DUOT · Duos Technologies Group, Inc. · Shareholders & Ownership

$5.85 -0.14 (-2.34%) At close · Oct 23

Russell 2000 member Rebalance outlook locked

Market Cap

$184.11M

31.47M

Volume · Oct 23 520.11K Avg daily vol (3M) 988.37K

Every disclosed holder of DUOT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns DUOT

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	97	18,276,602	58.07%	Yes
Insiders (Forms 3, 4, 5)	13	1,858,555	5.91%	Yes
13D/G-only blocks	1	400,568	1.27%	Yes
Remaining	—	10,936,774	34.75%	Rest
Registered funds (N-PORT, not summed)	60	2,940,032	9.34%	No

Shares outstanding: 31,472,499, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of DUOT

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Alyeska Investment Group, L.P. 13F CIK 1453072 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,000,000	6.35%	+93,341	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	Alyeska Investment Group, L.P. 13G CIK 1453072 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	3,517,798	11.18%	+1,611,139	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
2	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,657,657	5.27%	+1,567,534	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,657,657	5.27%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
2.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	674,807	2.14%	—	Jun 30, 2026	iShares Trust, not summed
2.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	233,058	0.74%	—	Jun 30, 2026	iShares Trust, not summed
2.4	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	88,872	0.28%	+45,923	Jun 30, 2026	iShares Trust, not summed
2.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	49,416	0.16%	—	Jun 30, 2026	Quantitative Master Series LLC, not summed
3	Bleichroeder LP 13F CIK 1781002 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,627,806	5.17%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	Bleichroeder LP 13G CIK 1781002 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	6,750,079	21.45%	+5,245,145	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
4	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,330,063	4.23%	-628	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Northern Right Capital Management, L.P. 13F CIK 1346543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,219,122	3.87%	+141,496	Jun 30, 2026	carried, not yet filed for the newest quarter
6	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,177,994	3.74%	+116,265	Jun 30, 2026	carried, not yet filed for the newest quarter
7	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,130,835	3.59%	+159,009	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Shay Capital LLC 13F CIK 1723643 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	931,635	2.96%	+270,535	Jun 30, 2026	carried, not yet filed for the newest quarter
9	Recker Frank Douglas Insider CIK 2083730 · Sep 30, 2026 President, issuer-wide	889,250	2.83%	0	Sep 30, 2026	President, issuer-wide
10	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	832,986	2.65%	+38,800	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
11	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	635,008	2.02%	+476,506	Jun 30, 2026	carried, not yet filed for the newest quarter
12	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	613,248	1.95%	+574,342	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	511,000	1.62%	+84,819	Jun 30, 2026	carried, not yet filed for the newest quarter
14	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	431,478	1.37%	+365,299	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	4,200	0.01%	—	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
14.2	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	667	0.00%	—	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
15	Lytton, Laurence W. 13G CIK 1105806 · Unknown · Sep 30, 2024 Rule 13d-1(c), passive investor	400,568	1.27%	-26,434	Sep 30, 2024	Rule 13d-1(c), passive investor
16	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	323,188	1.03%	-89,167	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Potomac Capital Management, Inc. 13F CIK 1418746 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	313,300	1.00%	-10,882	Jun 30, 2026	carried, not yet filed for the newest quarter
18	CANTOR FITZGERALD, L. P. 13F CIK 1024896 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	300,000	0.95%	+300,000	Jun 30, 2026	carried, not yet filed for the newest quarter
19	HighMark Wealth Management LLC 13F CIK 1802451 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	289,884	0.92%	+289,884	Jun 30, 2026	carried, not yet filed for the newest quarter
20	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	287,200	0.91%	+22,785	Jun 30, 2026	carried, not yet filed for the newest quarter
21	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	271,025	0.86%	+111,361	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
22	GRATIA CAPITAL, LLC 13F CIK 1599793 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	270,275	0.86%	-309,725	Jun 30, 2026	carried, not yet filed for the newest quarter
23	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	266,160	0.85%	+212,413	Jun 30, 2026	carried, not yet filed for the newest quarter
24	SILVERCREST ASSET MANAGEMENT GROUP LLC 13F CIK 1232395 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	242,536	0.77%	+242,536	Jun 30, 2026	carried, not yet filed for the newest quarter
25	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	222,541	0.71%	+168,013	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	13,413	0.04%	—	Jun 30, 2026	Northern Funds, not summed
26	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	206,412	0.66%	+49,767	Jun 30, 2026	carried, not yet filed for the newest quarter
27	DeAlmeida Christopher James Insider CIK 1578001 · Aug 24, 2026 CHIEF FINANCIAL OFFICER, issuer-wide	200,000	0.64%	—	Aug 24, 2026	CHIEF FINANCIAL OFFICER, issuer-wide
28	Polimeni Matthew J. Insider CIK 2156977 · Sep 8, 2026 Chief Legal Officer, issuer-wide	200,000	0.64%	—	Sep 8, 2026	Chief Legal Officer, issuer-wide
29	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	182,369	0.58%	+182,369	Jun 30, 2026	carried, not yet filed for the newest quarter
30	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	171,220	0.54%	+76,741	Jun 30, 2026	carried, not yet filed for the newest quarter
31	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	151,961	0.48%	-178,943	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Brown Leah F. Insider CIK 2084485 · Jan 1, 2026 Chief Financial Officer, issuer-wide	150,000	0.48%	—	Jan 1, 2026	Chief Financial Officer, issuer-wide
33	Squarepoint Ops LLC 13F CIK 1642575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	134,888	0.43%	+112,508	Jun 30, 2026	carried, not yet filed for the newest quarter
34	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	133,841	0.43%	+68,491	Jun 30, 2026	carried, not yet filed for the newest quarter
34.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	35	0.00%	—	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
35	Cruiser Capital Advisors, LLC 13F CIK 1713506 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	119,852	0.38%	+25,000	Jun 30, 2026	carried, not yet filed for the newest quarter
36	King Christopher T. Insider CIK 2049490 · Sep 15, 2025 Insider, issuer-wide	112,500	0.36%	-112,500	Sep 15, 2025	Insider, issuer-wide
37	EHRMAN KENNETH S Insider CIK 1107329 · Apr 9, 2025 Insider, issuer-wide	91,768	0.29%	+81,768	Apr 9, 2025	Insider, issuer-wide
38	Nixon James Craig Insider CIK 1879177 · Sep 30, 2026 Director, issuer-wide	86,622	0.28%	+2,099	Sep 30, 2026	Director, issuer-wide
39	PEAK6 LLC 13F CIK 1389958 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	78,562	0.25%	+78,562	Jun 30, 2026	carried, not yet filed for the newest quarter
40	MAVROMMATIS NED Insider CIK 1113291 · Sep 30, 2026 Chief Financial Officer, issuer-wide	67,782	0.22%	+2,239	Sep 30, 2026	Chief Financial Officer, issuer-wide
41	Informed Momentum Co LLC 13F CIK 1510989 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	64,583	0.21%	+64,583	Jun 30, 2026	carried, not yet filed for the newest quarter
42	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	64,249	0.20%	+64,249	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	64,249	0.20%	—	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
43	HighTower Advisors, LLC 13F CIK 1462245 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	63,153	0.20%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
44	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	60,344	0.19%	+60,344	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	57,297	0.18%	+57,297	Jun 30, 2026	carried, not yet filed for the newest quarter
46	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	57,258	0.18%	+57,258	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Diametric Capital, LP 13F CIK 1719087 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	54,119	0.17%	+54,119	Jun 30, 2026	carried, not yet filed for the newest quarter
48	SEI INVESTMENTS CO 13F CIK 350894 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	46,536	0.15%	+46,536	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Lonegro Frank A Insider CIK 1653042 · Sep 30, 2026 Director, President & CEO, issuer-wide	43,419	0.14%	+2,799	Sep 30, 2026	Director, President & CEO, issuer-wide
50	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	43,283	0.14%	+43,283	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	35,005	0.11%	—	Jul 31, 2026	TIAA-CREF Funds, not summed

3 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 148 holders

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Key facts CIK 1396536 CUSIP 266042407 13F (30d) 8 filings 8 filers Visit website Investor relations