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8-K

Clarivate PLC (CLVT)

8-K 2021-01-20 For: 2021-01-20
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

January 20, 2021

Date of Report (date of earliest event reported)

CLARIVATE PLC

(Exact name of registrant as specified in its charter)

Jersey, Channel Islands

(State or other jurisdiction of incorporation or organization)

001-38911 N/A
(Commission File Number) (I.R.S. Employer Identification No.)
Friars House <br>160 Blackfriars Road
London SE1 8EZ
United Kingdom
(Address of Principal Executive Offices)

(44) 207-433-4000

Registrant's telephone number, including area code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Ordinary shares CCC New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 5.02 Regulation FD Disclosure.

On January 20, 2021, Clarivate Plc issued a press release announcing that its ticker symbol on the New York Stock Exchange will change to “CLVT” from “CCC.” Trading under the new ticker symbol will begin on Monday, February 1, 2021. A copy of the press release dated January 20, 2021 is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.

The information in this Item 7.01, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be incorporated by reference into any registration statement or other filing pursuant to the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.

Item 9.01    Financial Statements and Exhibits

(d)    Exhibits

No. Description
99.1 Press release dated January 20, 2021.
104 Cover page of this Current Report on Form 8-K formatted in Inline XBRL.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

CLARIVATE PLC
Date:    January 20, 2021 By: /s/ Richard Hanks
Name: Richard Hanks
Title: Chief Financial Officer

Document

Exhibit 99.1

Clarivate Plc to Change NYSE Ticker Symbol to “CLVT” on February 1, 2021

London, U.K., January 20, 2021 – (PR Newswire) - Clarivate Plc (NYSE: CCC), a global leader in providing trusted information and insights to accelerate the pace of innovation, announced today that its ticker symbol on the New York Stock Exchange will change to “CLVT” from “CCC.” Trading under the new ticker symbol will begin on Monday, February 1, 2021.

Jerre Stead, Executive Chairman and CEO said: “Since going public in May 2019, we have undergone tremendous transformation and growth. We are excited to be able to better align the Clarivate name with our new stock symbol ‘CLVT’, which provides improved visibility with public investors and across all our stakeholders.”

No action is needed from Clarivate current stockholders relative to the ticker symbol change. The common stock will continue to be listed on the NYSE and the CUSIP will remain unchanged as G21810109.

About Clarivate

Clarivate™ is a global leader in providing solutions to accelerate the lifecycle of innovation. Our bold mission is to help customers solve some of the world’s most complex problems by providing actionable information and insights that reduce the time from new ideas to life-changing inventions. Covering scientific and academic research, pharmaceutical, biotech and healthcare intelligence and intellectual property services, we help customers discover, protect and commercialize their inventions using our trusted subscription and technology-based solutions coupled with deep domain expertise. For more information, please visit clarivate.com.

Category: Financial

Source: Clarivate Plc

Investor Relations Contact

Mark Donohue, Head of Investor Relations

mark.donohue@clarivate.com

+1 (215) 243 2202

Media Contact

Tabita Seagrave, Head of Global Corporate Communications

media.enquiries@clarivate.com

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