issue the debt financing instruments under the general mandate. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,489,921,285 | 99.7720 | 13,189,541 | 0.2028 | 1,642,855 | 0.0252 | ||||||||||||||||||
| H Shares |
2,915,707,162 | 95.8997 | 121,882,791 | 4.0088 | 2,781,110 | 0.0915 | ||||||||||||||||||
| Total |
9,405,628,447 | 98.5386 | 135,072,332 | 1.4151 | 4,423,965 | 0.0463 | ||||||||||||||||||
5
Ordinary Resolution
| 10. | Resolution: The satisfaction by the Company of the conditions of the public issuance of A share convertible bonds. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,281 | 99.9878 | 780,600 | 0.0120 | 9,800 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,644,885 | 99.8446 | 4,523,628 | 0.1488 | 202,550 | 0.0066 | ||||||||||||||||||
| Total |
9,539,608,166 | 99.9422 | 5,304,228 | 0.0556 | 212,350 | 0.0022 | ||||||||||||||||||
Special Resolutions
| 11.00 | Resolution: The proposal on the public issuance of A share convertible bonds by the Company. (The resolution has been passed by voting on each of the following resolutions) |
| 11.01 | Resolution: Type of securities to be issued |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,628,635 | 99.8440 | 4,709,878 | 0.1549 | 32,550 | 0.0011 | ||||||||||||||||||
| Total |
9,539,591,816 | 99.9420 | 5,490,478 | 0.0575 | 42,450 | 0.0005 | ||||||||||||||||||
| 11.02 | Resolution: Size of issuance |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,626,085 | 99.8439 | 4,710,878 | 0.1549 | 34,100 | 0.0012 | ||||||||||||||||||
| Total |
9,539,589,266 | 99.9420 | 5,491,478 | 0.0575 | 44,000 | 0.0005 | ||||||||||||||||||
6
| 11.03 | Resolution: Par value and issue price |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,626,835 | 99.8440 | 4,710,128 | 0.1549 | 34,100 | 0.0011 | ||||||||||||||||||
| Total |
9,539,590,016 | 99.9420 | 5,490,728 | 0.0575 | 44,000 | 0.0005 | ||||||||||||||||||
| 11.04 | Resolution: Term |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,627,085 | 99.8440 | 4,709,878 | 0.1549 | 34,100 | 0.0011 | ||||||||||||||||||
| Total |
9,539,590,266 | 99.9420 | 5,490,478 | 0.0575 | 44,000 | 0.0005 | ||||||||||||||||||
| 11.05 | Resolution: Interest rate |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,627,185 | 99.8440 | 4,698,528 | 0.1545 | 45,350 | 0.0015 | ||||||||||||||||||
| Total |
9,539,590,366 | 99.9420 | 5,479,128 | 0.0574 | 55,250 | 0.0006 | ||||||||||||||||||
7
| 11.06 | Resolution: Method and timing of interest payment and repayment of principal |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,639,685 | 99.8444 | 4,683,528 | 0.1540 | 47,850 | 0.0016 | ||||||||||||||||||
| Total |
9,539,602,866 | 99.9421 | 5,464,128 | 0.0572 | 57,750 | 0.0007 | ||||||||||||||||||
| 11.07 | Resolution: Conversion period |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,639,185 | 99.8444 | 4,684,028 | 0.1541 | 47,850 | 0.0015 | ||||||||||||||||||
| Total |
9,539,602,366 | 99.9421 | 5,464,628 | 0.0573 | 57,750 | 0.0006 | ||||||||||||||||||
| 11.08 | Resolution: Determination and adjustment of the conversion price |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,608,435 | 99.8434 | 4,726,028 | 0.1554 | 36,600 | 0.0012 | ||||||||||||||||||
| Total |
9,539,571,616 | 99.9418 | 5,506,628 | 0.0577 | 46,500 | 0.0005 | ||||||||||||||||||
8
| 11.09 | Resolution: Terms of downward adjustment to the conversion price |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,613,185 | 99.8435 | 4,696,278 | 0.1545 | 61,600 | 0.0020 | ||||||||||||||||||
| Total |
9,539,576,366 | 99.9419 | 5,476,878 | 0.0574 | 71,500 | 0.0007 | ||||||||||||||||||
| 11.10 | Resolution: Method for determining the number of shares for conversion |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,606,185 | 99.8433 | 4,703,278 | 0.1547 | 61,600 | 0.0020 | ||||||||||||||||||
| Total |
9,539,569,366 | 99.9418 | 5,483,878 | 0.0575 | 71,500 | 0.0007 | ||||||||||||||||||
| 11.11 | Resolution: Terms of redemption |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,606,335 | 99.8433 | 4,703,128 | 0.1547 | 61,600 | 0.0020 | ||||||||||||||||||
| Total |
9,539,569,516 | 99.9418 | 5,483,728 | 0.0575 | 71,500 | 0.0007 | ||||||||||||||||||
9
| 11.12 | Resolution: Terms of sale back |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,627,135 | 99.8440 | 4,671,078 | 0.1536 | 72,850 | 0.0024 | ||||||||||||||||||
| Total |
9,539,590,316 | 99.9420 | 5,451,678 | 0.0571 | 82,750 | 0.0009 | ||||||||||||||||||
| 11.13 | Resolution: Attribution of dividend in the year of conversion |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,628,635 | 99.8440 | 4,669,578 | 0.1536 | 72,850 | 0.0024 | ||||||||||||||||||
| Total |
9,539,591,816 | 99.9420 | 5,450,178 | 0.0571 | 82,750 | 0.0009 | ||||||||||||||||||
| 11.14 | Resolution: Method of issuance and targeted subscribers |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,793,185 | 99.8494 | 4,504,078 | 0.1481 | 73,800 | 0.0025 | ||||||||||||||||||
| Total |
9,539,756,366 | 99.9438 | 5,284,678 | 0.0554 | 83,700 | 0.0008 | ||||||||||||||||||
| 11.15 | Resolution: Subscription arrangement for the existing A shareholders |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,806,885 | 99.8499 | 4,504,078 | 0.1481 | 60,100 | 0.0020 | ||||||||||||||||||
| Total |
9,539,770,066 | 99.9439 | 5,284,678 | 0.0554 | 70,000 | 0.0007 | ||||||||||||||||||
10
| 11.16 | Resolution: Matters relating to A share convertible bond holders’ meetings |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,793,085 | 99.8494 | 4,493,928 | 0.1478 | 84,050 | 0.0028 | ||||||||||||||||||
| Total |
9,539,756,266 | 99.9438 | 5,274,528 | 0.0553 | 93,950 | 0.0009 | ||||||||||||||||||
| 11.17 | Resolution: Use of proceeds |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,522,181 | 99.9964 | 221,600 | 0.0034 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,040,134,713 | 99.9922 | 166,000 | 0.0055 | 70,350 | 0.0023 | ||||||||||||||||||
| Total |
9,544,656,894 | 99.9951 | 387,600 | 0.0041 | 80,250 | 0.0008 | ||||||||||||||||||
| 11.18 | Resolution: Guarantee and security |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,808,035 | 99.8499 | 4,492,678 | 0.1478 | 70,350 | 0.0023 | ||||||||||||||||||
| Total |
9,539,771,216 | 99.9439 | 5,273,278 | 0.0552 | 80,250 | 0.0009 | ||||||||||||||||||
11
| 11.19 | Resolution: Deposit account for proceeds raised |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,708,581 | 99.9993 | 35,200 | 0.0005 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,040,159,563 | 99.9930 | 152,250 | 0.0050 | 59,250 | 0.0020 | ||||||||||||||||||
| Total |
9,544,868,144 | 99.9973 | 187,450 | 0.0020 | 69,150 | 0.0007 | ||||||||||||||||||
| 11.20 | Resolution: Ratings |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,795,885 | 99.8495 | 4,492,678 | 0.1478 | 82,500 | 0.0027 | ||||||||||||||||||
| Total |
9,539,759,066 | 99.9438 | 5,273,278 | 0.0552 | 92,400 | 0.0010 | ||||||||||||||||||
| 11.21 | Resolution: Validity period of the proposal on the issuance of A share convertible bonds |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,794,735 | 99.8495 | 4,493,828 | 0.1478 | 82,500 | 0.0027 | ||||||||||||||||||
| Total |
9,539,757,916 | 99.9438 | 5,274,428 | 0.0553 | 92,400 | 0.0009 | ||||||||||||||||||
12
| 12. | Resolution: The preliminary plan of the proposed issuance of A share convertible bonds. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,808,585 | 99.8499 | 4,504,928 | 0.1482 | 57,550 | 0.0019 | ||||||||||||||||||
| Total |
9,539,771,766 | 99.9439 | 5,285,528 | 0.0554 | 67,450 | 0.0007 | ||||||||||||||||||
Ordinary Resolutions
| 13. | Resolution: The feasibility report on the use of proceeds raised from the proposed public issuance of A share convertible bonds. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,708,581 | 99.9993 | 35,200 | 0.0005 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,040,164,013 | 99.9932 | 152,300 | 0.0050 | 54,750 | 0.0018 | ||||||||||||||||||
| Total |
9,544,872,594 | 99.9974 | 187,500 | 0.0020 | 64,650 | 0.0006 | ||||||||||||||||||
| 14. | Resolution: The report on the use of previously raised proceeds. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,504,708,581 | 99.9993 | 35,200 | 0.0005 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,040,168,513 | 99.9933 | 141,050 | 0.0046 | 61,500 | 0.0021 | ||||||||||||||||||
| Total |
9,544,877,094 | 99.9974 | 176,250 | 0.0018 | 71,400 | 0.0008 | ||||||||||||||||||
13
| 15. | Resolution: The risk notifications on the dilution of immediate returns by the proposed public issuance of A share convertible bonds and the remedial measures to be adopted by the Company and undertakings from relevant entities. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,774,285 | 99.8488 | 4,507,778 | 0.1483 | 89,000 | 0.0029 | ||||||||||||||||||
| Total |
9,539,737,466 | 99.9436 | 5,288,378 | 0.0554 | 98,900 | 0.0010 | ||||||||||||||||||
Special Resolution
| 16. | Resolution: The proposal to general meeting to authorize the board of directors of the Company and its authorised persons to manage the matters relating to the proposed public issuance of A share convertible bonds. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,821,235 | 99.8504 | 4,510,078 | 0.1483 | 39,750 | 0.0013 | ||||||||||||||||||
| Total |
9,539,784,416 | 99.9441 | 5,290,678 | 0.0554 | 49,650 | 0.0005 | ||||||||||||||||||
Ordinary Resolutions
| 17. | Resolution: The rules for A share convertible bond holders’ meeting. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
6,503,963,181 | 99.9878 | 780,600 | 0.0120 | 9,900 | 0.0002 | ||||||||||||||||||
| H Shares |
3,035,801,885 | 99.8497 | 4,500,378 | 0.1480 | 68,800 | 0.0023 | ||||||||||||||||||
| Total |
9,539,765,066 | 99.9438 | 5,280,978 | 0.0553 | 78,700 | 0.0009 | ||||||||||||||||||
14
| 18. | Resolution: The possible pre-emptive subscription for the proposed public issuance of A share convertible bonds by the controlling shareholder. |
Result: Passed
Details:
| Types |
For | Against | Abstain | |||||||||||||||||||||
| For | For (%) | Against | Against (%) |
Abstain | Abstain (%) | |||||||||||||||||||
| A Shares |
1,975,531,858 | 99.9600 | 780,600 | 0.0395 | 9,900 | 0.0005 | ||||||||||||||||||
| H Shares |
761,383,858 | 95.5193 | 4,497,578 | 0.5642 | 31,218,050 | 3.9165 | ||||||||||||||||||
| Total |
2,736,915,716 | 98.6837 | 5,278,178 | 0.1903 | 31,227,950 | 1.1260 | ||||||||||||||||||
More than 50% of the total valid voting rights held by attending shareholders and authorized proxies were cast in favour of resolutions No. 1 to No. 7, No. 10, No. 13 to No. 15, and No. 17 to No. 18. More than 2/3 of the total valid voting rights held by attending shareholders and authorized proxies were cast in favour of resolutions No. 8 to No. 9, No. 11 to No. 12, and No. 16.
15
II. A Share Class Meeting
Special Resolutions
| 1.00 | Resolution: The proposal on the public issuance of A share convertible bonds by the Company. (The resolution has been passed by voting on each of the following resolutions) |
| 1.01 | Resolution: Type of securities to be issued |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.02 | Resolution: Size of issuance |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.03 | Resolution: Par value and issue price |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.04 | Resolution: Term |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
16
| 1.05 | Resolution: Interest rate |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.06 | Resolution: Method and timing of interest payment and repayment of principal |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.07 | Resolution: Conversion period |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.08 | Resolution: Determination and adjustment of the conversion price |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.09 | Resolution: Terms of downward adjustment to the conversion price |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.10 | Resolution: Method for determining the number of shares for conversion |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
17
| 1.11 | Resolution: Terms of redemption |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.12 | Resolution: Terms of sale back |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.13 | Resolution: Attribution of dividend in the year of conversion |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.14 | Resolution: Method of issuance and targeted subscribers |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.15 | Resolution: Subscription arrangement for the existing A shareholders |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
18
| 1.16 | Resolution: Matters relating to A share convertible bond holders’ meetings |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.17 | Resolution: Use of proceeds |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,810,681 | 99.9964 | 221,600 | 0.0034 | 9,900 | 0.0002 | ||||||||||||||||||
| 1.18 | Resolution: Guarantee and security |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.19 | Resolution: Deposit account for proceeds raised |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,997,081 | 99.9993 | 35,200 | 0.0005 | 9,900 | 0.0002 | ||||||||||||||||||
| 1.20 | Resolution: Ratings |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 1.21 | Resolution: Validity period of the proposal on the issuance of A share convertible bonds |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
19
| 2. | Resolution: The preliminary plan of the proposed issuance of A share convertible bonds. |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
| 3. | Resolution: The proposal to general meeting to authorize the board of directors of the Company and its authorised persons to manage the matters relating to the proposed public issuance of A share convertible bonds. |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
6,506,251,681 | 99.9879 | 780,600 | 0.0120 | 9,900 | 0.0001 | ||||||||||||||||||
More than 2/3 of the total valid voting rights held by attending shareholders and authorized proxies were cast in favour of resolutions No. 1 to No. 3 at the A Share Class Meeting.
20
III. H Share Class Meeting
Special Resolutions
| 1.00 | Resolution: The proposal on the public issuance of A share convertible bonds by the Company. (The resolution has been passed by voting on each of the following resolutions) |
| 1.01 | Resolution: Type of securities to be issued |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,793,858 | 99.4131 | 4,430,278 | 0.5851 | 14,200 | 0.0018 | ||||||||||||||||||
| 1.02 | Resolution: Size of issuance |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,818,058 | 99.4163 | 4,419,028 | 0.5836 | 1,250 | 0.0001 | ||||||||||||||||||
| 1.03 | Resolution: Par value and issue price |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,805,458 | 99.4146 | 4,406,978 | 0.5820 | 25,900 | 0.0034 | ||||||||||||||||||
| 1.04 | Resolution: Term |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,787,658 | 99.4122 | 4,448,828 | 0.5875 | 1,850 | 0.0003 | ||||||||||||||||||
21
| 1.05 | Resolution: Interest rate |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,814,908 | 99.4159 | 4,423,128 | 0.5841 | 300 | 0.0000 | ||||||||||||||||||
| 1.06 | Resolution: Method and timing of interest payment and repayment of principal |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,174,258 | 99.3313 | 5,063,928 | 0.6687 | 150 | 0.0000 | ||||||||||||||||||
| 1.07 | Resolution: Conversion period |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,788,458 | 99.4124 | 4,447,978 | 0.5874 | 1,900 | 0.0002 | ||||||||||||||||||
| 1.08 | Resolution: Determination and adjustment of the conversion price |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,129,808 | 99.3254 | 5,108,228 | 0.6746 | 300 | 0.0000 | ||||||||||||||||||
| 1.09 | Resolution: Terms of downward adjustment to the conversion price |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,185,158 | 99.3327 | 5,053,078 | 0.6673 | 100 | 0.0000 | ||||||||||||||||||
| 1.10 | Resolution: Method for determining the number of shares for conversion |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,799,308 | 99.4138 | 4,437,978 | 0.5861 | 1,050 | 0.0001 | ||||||||||||||||||
22
| 1.11 | Resolution: Terms of redemption |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,788,208 | 99.4123 | 4,448,178 | 0.5874 | 1,950 | 0.0003 | ||||||||||||||||||
| 1.12 | Resolution: Terms of sale back |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,786,908 | 99.4121 | 4,449,378 | 0.5876 | 2,050 | 0.0003 | ||||||||||||||||||
| 1.13 | Resolution: Attribution of dividend in the year of conversion |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,788,008 | 99.4123 | 4,448,528 | 0.5875 | 1,800 | 0.0002 | ||||||||||||||||||
| 1.14 | Resolution: Method of issuance and targeted subscribers |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,788,208 | 99.4123 | 4,448,278 | 0.5874 | 1,850 | 0.0003 | ||||||||||||||||||
| 1.15 | Resolution: Subscription arrangement for the existing A shareholders |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,790,308 | 99.4126 | 4,447,728 | 0.5874 | 300 | 0.0000 | ||||||||||||||||||
23
| 1.16 | Resolution: Matters relating to A share convertible bond holders’ meetings |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,787,758 | 99.4123 | 4,448,778 | 0.5875 | 1,800 | 0.0002 | ||||||||||||||||||
| 1.17 | Resolution: Use of proceeds |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
754,721,486 | 99.6676 | 2,515,250 | 0.3322 | 1,600 | 0.0002 | ||||||||||||||||||
| 1.18 | Resolution: Guarantee and security |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,826,658 | 99.4174 | 4,411,678 | 0.5826 | 0 | 0.0000 | ||||||||||||||||||
| 1.19 | Resolution: Deposit account for proceeds raised |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
757,140,486 | 99.9871 | 96,250 | 0.0127 | 1,600 | 0.0002 | ||||||||||||||||||
| 1.20 | Resolution: Ratings |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,788,958 | 99.4124 | 4,447,828 | 0.5874 | 1,550 | 0.0002 | ||||||||||||||||||
| 1.21 | Resolution: Validity period of the proposal on the issuance of A share convertible bonds |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,800,758 | 99.4140 | 4,437,128 | 0.5860 | 450 | 0.0000 | ||||||||||||||||||
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| 2. | Resolution: The preliminary plan of the proposed issuance of A share convertible bonds. |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,788,408 | 99.4123 | 4,447,828 | 0.5874 | 2,100 | 0.0003 | ||||||||||||||||||
| 3. | Resolution: The proposal to general meeting to authorize the board of directors of the Company and its authorised persons to manage the matters relating to the proposed public issuance of A share convertible bonds. |
Result: Passed
Details:
| For | Against | Abstain | ||||||||||||||||||||||
| For | For (%) | Against | Against (%) | Abstain | Abstain (%) | |||||||||||||||||||
| Results |
752,788,208 | 99.4123 | 4,448,478 | 0.5875 | 1,650 | 0.0002 | ||||||||||||||||||
More than 2/3 of the total valid voting rights held by attending shareholders and authorized proxies were cast in favour of resolutions No. 1 to No. 3 at the H Share Class Meeting.
According to the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, KPMG was appointed as the scrutineer in respect of votings at the AGM and Class Meetings. (Note)
Lv Hui and Huang liang, PRC lawyers from Beijing Dentons Law Offices, LLP (Guangzhou), attended the AGM and Class Meetings and separately issued legal opinions stating that the convening and holding of the AGM and Class Meetings, the procedures for the holding of the AGM and Class Meetings, the eligibility of the persons who attended the AGM and Class Meetings and the procedures for voting at the AGM and Class Meetings are in compliance with the PRC Company Law, the Regulation of the Shareholders’ Meeting of a Listed Company, and the Articles of Association of the Company, and that the eligibility of the persons who attended or were present at the AGM and Class Meetings and the convener are lawful and valid, and that the resolutions passed at the AGM and Class Meetings are lawful and valid.
Note: Scope of work of KPMG
The poll results were subject to scrutiny by KPMG, Certified Public Accountants, whose work was limited to certain procedures requested by the Company to agree the poll results summary prepared by the Company to poll forms collected and provided by the Company to KPMG. The work performed by KPMG in this respect did not constitute an assurance engagement made in accordance with Hong Kong Standards on Auditing, Hong Kong Standards on Review Engagements or Hong Kong Standards on Assurance Engagements issued by the Hong Kong Institute of Certified Public Accountants nor did it include provision of any assurance or advice on matters of legal interpretation or entitlement to vote.
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| By order of the Board |
| China Southern Airlines Company Limited |
| Xie Bing |
| Company Secretary |
Guangzhou, the People’s Republic of China
30 June 2020
As at the date of this announcement, the Directors include Wang Chang Shun, Ma Xu Lun and Han Wen Sheng as executive Directors; and Zheng Fan, Gu Hui Zhong, Tan Jin Song and Jiao Shu Ge as independent non-executive Directors.
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