DUOT · Duos Technologies Group, Inc. · Holdings

$8.26 +0.16 (+1.98%) At close · Sep 11

Russell 2000 member Rebalance outlook locked

Market Cap

$259.96M

31.47M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 98

Total Value: $228,430,872

Total Shares: 19,035,906

Showing 1–100 of 101 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 98 13F filers · Δ vs Mar 31, 2026

Top Holder

10.5%

−2.0 pts

Top 5

41.2%

−4.9 pts

Top 10

66.2%

−1.9 pts

HHI

529

Broadly held−73

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +28

Institutional value: +119.0%

Shares held: +25.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega BlackRock, Inc.	+1,567,534	1,657,657
Mega JANE STREET GROUP, LLC	+574,342	613,248
Mid Shay Capital LLC	+556,635	1,217,735
Mega GEODE CAPITAL MANAGEMENT, LLC	+476,506	635,008
Mega STATE STREET CORP	+365,299	431,478

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small GRATIA CAPITAL, LLC	−309,725	270,275
Large Balyasny Asset Management L.P.	−307,435	19,039
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−178,943	151,961
Mega UBS Group AG	−89,167	323,188
Mega Russell Investments Group, Ltd.	−34,189	2,114

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid CANTOR FITZGERALD, L. P.	300,000	$3,600,000
Small HighMark Wealth Management LLC	289,884	$3,478,608
Large SILVERCREST ASSET MANAGEMENT GROUP LLC	242,536	$2,910,432
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	182,369	$2,188,428
Large PEAK6 LLC	78,562	$942,744

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Covalis Capital LLP	696,999	$4,781,413
Mid Regal Partners Ltd	439,680	$3,016,204
Mega MILLENNIUM MANAGEMENT LLC	345,454	$2,369,814
Mega Qube Research & Technologies Ltd	138,349	$949,074
Mid 683 Capital Management, LLC	106,481	$730,459

Filter: New 46 Increased 26 Reduced 17 Sold out 18 Unchanged 9

Showing 100 of 101

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Alyeska Investment Group, L.P.

$24,000,000

10.51%

2,000,000

BlackRock, Inc.

$19,891,884

8.71%

1,657,657

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	8,515	$102,180	0.5%	Sole
BlackRock Investment Management, LLC	77,864	$934,368	4.7%	Sole
BLACKROCK ADVISORS LLC	57,816	$693,792	3.5%	Sole
BlackRock Fund Advisors	1,017,004	$12,204,048	61.4%	Sole
BlackRock Institutional Trust Company, N.A.	496,458	$5,957,496	29.9%	Sole

Bleichroeder LP

$19,533,672

8.55%

1,627,806

ROYAL BANK OF CANADA

$15,960,756

6.99%

1,330,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	929	$11,148	0.1%	Defined
RBC Capital Markets, LLC	1,328,434	$15,941,208	99.9%	Defined
RBC Dominion Securities Inc.	700	$8,400	0.1%	Defined

Northern Right Capital Management, L.P.

$14,629,464

6.40%

1,219,122

MORGAN STANLEY

$14,135,928

6.19%

1,177,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	7,205	$86,460	0.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	8,283	$99,396	0.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,162,506	$13,950,072	98.7%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$13,570,020

5.94%

1,130,835

Shay Capital LLC

$11,179,620

4.89%

931,635

GEODE CAPITAL MANAGEMENT, LLC

$7,620,096

3.34%

635,008

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	93,987	$1,127,844	14.8%	Defined
Held directly	541,021	$6,492,252	85.2%	Defined

JANE STREET GROUP, LLC

$7,358,976

3.22%

613,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	144,598	$1,735,176	23.6%	Defined
Jane Street Global Trading, LLC	468,650	$5,623,800	76.4%	Defined

Private Advisor Group, LLC

$6,132,000

2.68%

511,000

STATE STREET CORP

$5,177,736

2.27%

431,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	431,478	$5,177,736	100.0%	Defined

Caption Management, LLC

$4,800,000

2.10%

400,000

UBS Group AG

$3,878,256

1.70%

323,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	2,000	$24,000	0.6%	Defined
UBS AG	321,188	$3,854,256	99.4%	Defined

Potomac Capital Management, Inc.

$3,759,600

1.65%

313,300

CANTOR FITZGERALD, L. P.

$3,600,000

1.58%

300,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cantor Fitzgerald & Co.	300,000	$3,600,000	100.0%	Defined

HighMark Wealth Management LLC

$3,478,608

1.52%

289,884

RENAISSANCE TECHNOLOGIES LLC

$3,446,400

1.51%

287,200

Shay Capital LLC

$3,433,200

1.50%

286,100

GRATIA CAPITAL, LLC

$3,243,300

1.42%

270,275

JPMORGAN CHASE & CO

$3,193,920

1.40%

266,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	10,959	$131,508	4.1%	Defined
J.P. Morgan Securities LLC	255,201	$3,062,412	95.9%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$2,910,432

1.27%

242,536

NORTHERN TRUST CORP

$2,670,492

1.17%

222,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	195,285	$2,343,420	87.8%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	23,096	$277,152	10.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,160	$49,920	1.9%	Other

CITADEL ADVISORS LLC

$2,476,944

1.08%

206,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	65,216	$782,592	31.6%	Defined
Held directly	141,196	$1,694,352	68.4%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,188,428

0.96%

182,369

VANGUARD FIDUCIARY TRUST CO

$2,054,640

0.90%

171,220

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,823,532

0.80%

151,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	151,961	$1,823,532	100.0%	Other

Squarepoint Ops LLC

$1,618,656

0.71%

134,888

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	134,888	$1,618,656	100.0%	Defined

GOLDMAN SACHS GROUP INC

$1,606,092

0.70%

133,841

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	133,841	$1,606,092	100.0%	Defined

Cruiser Capital Advisors, LLC

$1,438,224

0.63%

119,852

PEAK6 LLC

$942,744

0.41%

78,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	78,562	$942,744	100.0%	Defined

Informed Momentum Co LLC

$774,996

0.34%

64,583

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$770,988

0.34%

64,249

HighTower Advisors, LLC

$757,836

0.33%

63,153

BNP PARIBAS ARBITRAGE, SA

$724,128

0.32%

60,344

Bank of New York Mellon Corp

$687,564

0.30%

57,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	15,731	$188,772	27.5%	Defined
The Bank of New York Mellon	41,564	$498,768	72.5%	Defined
Held directly	2	$24	0.0%	Defined

XTX Topco Ltd

$687,096

0.30%

57,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	57,258	$687,096	100.0%	Defined

Diametric Capital, LP

$649,428

0.28%

54,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	54,119	$649,428	100.0%	Defined

SEI INVESTMENTS CO

$558,432

0.24%

46,536

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	46,536	$558,432	100.0%	Sole

Nuveen, LLC

$519,396

0.23%

43,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	8,278	$99,336	19.1%	Defined
TEACHERS ADVISORS, LLC joint	35,005	$420,060	80.9%	Defined

CITADEL ADVISORS LLC

$490,800

0.21%

40,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	40,900	$490,800	100.0%	Defined

CDC Financial, Inc.

$480,000

0.21%

40,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COGHILL CLINT D	40,000	$480,000	100.0%	Defined

Black Maple Capital Management LP

$470,016

0.21%

39,168

IMC-Chicago, LLC

$408,396

0.18%

34,033

D. E. Shaw & Co., Inc.

$379,956

0.17%

31,663

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	31,663	$379,956	100.0%	Defined

RHUMBLINE ADVISERS

$373,596

0.16%

31,133

GatePass Capital, LLC

$360,000

0.16%

30,000

CenterStar Asset Management, LLC

$360,000

0.16%

30,000

JONES FINANCIAL COMPANIES LLLP

$354,600

0.16%

29,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	29,550	$354,600	100.0%	Sole

SIMPLEX TRADING, LLC

$338,052

0.15%

28,171

Quadrature Capital Ltd

$316,272

0.14%

26,356

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	26,356	$316,272	100.0%	Other

CITADEL ADVISORS LLC

$315,600

0.14%

26,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,300	$315,600	100.0%	Defined

DEUTSCHE BANK AG\

$315,372

0.14%

26,281

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	488	$5,856	1.9%	Defined
DWS Investments UK Ltd	25,793	$309,516	98.1%	Defined

Mesirow Financial Investment Management, Inc.

$307,320

0.13%

25,610

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$296,484

0.13%

24,707

Jump Financial, LLC

$296,400

0.13%

24,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	1,900	$22,800	7.7%	Defined
Leap GP LLC joint	22,800	$273,600	92.3%	Defined

FOX RUN MANAGEMENT, L.L.C.

$292,704

0.13%

24,392

WELLS FARGO & COMPANY/MN

$287,928

0.13%

23,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	23,994	$287,928	100.0%	Defined

LPL Financial LLC

$273,840

0.12%

22,820

PRICE T ROWE ASSOCIATES INC /MD/

$263,964

0.12%

21,997

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	21,997	$263,964	100.0%	Defined

Quantbot Technologies LP

$262,476

0.11%

21,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	21,873	$262,476	100.0%	Sole

BANK OF AMERICA CORP /DE/

$237,408

0.10%

19,784

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	19,784	$237,408	100.0%	Defined

ESSEX INVESTMENT MANAGEMENT CO LLC

$228,996

0.10%

19,083

Balyasny Asset Management L.P.

$228,468

0.10%

19,039

MetLife Investment Management, LLC

$195,660

0.09%

16,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	16,305	$195,660	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$181,200

0.08%

15,100

Invesco Ltd.

$171,900

0.08%

14,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,784	$45,408	26.4%	Defined
Invesco Trust Co joint	10,541	$126,492	73.6%	Defined

GROUP ONE TRADING LLC

$166,260

0.07%

13,855

Heck Capital Advisors, LLC

$163,560

0.07%

13,630

CITIGROUP INC

$148,536

0.07%

12,378

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	12,378	$148,536	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$145,452

0.06%

12,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	12,121	$145,452	100.0%	Defined

Themes Management Co LLC

$145,428

0.06%

12,119

C2C Wealth Management, LLC

$132,000

0.06%

11,000

TWO SIGMA INVESTMENTS, LP

$130,032

0.06%

10,836

Vanguard Global Advisers, LLC

$123,084

0.05%

10,257

BLAIR WILLIAM & CO/IL

$120,000

0.05%

10,000

NEW YORK STATE COMMON RETIREMENT FUND

$110,400

0.05%

9,200

Police & Firemen's Retirement System of New Jersey

$93,564

0.04%

7,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	7,797	$93,564	100.0%	Defined

US BANCORP \DE\

$84,000

0.04%

7,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	7,000	$84,000	100.0%	Other

BARCLAYS PLC

$78,552

0.03%

6,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	3,489	$41,868	53.3%	Defined
BARCLAYS CAPITAL INC.	3,057	$36,684	46.7%	Defined

Clearstead Advisors, LLC

$72,000

0.03%

6,000

STRS OHIO

$62,400

0.03%

5,200

Rockefeller Capital Management L.P.

$42,000

0.02%

3,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3,500	$42,000	100.0%	Defined

Cornerstone Planning Group LLC

$39,108

0.02%

3,259

Legal & General Group Plc

$30,804

0.01%

2,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	2,567	$30,804	100.0%	Defined

Ameritas Investment Partners, Inc.

$28,788

0.01%

2,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	2,399	$28,788	100.0%	Other

Russell Investments Group, Ltd.

$25,368

0.01%

2,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	2,114	$25,368	100.0%	Defined

OSAIC HOLDINGS, INC.

$25,092

0.01%

2,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,091	$25,092	100.0%	Defined

Tower Research Capital LLC (TRC)

$23,520

0.01%

1,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	1,960	$23,520	100.0%	Defined

Persistent Asset Partners Ltd

$22,140

0.01%

1,845

FMR LLC

$19,212

0.01%

1,601

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	101	$1,212	6.3%	Defined
STRATEGIC ADVISERS LLC	1,500	$18,000	93.7%	Defined

Parallel Advisors, LLC

$6,240

0.00%

520

SBI Securities Co., Ltd.

$6,072

0.00%

506

Federation des caisses Desjardins du Quebec

$4,800

0.00%

400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	400	$4,800	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$4,368

0.00%

364

FIFTH THIRD BANCORP

$2,520

0.00%

210

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	210	$2,520	100.0%	Defined

Sterling Capital Management LLC

$1,440

0.00%

120

BARD ASSOCIATES INC

$1,296

0.00%

108

Rialto Wealth Management, LLC

$936

0.00%

NATIONAL BANK OF CANADA /FI/

$888

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 7	74	$888	100.0%	Defined

Key facts CIK 1396536 CUSIP 266042407 13F (30d) 38 filings 38 filers Visit website Investor relations