EVFM · Evofem Biosciences, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The Company has concluded that these circumstances and the uncertainties associated with the Company's ability to obtain additional equity or debt financing on terms that are favorable to the Company, or at all, and otherwise succeed in its future operations raise substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2024-01-12 | Zhang Yan |
CFO |
Sell↓
|
Common Stock
|
104 |
| 2023-12-21 | Kamdar Kim P. |
Director |
Sell↓
|
Common Stock
|
10 |
| 2022-12-31 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Common Stock (Direct)
The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/18/2022. |
Common Stock
|
50,000 |
| 2022-08-02 | Yip Jenny C. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-05-27 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares were purchased in multiple transactions and the price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
Common Stock
|
141,000 |
| 2022-05-04 | Greer Gillian |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Greer's board and committee services. |
Stock option (right to buy)
|
6,000 |
| 2022-05-04 | Rutherford Colin |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Mr. Rutherford's board and committee services. |
Stock option (right to buy)
|
6,000 |
| 2022-05-04 | Kamdar Kim P. |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Kamdar's board and committee services. |
Stock option (right to buy)
|
6,000 |
| 2022-05-04 | O'Brien Anthony Stephen |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Mr. O'Brien's board and committee services. |
Stock option (right to buy)
|
6,000 |
| 2022-05-04 | Rarick Lisa Dale |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The figures reflected herein have been adjusted to take into account a 1 for 15 reverse split of the Company's common stock that was effected on May 5, 2022. The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 4, 2022. The option was awarded in connection with Dr. Rarick's board and committee services. |
Stock option (right to buy)
|
6,000 |
| 2022-02-18 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2022. |
Common Stock
|
300,000 |
| 2022-02-18 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 18, 2022. |
Stock option (right to buy)
|
750,000 |
| 2022-02-18 | File Justin J. |
Chief Financial Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 18, 2022. |
Stock option (right to buy)
|
450,000 |
| 2022-02-18 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2022. |
Common Stock
|
750,000 |
| 2022-02-18 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 18, 2022. |
Stock option (right to buy)
|
300,000 |
| 2022-02-18 | File Justin J. |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2022. |
Common Stock
|
450,000 |
| 2021-12-31 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Common Stock (Direct)
The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/3/2021. |
Common Stock
|
300,000 |
| 2021-12-31 | File Justin J. |
Chief Financial Officer |
Other↓
Filing footnotes — Common Stock (Direct)
The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/3/2021. |
Common Stock
|
120,000 |
| 2021-12-31 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Other↓
Filing footnotes — Common Stock (Direct)
The disposition is due to forfeiture under the vesting provisions of restricted stock awards granted on 2/3/2021. |
Common Stock
|
120,000 |
| 2021-12-20 | File Justin J. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
40,594 |
| 2021-12-20 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Buy↑
|
Common Stock
|
25,000 |
| 2021-12-20 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
135,000 |
| 2021-07-08 | Barrans Russell |
Chief Commercial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on July 8, 2021. No shares were sold in connection with this transaction. |
Common Stock
|
19,998 |
| 2021-06-18 | Kamdar Kim P. |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2021-06-14 | O'Brien Anthony Stephen |
Director |
Buy↑
|
Common Stock
|
8,140 |
| 2021-06-11 | Rarick Lisa Dale |
Director |
Buy↑
|
Common Stock
|
5,000 |
| 2021-06-11 | Barrans Russell |
Chief Commercial Officer |
Buy↑
|
Common Stock
|
18,180 |
| 2021-06-10 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Buy↑
|
Common Stock
|
10,000 |
| 2021-06-10 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Buy↑
|
Common Stock
|
50,000 |
| 2021-06-10 | File Justin J. |
Chief Financial Officer |
Buy↑
|
Common Stock
|
24,500 |
| 2021-05-20 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. |
Common Stock
|
42,120 |
| 2021-05-20 | File Justin J. |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. |
Common Stock
|
42,280 |
| 2021-05-20 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. |
Common Stock
|
105,300 |
| 2021-05-20 | Barrans Russell |
Chief Commercial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. |
Common Stock
|
31,480 |
| 2021-05-20 | Culwell Kelly |
Chief Medical Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by the Issuer to satisfy statutory tax withholding requirements upon vesting of restricted stock awards occurring on May 20, 2021. No shares were sold in connection with this transaction. |
Common Stock
|
42,061 |
| 2021-05-12 | Rutherford Colin |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Mr. Rutherford's board and committee services. |
Stock option (right to buy)
|
90,000 |
| 2021-05-12 | Hall William Walmsley |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Hall's board and committee services. |
Stock option (right to buy)
|
90,000 |
| 2021-05-12 | Greer Gillian |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Greer's board and committee services. |
Stock option (right to buy)
|
90,000 |
| 2021-05-12 | Kamdar Kim P. |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Kamdar's board and committee services. |
Stock option (right to buy)
|
90,000 |
| 2021-05-12 | Rarick Lisa Dale |
Director |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Dr. Rarick's board and committee services. |
Stock option (right to buy)
|
90,000 |
| 2021-05-12 | O'Brien Anthony Stephen |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
The shares of common stock exercisable pursuant to the option will vest in full upon completion of continuous service for the Issuer on the first anniversary of the vesting commencement date of May 12, 2021. The option was awarded in connection with Mr. O'Brien's board and committee services. |
Common Stock
|
90,000 |
| 2021-03-09 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.21 to $2.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Common Stock
|
45,249 |
| 2021-02-03 | PELLETIER SAUNDRA L |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. |
Stock option (right to buy)
|
700,000 |
| 2021-02-03 | Barrans Russell |
Chief Commercial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2021. The total amount of securities beneficially owned includes 2,800 shares of common stock the reporting person purchased in accordance with the 2019 ESPP based on 85% of the closing stock price on December 15, 2020, the last trading day of the purchase period. |
Common Stock
|
200,000 |
| 2021-02-03 | File Justin J. |
Chief Financial Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. |
Stock option (right to buy)
|
150,000 |
| 2021-02-03 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2021. |
Common Stock
|
200,000 |
| 2021-02-03 | Fitzpatrick Alexander A |
General Counsel and Secretary |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. |
Stock option (right to buy)
|
150,000 |
| 2021-02-03 | Barrans Russell |
Chief Commercial Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. |
Stock option (right to buy)
|
150,000 |
| 2021-02-03 | Culwell Kelly |
Chief Medical Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The restricted stock awards will vest based on the Issuer's achievement of certain performance milestones in 2021. |
Common Stock
|
200,000 |
| 2021-02-03 | Culwell Kelly |
Chief Medical Officer |
Award↑
Filing footnotes — Stock option (right to buy) (Direct)
The shares of common stock exercisable pursuant to the option will vest in a series of forty-eight (48) successive equal monthly installments upon completion of each additional month of service for the Issuer measured from February 3, 2021. |
Stock option (right to buy)
|
150,000 |