DUOT · Duos Technologies Group, Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-30 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,659 |
| 2026-06-30 | Lonegro Frank A |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,074 |
| 2026-06-30 | Ferry Charles Parker |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Ferry as compensation for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,074 |
| 2026-06-30 | Nixon James Craig |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,556 |
| 2026-06-30 | Goldfarb Adrian Graham |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Common Stock, $0.001 par value
|
1,532 |
| 2026-06-30 | James Brian J. |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,074 |
| 2026-04-01 | Ferry Charles Parker |
Director |
Other↓
Filing footnotes — Common Stock, $0.001 par value (Direct)
Mr. Ferry resigned as Chief Executive Officer of the Issuer effective April 1, 2026. In connection with his resignation, Mr. Ferry and the Issuer amended his previous grant of shares under the 2021 Equity Incentive Plan and reduced the number of shares subject to the grant from 522,889 to 261,445. The shares continue to be subject to the same cliff vesting period. The shares will vest on December 31, 2027. Mr. Ferry remains a Director of the Issuer. |
Common Stock, $0.001 par value
|
261,444 |
| 2026-03-31 | James Brian J. |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
3,735 |
| 2026-03-31 | Lonegro Frank A |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
3,735 |
| 2026-03-31 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,988 |
| 2026-03-31 | Nixon James Craig |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
3,735 |
| 2026-01-01 | Brown Leah F. |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2028. |
Common Stock, $0.001 par value
|
150,000 |
| 2025-12-31 | Lonegro Frank A |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,185 |
| 2025-12-31 | James Brian J. |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,638 |
| 2025-12-31 | Nixon James Craig |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer. This amendment corrects the issue date and price of this 10,000 share grant. |
Common Stock, $0.001 par value
|
10,000 |
| 2025-12-31 | Goldfarb Adrian Graham |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Common Stock, $0.001 par value
|
715 |
| 2025-12-31 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,748 |
| 2025-12-31 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. This amendment corrects the issue date and price of this 10,000 share grant. |
Common Stock, $0.001 par value
|
10,000 |
| 2025-12-31 | Nixon James Craig |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,185 |
| 2025-12-31 | Ferry Charles Parker |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Common Stock, $0.001 par value
|
648 |
| 2025-12-31 | Lonegro Frank A |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer. This amendment corrects the issue date and price of this 10,000 share grant. |
Common Stock, $0.001 par value
|
10,000 |
| 2025-12-31 | Brown Leah F. |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Common Stock, $0.001 par value
|
228 |
| 2025-09-30 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,346 |
| 2025-09-30 | James Brian J. |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. James as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
583 |
| 2025-09-30 | Lonegro Frank A |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,018 |
| 2025-09-30 | Nixon James Craig |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,018 |
| 2025-09-15 | King Christopher T. |
Insider |
Other↓
Filing footnotes — Common Stock, $0.001 par value (Direct)
Effective September 15, 2025, Mr. King resigned as Chief Operating Officer. In connection with his resignation, Mr. King forfeited 112,500 of the 225,000 restricted shares of common stock he had been granted under the Issuer's 2021 Equity Incentive Plan, as amended. The remaining 112,500 restricted shares he had been granted remain subject to the same cliff vesting schedule and will vest on January 1, 2028. |
Common Stock, $0.001 par value
|
112,500 |
| 2025-09-10 | James Brian J. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-06-30 | Lonegro Frank A |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,032 |
| 2025-06-30 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,355 |
| 2025-06-30 | Goldfarb Adrian Graham |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Common Stock, $0.001 par value
|
2,789 |
| 2025-06-30 | Nixon James Craig |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,032 |
| 2025-06-30 | Ferry Charles Parker |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Common Stock, $0.001 par value
|
662 |
| 2025-05-23 | Goldfarb Adrian Graham |
Director |
Sell↓
Filing footnotes — Common Stock, $0.001 par value (Direct)
The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.90 per share. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
Common Stock, $0.001 par value
|
9,285 |
| 2025-05-20 | Goldfarb Adrian Graham |
Director |
Sell↓
|
Common Stock, $0.001 par value
|
1,300 |
| 2025-04-09 | EHRMAN KENNETH S |
Insider |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were granted to Mr. Ehrman pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and were subject to a 90-day cliff vesting period. All of the shares vested on July 8, 2025. Mr. Erhman resigned as Chairman and a Director on April 9, 2025. As of that date, the vesting period of the 10,000 shares granted to him on April 1, 2025 was changed from one year from the date of grant to 90 days from April 9, 2025. All of these shares vested on July 8, 2025. |
Common Stock, $0.001 par value
|
10,000 |
| 2025-04-01 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were granted to Mr. Mavrommatis pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a one-year cliff vesting period. All of the shares vest on April 1, 2026. |
Common Stock, $0.001 par value
|
10,000 |
| 2025-04-01 | EHRMAN KENNETH S |
Insider |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were granted to Mr. Ehrman pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a one-year cliff vesting period. All of the shares vest on April 1, 2026. |
Common Stock, $0.001 par value
|
10,000 |
| 2025-03-31 | Lonegro Frank A |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Lonegro as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,808 |
| 2025-03-31 | Nixon James Craig |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Nixon as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
2,808 |
| 2025-03-31 | MAVROMMATIS NED |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Mavrommatis as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,872 |
| 2025-03-31 | EHRMAN KENNETH S |
Insider |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
These shares were issued to Mr. Ehrman as compensation shares for his services as a Director of the Issuer. |
Common Stock, $0.001 par value
|
1,872 |
| 2025-01-01 | King Christopher T. |
Insider |
Other↑
|
No Securities Owned
|
0 |
| 2025-01-01 | King Christopher T. |
Insider |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028. |
Common Stock, $0.001 par value
|
225,000 |
| 2025-01-01 | Goldfarb Adrian Graham |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on January 1, 2028. |
Common Stock, $0.001 par value
|
441,275 |
| 2024-12-31 | Ferry Charles Parker |
Director |
Other↑
Filing footnotes — Options to Purchase Common Stock (Direct)
The options were cancelled as of December 31, 2024. These options were granted on November 10, 2021. The options vested in three equal installments on each of November 10, 2022, 2023 and 2024. |
Options to Purchase Common Stock
|
100,000 |
| 2024-12-31 | Goldfarb Adrian Graham |
Director |
Other↓
Filing footnotes — Options to Purchase Common Stock (Direct)
The options were cancelled as of December 31, 2024. These options were granted on April 1, 2023. As of the date hereof, options to purchase 9,473 shares have vested and are exercisable. One-half of the remaining options would have vested and become exercisable on April 1, 2025 and the other half would have vested and become exercisable on April 1, 2026. |
Options to Purchase Common Stock
|
28,417 |
| 2024-12-31 | Goldfarb Adrian Graham |
Director |
Award↑
Filing footnotes — Common Stock, $0.001 par value (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the issuer's Common Stock pursuant to the Duos Technologies Group, Inc. Employee Stock Purchase Plan (the "ESPP"). The transaction is also exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Common Stock on the relevant measurement date. |
Common Stock, $0.001 par value
|
477 |
| 2024-12-31 | Goldfarb Adrian Graham |
Director |
Other↓
Filing footnotes — Options to Purchase Common Stock (Direct)
The options were cancelled as of December 31, 2024. |
Options to Purchase Common Stock
|
18,929 |
| 2024-12-31 | Goldfarb Adrian Graham |
Director |
Other↓
Filing footnotes — Options to Purchase Common Stock (Direct)
The options were cancelled as of December 31, 2024. These options were granted on April 1, 2020. Options to purchase 9,465 shares of Common Stock vested and became exercisable on January 1, 2021, and options to purchase 9,464 shares of Common Stock vested and became exercisable on January 1, 2022. |
Options to Purchase Common Stock
|
18,929 |