ESMC · Escalon Medical Corp · Shareholders & Ownership
The latest filing states the doubt was alleviated.
“Management's assessment was further supported by several favorable developments during the year, including the resolution of the Company's prior going concern uncertainty and its return to a cumulative pre-tax income position.”View the 10-K filed Oct 13, 2026
Every disclosed holder of ESMC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns ESMC
13F quarter Mar 31, 2020| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 1,285 | 0.02% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 586,749 | 7.91% |
| Remaining | 6,827,295 | 92.07% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 7,415,329, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of ESMC
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
LPL Financial LLC
13G
CIK 1403438 · Broker-dealer · Mar 31, 2026
Rule 13d-1(b), qualified institution
|
586,749 | ||
| 2 |
VICTORY CAPITAL MANAGEMENT INC
13F
CIK 1040188 · Registered investment adviser · Mar 31, 2020
|
1,285 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.