CWD · CaliberCos Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“These conditions and events raise substantial doubt about the Company's ability to continue as a going concern. In response to these conditions, management considered the impact of the Company's near-term maturities and the status of related plans intended to address them. After consideration of the implemented and planned actions, management concluded these plans depend on actions of third parties; including noteholders, investors, lenders, and counterparties, and accordingly cannot be deemed probable of being effectively implemented under ASC 205-40 Presentation of Financial Statements—Going Concern. As a result, the Company has concluded that management's plans do not alleviate substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-30 | REID JEROME ALAN JR. |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
23,585 |
| 2026-06-30 | GERBER WILLIAM J |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
23,585 |
| 2026-06-30 | Taylor Lawrence X. III |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
23,585 |
| 2026-05-20 | GERBER WILLIAM J |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
23,658 |
| 2026-05-20 | Taylor Lawrence X. III |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
23,658 |
| 2025-06-17 | Taylor Lawrence X. III |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable |
Employee Stock Options (right to buy)
|
5,052 |
| 2025-06-17 | HANSEN DANIEL PAUL |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
5,052 |
| 2025-06-17 | GERBER WILLIAM J |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
5,052 |
| 2025-06-17 | Trzupek Michael |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
5,052 |
| 2025-04-04 | LEUNG JADE |
CFO |
Sell↓
|
Class A Common Stock
|
28,500 |
| 2025-03-17 | GERBER WILLIAM J |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
32,246 |
| 2025-03-17 | Taylor Lawrence X. III |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
32,246 |
| 2025-03-17 | HANSEN DANIEL PAUL |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
32,246 |
| 2025-03-17 | Trzupek Michael |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
32,246 |
| 2024-09-30 | GERBER WILLIAM J |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
29,984 |
| 2024-09-30 | HANSEN DANIEL PAUL |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
29,984 |
| 2024-09-30 | Taylor Lawrence X. III |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
44,835 |
| 2024-09-30 | Trzupek Michael |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer. Not applicable. |
Employee Stock Options (right to buy)
|
29,984 |
| 2024-09-03 | LOEFFLER JOHN C II |
Director, CEO, 10% Owner |
Buy↑
|
Class A Common Stock
|
6,001 |
| 2024-08-30 | LOEFFLER JOHN C II |
Director, CEO, 10% Owner |
Buy↑
|
Class A Common Stock
|
3,999 |
| 2024-08-29 | Trzupek Michael |
Chief Financial Officer |
Buy↑
|
Class A Common Stock
|
3,859 |
| 2024-08-28 | Trzupek Michael |
Chief Financial Officer |
Buy↑
|
Class A Common Stock
|
3,629 |
| 2024-08-27 | Trzupek Michael |
Chief Financial Officer |
Buy↑
|
Class A Common Stock
|
3,572 |
| 2024-08-19 | Taylor Lawrence X. III |
Director |
Buy↑
|
Class A Common Stock
|
1,000 |
| 2024-08-16 | Taylor Lawrence X. III |
Director |
Buy↑
|
Class A Common Stock
|
1,000 |
| 2024-08-16 | HANSEN DANIEL PAUL |
Director |
Buy↑
|
Class A Common Stock
|
22,581 |
| 2024-08-15 | HANSEN DANIEL PAUL |
Director |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
The aggregate number of shares (the "Shares") of Class A common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased in multiple transactions at prices ranging from $0.56 to $0.60 per share, inclusive. Full information regarding the number of shares purchased at each price will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
Class A Common Stock
|
27,419 |
| 2024-06-25 | GERBER WILLIAM J |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy) granted pursuant to Issuer's 2017 Incentive Stock Plan, as amended. Not applicable. |
Employee Stock Options (right to buy)
|
81,266 |
| 2024-06-25 | HANSEN DANIEL PAUL |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy) granted pursuant to Issuer's 2017 Incentive Stock Plan, as amended. Not applicable. |
Employee Stock Options (right to buy)
|
81,266 |
| 2024-06-25 | Trzupek Michael |
Chief Financial Officer |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy) granted pursuant to Issuer's 2017 Incentive Stock Plan, as amended. Not applicable. |
Employee Stock Options (right to buy)
|
81,266 |
| 2024-06-25 | Taylor Lawrence X. III |
Director |
Award↑
Filing footnotes — Employee Stock Options (right to buy) (Direct)
Employee stock options (right to buy) granted pursuant to Issuer's 2017 Incentive Stock Plan, as amended. Not applicable. |
Employee Stock Options (right to buy)
|
81,266 |
| 2024-05-23 | Taylor Lawrence X. III |
Director |
Buy↑
|
Class A Common Stock
|
1,000 |
| 2024-05-22 | Taylor Lawrence X. III |
Director |
Buy↑
|
Class A Common Stock
|
5,000 |
| 2024-05-15 | LEUNG JADE |
CFO |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.8640 to $0.880 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
Class A Common Stock
|
25,724 |
| 2024-05-15 | LEUNG JADE |
CFO |
Buy↑
|
Class A Common Stock
|
2,776 |
| 2024-04-01 | SCHRADER JENNIFER |
Director, President, 10% Owner |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months. Not applicable. |
Class A Common Stock
|
326,087 |
| 2024-04-01 | Martinez Ignacio |
COO |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months. Not applicable. |
Class A Common Stock
|
181,159 |
| 2024-04-01 | LEUNG JADE |
CFO |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months. Not applicable. |
Class A Common Stock
|
253,623 |
| 2024-04-01 | LOEFFLER JOHN C II |
Director, CEO, 10% Owner |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months. Not applicable. |
Class A Common Stock
|
326,087 |
| 2023-11-13 | LOEFFLER JOHN C II |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
Reporting Person also owns (i) an aggregate of 1,927,732 Class B Common Stock ("Class B Stock") held directly, and (ii) an aggregate of 1,778,989 shares of Class B Stock held by the C LO 2021 Irrevocable Trust of which Reporting Person is the sole trustee. |
Class A Common Stock
|
6,000 |
| 2023-09-25 | SCHRADER JENNIFER |
Director, President, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months. |
Common Stock
|
301,131 |
| 2023-09-25 | LOEFFLER JOHN C II |
Director, CEO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months. Reporting Person also owns (i) an aggregate of 1,927,732 shares of Class B Common Stock ("Class B Stock") held directly, and (ii) an aggregate of 1,778,989 shares of Class B Stock held by the C LO 2021 Irrevocable Trust of which Reporting Person is the sole trustee. |
Common Stock
|
301,131 |
| 2023-09-25 | LEUNG JADE |
CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months. |
Common Stock
|
235,879 |
| 2023-09-25 | BADE ROY JOHN |
Ch. Development Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting. RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months. |
Common Stock
|
271,969 |
| 2023-09-05 | LOEFFLER JOHN C II |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
Reporting Person also owns (i) an aggregate of 1,927,732 Class B Common Stock ("Class B Stock") held directly, and (ii) an aggregate of 1,778,989 shares of Class B Stock held by the C LO 2021 Irrevocable Trust of which Reporting Person is the sole trustee. |
Class A Common Stock
|
10,000 |
| 2023-08-31 | HANSEN DANIEL PAUL |
Director |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The aggregate number of shares ("Shares") of Class A common stock of Issuer purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.47 to $1.50 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Shares held by Hansen Family Investments II LLC, a Texas limited liability company (the "Family LLC"), of which Reporting Person is the manager. |
Class A Common Stock
(I)
|
25,000 |
| 2023-08-29 | HANSEN DANIEL PAUL |
Director |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
Shares held by Hansen Family Investments II LLC, a Texas limited liability company (the "Family LLC"), of which Reporting Person is the manager. |
Class A Common Stock
(I)
|
5,436 |
| 2023-08-28 | HANSEN DANIEL PAUL |
Director |
Buy↑
Filing footnotes — Class A Common Stock (Indirect)
The aggregate number of shares ("Shares") of Class A common stock of Issuer purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.32 to $1.35 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Shares held by Hansen Family Investments II LLC, a Texas limited liability company (the "Family LLC"), of which Reporting Person is the manager. |
Class A Common Stock
(I)
|
28,576 |