EFSC · Enterprise Financial Services Corp
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-30 | LALLY JAMES BRIAN |
Director, CEO |
Other↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
Common Stock
|
462 |
| 2026-06-30 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
Common Stock
|
462 |
| 2026-06-30 | DUMLAO TROY |
EVP, Chief Accounting Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
Common Stock
|
462 |
| 2026-06-30 | IANNACONE NICOLE M |
SEVP, Chief Legal Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
Common Stock
|
462 |
| 2026-06-30 | BAUCHE DOUGLAS |
SEVP, Chief Banking Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
Common Stock
|
453 |
| 2026-06-30 | KEENE S TURNER |
SEVP, Chief Financial Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
Common Stock
|
462 |
| 2026-06-30 | Huffman Bridget |
SEVP, Chief Risk Officer |
Other↑
Filing footnotes — Common Stock (Direct)
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 1, 2026, through June 30, 2026. This transaction is exempt under Section 16b-3(c). In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on January 2, 2026. |
Common Stock
|
267 |
| 2026-04-28 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Sell↓
|
Common Stock
(I)
|
625 |
| 2026-04-28 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Sell↓
|
Common Stock
(I)
|
625 |
| 2026-04-27 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Gift↑
Filing footnotes — Common Stock (Indirect)
Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. |
Common Stock
(I)
|
1,250 |
| 2026-04-27 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Gift↓
Filing footnotes — Common Stock (Direct)
Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. These shares are held jointly with spouse in a Trust. |
Common Stock
|
1,250 |
| 2026-04-27 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Gift↓
Filing footnotes — Common Stock (Direct)
Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. These shares are held jointly with spouse in a Trust. |
Common Stock
|
200 |
| 2026-04-14 | DUMLAO TROY |
EVP, Chief Accounting Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Restricted Share Units
|
380 |
| 2026-04-14 | DUMLAO TROY |
EVP, Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
168 |
| 2026-04-14 | DUMLAO TROY |
EVP, Chief Accounting Officer |
Convert↑
|
Common Stock
|
380 |
| 2026-04-14 | Huffman Bridget |
SEVP, Chief Risk Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
168 |
| 2026-04-14 | Handley Kevin L |
Chief Credit Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
160 |
| 2026-04-14 | Handley Kevin L |
Chief Credit Officer |
Convert↑
|
Common Stock
|
380 |
| 2026-04-14 | Huffman Bridget |
SEVP, Chief Risk Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Restricted Share Units
|
380 |
| 2026-04-14 | Handley Kevin L |
Chief Credit Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person. |
Restricted Share Units
|
380 |
| 2026-04-14 | Huffman Bridget |
SEVP, Chief Risk Officer |
Convert↑
|
Common Stock
|
380 |
| 2026-03-04 | IANNACONE NICOLE M |
SEVP, Chief Legal Officer |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
1,471 |
| 2026-03-04 | LALLY JAMES BRIAN |
Director, CEO |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
6,344 |
| 2026-03-04 | Huffman Bridget |
SEVP, Chief Risk Officer |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
1,323 |
| 2026-03-04 | Handley Kevin L |
Chief Credit Officer |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
1,140 |
| 2026-03-04 | KEENE S TURNER |
SEVP, Chief Financial Officer |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
2,888 |
| 2026-03-04 | DUMLAO TROY |
EVP, Chief Accounting Officer |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
836 |
| 2026-03-04 | BAUCHE DOUGLAS |
SEVP, Chief Banking Officer |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
1,845 |
| 2026-03-04 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Award↑
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person. |
Restricted Share Units
|
1,508 |
| 2026-02-24 | BAUCHE DOUGLAS |
SEVP, Chief Banking Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
1,466 |
| 2026-02-24 | BAUCHE DOUGLAS |
SEVP, Chief Banking Officer |
Convert↑
|
Common Stock
|
3,326 |
| 2026-02-24 | LALLY JAMES BRIAN |
Director, CEO |
Convert↑
|
Common Stock
|
7,982 |
| 2026-02-24 | BAUCHE DOUGLAS |
SEVP, Chief Banking Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Restricted Share Units
|
3,326 |
| 2026-02-24 | IANNACONE NICOLE M |
SEVP, Chief Legal Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
1,466 |
| 2026-02-24 | LALLY JAMES BRIAN |
Director, CEO |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Restricted Share Units
|
7,982 |
| 2026-02-24 | KEENE S TURNER |
SEVP, Chief Financial Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Restricted Share Units
|
4,989 |
| 2026-02-24 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
1,466 |
| 2026-02-24 | KEENE S TURNER |
SEVP, Chief Financial Officer |
Convert↑
|
Common Stock
|
4,989 |
| 2026-02-24 | LALLY JAMES BRIAN |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
3,502 |
| 2026-02-24 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Convert↑
|
Common Stock
|
3,326 |
| 2026-02-24 | KEENE S TURNER |
SEVP, Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
2,169 |
| 2026-02-24 | IANNACONE NICOLE M |
SEVP, Chief Legal Officer |
Convert↑
|
Common Stock
|
3,326 |
| 2026-02-24 | IANNACONE NICOLE M |
SEVP, Chief Legal Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Restricted Share Units
|
3,326 |
| 2026-02-24 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. |
Restricted Share Units
|
3,326 |
| 2026-02-10 | DUMLAO TROY |
EVP, Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
179 |
| 2026-02-10 | BAUCHE DOUGLAS |
SEVP, Chief Banking Officer |
Convert↓
Filing footnotes — Restricted Share Units (Direct)
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. |
Restricted Share Units
|
1,043 |
| 2026-02-10 | Huffman Bridget |
SEVP, Chief Risk Officer |
Convert↑
|
Common Stock
|
341 |
| 2026-02-10 | PONDER MARK G |
SEVP, Chief Admin. Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. |
Common Stock
|
1,329 |
| 2026-02-10 | LALLY JAMES BRIAN |
Director, CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Withholding of stock to satisfy tax withholding obligation on issuance of common stock. |
Common Stock
|
1,673 |
| 2026-02-10 | Handley Kevin L |
Chief Credit Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. |
Common Stock
|
565 |