Caledonia Mining Corp Plc 6-K, filed Sep 28, 2022
Caledonia Mining Corp Plc (CMCL)
About this 6-K
Caledonia Mining Corp Plc filed this 6-K on September 28, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
Of the Securities Exchange Act of 1934
For the month of September 2022
Commission File Number: 001-38164
CALEDONIA MINING CORPORATION PLC
(Translation of registrant's name into English)
B006 Millais House
Castle Quay
St Helier
Jersey JE2 3EF
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F [ X ] Form 40-F [ ]
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
INCORPORATION BY REFERENCE
Exhibit 99.1 included with this report on Form 6-K is expressly incorporated by reference into this report and is hereby incorporated by reference as exhibit to the Registration Statement on Form F-3 of Caledonia Mining Corporation Plc (File No. 333-255500), as amended or supplemented.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CALEDONIA MINING CORPORATION PLC | ||
| (Registrant) | ||
| Date: September 28, 2022 | /s/ STEVE CURTIS | |
| Steve Curtis | ||
| CEO and Director | ||
EXHIBIT INDEX
| Exhibit | Description | |
| 99.1 | Caledonia Mining Corporation Plc: Purchase of Securities by Directors |
EXHIBIT 99.1
Caledonia Mining Corporation Plc: Purchase of Securities by Directors
ST HELIER, Jersey, Sept. 28, 2022 (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc ("Caledonia" or the "Company") (NYSE AMERICAN: CMCL; AIM: CMCL; VFEX: CMCL) announces that it received notice yesterday that non-executive directors of the Company have purchased securities as follows:
- Mr Leigh Wilson - 5,500 shares of no par value in the Company at a price per share of USD8.92.
- Mr Johan Holtzhausen - 1,025 depositary interests representing the same number of common shares of no par value in the Company at a price per depositary interest of GBP8.35.
Following these transactions, Mr Wilson has an interest in 45,500 shares in the Company representing approximately 0.35% of the issued share capital of Caledonia; and Mr Holtzhausen has an interest in 22,050 shares in the Company representing approximately 0.17% of the issued share capital of Caledonia. Further details of the transactions are set out below.
| Caledonia Mining Corporation Plc Mark Learmonth Camilla Horsfall | Tel: +44 1534 679 800 Tel: +44 7817 841 793 |
| Cenkos Securities plc (Nomad and Joint Broker) Neil McDonald Pearl Kellie | Tel: +44 131 220 9771 Tel: +44 131 220 9775 |
| Liberum Capital Limited (Joint Broker) Scott Mathieson/Kane Collings | Tel: +44 20 3100 2000 |
| BlytheRay Financial PR (UK) Tim Blythe/Megan Ray | Tel: +44 207 138 3204 |
| 3PPB (Financial PR, North America) Patrick Chidley Paul Durham | Tel: +1 917 991 7701 Tel: +1 203 940 2538 |
| Curate Public Relations (Zimbabwe) Debra Tatenda | Tel: +263 77802131 |
| IH Securities (Private) Limited (VFEX Sponsor - Zimbabwe) Lloyd Mlotshwa | Tel: +263 (242) 745 119/33/39 |
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |||
| a) | Name | Leigh Wilson | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Non-executive director | ||
| b) | Initial notification/ Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Caledonia Mining Corporation Plc | ||
| b) | LEI | 21380093ZBI4BFM75Y51 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Common shares of no par value G1757E113 | ||
| b) | Nature of the transaction | Purchase of securities | ||
| c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
| USD8.92 | 5,500 | |||
| d) | Aggregated information - Aggregated volume - Price | 5,500 USD8.92 | ||
| e) | Date of the transaction | 27 September 2022 | ||
| f) | Place of the transaction | NYSE American LLC | ||
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Johan Holtzhausen | |
| 2 | Reason for the notification | ||
| a) | Position/status | Non-executive director | |
| b) | Initial notification/ Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Caledonia Mining Corporation Plc | |
| b) | LEI | 21380093ZBI4BFM75Y51 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Depositary interests representing common shares of no par value JE00BF0XVB15 | |
| b) | Nature of the transaction | Purchase of securities | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| GBP 8.35 | 1,025 | ||
| d) | Aggregated information - Aggregated volume - Price | 1,025 GBP8.35 each | |
| e) | Date of the transaction | 27 September 2022 | |
| f) | Place of the transaction | AIM of the London Stock Exchange plc | |