CrowdStrike Holdings, Inc S-3ASR, filed Jan 11, 2021

CrowdStrike Holdings, Inc. (CRWD)

S-3ASR 2021-01-11

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	Delaware			45-3788918
	(State or Other Jurisdiction of Incorporation or Organization)			(I.R.S. Employer Identification Number)

	Large accelerated filer ☐			Accelerated filer ☐
	Non-accelerated filer ☒ (Do not check if a smaller reporting company)			Smaller reporting company ☐
				Emerging growth company ☒

	Page
CrowdStrike Holdings, Inc.		1
About this Prospectus		1
Forward-Looking Statements		1
Where You Can Find More Information		1
Incorporation by Reference		2
Risk Factors		3
Supplemental Guarantor Financial Information		4
Use of Proceeds		5
Description of Capital Stock		6
Description of Debt Securities		12
Description of Guarantees		21
Description of Warrants		21
Forms of Securities		22
Plan of Distribution		24
Legal Matters		26
Experts		26

Statements of Operations	Nine Months Ended October 31, 2020			Fiscal Year Ended January 31, 2020
	in thousands
Revenue		$	609,252		$	481,413
Cost of revenue			163,635			142,709
Operating expenses			528,380			494,264
Loss from operations			(82,763)			(155,560)
Net loss			(74,933)			(153,462)

Balance Sheets	October 31, 2020			January 31, 2020
	(in thousands)
Current assets (excluding intercompany receivables from non-Guarantors)		$	1,300,155		$	1,146,492
Intercompany receivables from non-Guarantors			6,074			2,892
Noncurrent assets			368,812			210,572
Current liabilities			675,322			480,176
Noncurrent liabilities			222,873			168,076

	Amount to Be Paid
Registration fee		$	*
Financial Industry Regulatory Authority (FINRA)			225,500
Printing			**
Legal fees and expenses (including Blue Sky fees)			**
Transfer agent and trustee fees			**
Rating agency fees			**
Accounting fees and expenses			**
Miscellaneous			**
Total		$	**

				CROWDSTRIKE HOLDINGS, INC.
				By:			/s/ BURT W. PODBERE Burt W. Podbere Chief Financial Officer

Signature	Title	Date
/s/ GEORGE KURTZ George Kurtz	President, Chief Executive Officer, and Director (Principal Executive Officer)	January 11, 2021
/s/ BURT W. PODBERE Burt W. Podbere	Chief Financial Officer (Principal Financial Officer)	January 11, 2021
/s/ ABHISHEK MAHESHWARI Abhishek Maheshwari	Chief Accounting Officer (Principal Accounting Officer)	January 11, 2021
/s/ GERHARD WATZINGER Gerhard Watzinger	Chairman of the Board of Directors	January 11, 2021
/s/ ROXANNE S. AUSTIN Roxanne S. Austin	Director	January 11, 2021
/s/ CARY J. DAVIS Cary J. Davis	Director	January 11, 2021
/s/ SAMEER K. GANDHI Sameer K. Gandhi	Director	January 11, 2021

				CROWDSTRIKE, INC.
				By:			/s/ BURT W. PODBERE Burt W. Podbere Chief Financial Officer

ARTICLE 1 Definitions and Incorporation by Reference
Section 1.01.	Definitions	1
Section 1.02.	Other Definitions	5
Section 1.03.	Incorporation by Reference of Trust Indenture Act	6
Section 1.04.	Rules of Construction	6
ARTICLE 2 The Securities
Section 2.01.	Issuable in Series	7
Section 2.02.	Establishment of Form and Terms of Series of Securities	7
Section 2.03.	Execution and Authentication	10
Section 2.04.	Registrar and Paying Agent	11
Section 2.05.	Paying Agent to Hold Money in Trust	12
Section 2.06.	Securityholder Lists	12
Section 2.07.	Transfer and Exchange	12
Section 2.08.	Mutilated, Destroyed, Lost and Stolen Securities	13
Section 2.09.	Outstanding Securities	14
Section 2.10.	Treasury Securities	14
Section 2.11.	Temporary Securities	15
Section 2.12.	Cancellation	15
Section 2.13.	Payment of Interest; Computation of Interest	15
Section 2.14.	Defaulted Interest	15
Section 2.15.	Global Securities	15
Section 2.16.	Persons Deemed Owners	17
Section 2.17.	CUSIP and ISIN Numbers	18
ARTICLE 3 Redemption
Section 3.01.	Applicability of Article	18
Section 3.02.	Notice to Trustee	18
Section 3.03.	Selection of Securities to be Redeemed	18
Section 3.04.	Notice of Redemption	19
Section 3.05.	Effect of Notice of Redemption	19
Section 3.06.	Deposit of Redemption Price	20
Section 3.07.	Securities Redeemed in Part	20

ARTICLE 4 Covenants
Section 4.01.	Payment of Principal and Interest	20
Section 4.02.	SEC Reports	21
Section 4.03.	Compliance Certificate	21
Section 4.04.	Stay, Extension and Usury Laws	21
Section 4.05.	Existence	22
ARTICLE 5 Successors
Section 5.01.	When Company May Merge, Etc	22
Section 5.02.	Successor Person Substituted	23
ARTICLE 6 Defaults and Remedies
Section 6.01.	Events of Default	23
Section 6.02.	Acceleration of Maturity; Rescission and Annulment	24
Section 6.03.	Collection of Indebtedness and Suits for Enforcement by Trustee	25
Section 6.04.	Trustee May File Proofs of Claim	25
Section 6.05.	Trustee May Enforce Claims Without Possession of Securities	26
Section 6.06.	Application of Money Collected	26
Section 6.07.	Limitation on Suits	27
Section 6.08.	Unconditional Right of Holders to Receive Principal and Interest	27
Section 6.09.	Restoration of Rights and Remedies	27
Section 6.10.	Rights and Remedies Cumulative	28
Section 6.11.	Delay or Omission Not Waiver	28
Section 6.12.	Control by Holders	28
Section 6.13.	Waiver of Past Defaults	29
Section 6.14.	Undertaking for Costs	29
ARTICLE 7 Trustee
Section 7.01.	Duties of Trustee	29
Section 7.02.	Rights of Trustee	31
Section 7.03.	Individual Rights of Trustee	33
Section 7.04.	Trustee’s Disclaimer	33
Section 7.05.	Notice of Defaults	33
Section 7.06.	Reports by Trustee to Holders	33
Section 7.07.	Compensation and Indemnity	33
Section 7.08.	Replacement of Trustee	35
Section 7.09.	Successor Trustee by Merger, Etc	35
Section 7.10.	Eligibility; Disqualification	35
Section 7.11.	Preferential Collection of Claims Against Company	36

ARTICLE 8 Satisfaction and Discharge; Defeasance
Section 8.01.	Satisfaction and Discharge of Indenture	37
Section 8.02.	Application of Trust Funds; Indemnification	38
Section 8.03.	Legal Defeasance of Securities of any Series	39
Section 8.04.	Covenant Defeasance	40
Section 8.05.	Repayment to Company	42
Section 8.06.	Reinstatement	42
Section 8.07.	Release of Other Obligations	42
ARTICLE 9 Amendments and Waivers
‎Section 9.01.	Without Consent of Holders	43
Section 9.02.	With Consent of Holders	44
Section 9.03.	Limitations	45
Section 9.04.	Compliance with Trust Indenture Act	46
Section 9.05.	Revocation and Effect of Consents	46
Section 9.06.	Notation on or Exchange of Securities	47
Section 9.07.	Trustee Protected	47
ARTICLE 10 Miscellaneous
Section 10.01.	Trust Indenture Act Controls	47
Section 10.02.	Notices	47
Section 10.03.	Communication by Holders with Other Holders	48
Section 10.04.	Certificate and Opinion as to Conditions Precedent	49
Section 10.05.	Statements Required in Certificate or Opinion	49
Section 10.06.	Rules by Trustee and Agents	49
Section 10.07.	Legal Holidays	49
Section 10.08.	No Recourse Against Others	50
Section 10.09.	Counterparts	50
Section 10.10.	Governing Law; Waiver of Jury Trial; Submission to Jurisdiction; Waiver of Immunity	50
‎Section 10.11.	No Adverse Interpretation of Other Agreements	50
‎Section 10.12.	Successors	51
‎Section 10.13.	Severability	51
‎Section 10.14.	Table of Contents, Headings, Etc	51
‎Section 10.15.	Securities in a Composite Currency, Currency Unit or Foreign Currency	51
‎Section 10.16.	Force Majeure	52
‎Section 10.17.	U.S.A. Patriot Act	52
‎Section 10.18.	Withholdings and Deductions	52

TIA Provision		Indenture Section
§ 310	(a)(1)	‎7.12
	(a)(2)	‎7.12
	(a)(3)	Not Applicable
	(a)(4)	Not Applicable
	(a)(5)	‎7.12
	(b)	‎7.12
§ 311	(a)	‎7.13
	(b)	‎7.13
§ 312	(a)	‎2.06
	(b)	‎10.03
	(c)	‎10.03
§ 313	(a)	‎7.06
	(b)(1)	‎7.06
	(b)(2)	‎7.06
	(c)(1)	‎7.06
	(d)	‎7.06
§ 314	(a)	‎4.02, ‎10.05
	(b)	Not Applicable
	(c)(1)	‎10.04
	(c)(2)	‎10.04
	(c)(3)	Not Applicable
	(d)	Not Applicable
	(e)	‎10.05
	(f)	Not Applicable
§ 315	(a)	‎7.01
	(b)	‎7.05
	(c)	‎7.01
	(d)	‎7.01
	(e)	‎6.14
§ 316	(a)	‎2.10
	(a)(1)(A)	‎6.12
	(a)(1)(B)	‎6.13
	(b)	‎6.08
§ 317	(a)(1)	‎6.03
	(a)(2)	‎6.04
	(b)	‎2.05
§ 318	(a)	‎10.01

Term	Section
Bankruptcy Law		‎6.01
covenant defeasance		‎8.04
Custodian		‎6.01
EDGAR		‎4.02
Event of Default		‎6.01
legal defeasance		‎8.03
mandatory sinking fund payment		11.1
Market Exchange Rate		‎10.15
Paying Agent		‎2.04
Registrar		‎2.04
Specified Courts		‎10.10
successor person		‎5.01

Issuer		Subsidiary Guarantor

CrowdStrike Holdings, Inc.		CrowdStrike, Inc.

	U.S. BANK NATIONAL ASSOCIATION, as Trustee

	By:
		Name:
		Title:

	a)	Name and address of each examining or supervising authority to which it is subject.
		Comptroller of the Currency
		Washington, D.C.

	b)	Whether it is authorized to exercise corporate trust powers.
		Yes

	Item 2.	AFFILIATIONS WITH THE OBLIGOR. If the obligor is an affiliate of the Trustee, describe each such affiliation.
		None

Delaware	45-3788918
(State or other jurisdiction of incorporation or organization)	(I.R.S. Employer Identification No.)

	By:	/s/ Bradley E. Scarbrough
		Bradley E. Scarbrough
		Vice President

Dated: January 11, 2021


	By:	/s/ Bradley E. Scarbrough
		Bradley E. Scarbrough
		Vice President

	9/30/2020
Assets
Cash and Balances Due From	$	43,891,940
Depository Institutions
Securities		132,530,990
Federal Funds		898
Loans & Lease Financing Receivables		307,196,612
Fixed Assets		7,598,340
Intangible Assets		12,549,045
Other Assets		26,728,893
Total Assets	$	530,496,718

Liabilities
Deposits	$	426,766,411
Fed Funds		1,460,030
Treasury Demand Notes		0
Trading Liabilities		859,917
Other Borrowed Money		29,719,033
Acceptances		0
Subordinated Notes and Debentures		3,850,000
Other Liabilities		14,732,819
Total Liabilities	$	477,388,210

Equity
Common and Preferred Stock 18,200
Surplus		14,266,915
Undivided Profits		38,022,958
Minority Interest in Subsidiaries		800,435
Total Equity Capital	$	53,108,508

Total Liabilities and Equity Capital	$	530,496,718