Caledonia Mining Corp Plc 6-K, filed Sep 21, 2020
Caledonia Mining Corp Plc (CMCL)
About this 6-K
Caledonia Mining Corp Plc filed this 6-K on September 21, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
Of the Securities Exchange Act of 1934
For the month of September 2020
Commission File Number: 001-38164
CALEDONIA MINING CORPORATION PLC
(Translation of registrant's name into English)
B006 Millais House
Castle Quay
St Helier
Jersey JE2 3EF
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ X ] Form 40-F [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
INCORPORATION BY REFERENCE
Exhibit 99.1 included with this report on Form 6-K is expressly incorporated by reference into this report and is hereby incorporated by reference as exhibit to the Registration Statement on Form F-3 of Caledonia Mining Corporation Plc (File No. 333-224784), as amended or supplemented.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CALEDONIA MINING CORPORATION PLC | ||
| (Registrant) | ||
| Date: September 21, 2020 | /s/ STEVE CURTIS | |
| Steve Curtis | ||
| CEO and Director | ||
EXHIBIT INDEX
| Exhibit Number | Description | |
| 99.1 | Caledonia Mining Corporation Plc: Sale of securities by director |
EXHIBIT 99.1
Caledonia Mining Corporation Plc: Sale of securities by director
ST HELIER, Jersey, Sept. 21, 2020 (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc (the “Company” or “Caledonia”) (NYSE American: CMCL; AIM: CMCL) announces that it has been notified that John Kelly, a director of Caledonia, has sold a total of 13,163 common shares of the Company. Mr Kelly now holds 16,330 shares which represent a holding of approximately 0.013% of the share capital of the Company.
Further details of the transaction are set out in the notification below.
For further information please contact:
| Caledonia Mining Corporation Plc | |
| Mark Learmonth | Tel: +44 1534 679 802 |
| Camilla Horsfall | Tel: +44 7817 841793 |
| WH Ireland | |
| Adrian Hadden/James Sinclair-Ford | Tel: +44 20 7220 1751 |
| Blytheweigh | |
| Tim Blythe/Megan Ray | Tel: +44 207 138 3204 |
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |||||
| a) | Name | John Kelly | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Director | ||||
| b) | Initial notification/ Amendment | Initial notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer, or auction monitor | |||||
| a) | Name | Caledonia Mining Corporation Plc | ||||
| b) | LEI | 21380093ZBI4BFM75Y51 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Common shares of no par value | ||||
| Identification code | JE00BF0XVB15 | |||||
| b) | Nature of the transaction | Sale of securities | ||||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |||
| 16 September 2020 | USD19.62 | 5,181 | ||||
| 18 September 2020 | USD19.40 | 7,982 | ||||
| d) | Aggregated information | |||||
| - Aggregated volume | 13,163 | |||||
| - Price | USD19.49 | |||||
| e) | Date of the transaction | 16 and 18 September 2020 | ||||
| f) | Place of the transaction | NYSE American LLC, NYSE ARCA, NASDAQ-NMS, BATS and off market transactions | ||||