6-K
Evotec SE (EVO)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TORULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of June, 2022
COMMISSION FILE NUMBER 001-34041
Evotec SE(Translation of registrant’s name into English)
Essener Bogen 7
22419 Hamburg
Germany
Tel: +49 40 560810(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F: Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
On June 7, 2022, Evotec SE (the “Company”) submitted Notification of Major Holdings to Bundesanstalt fur Finanzdienstleistungsaufsicht, pursuant to German law, attached hereto as Exhibit 99.1.
SIGNATURE
Pursuant to the requirements of s the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Evotec SE | |
|---|---|
| By: | /s/ Enno Spillner |
| Name: Enno Spillner | |
| Title: Chief Financial Officer |
Date: June 7, 2022
EXHIBIT INDEX
| Exhibit | Description of Exhibit |
|---|---|
| 99.1 | Notification of Major Holdings dated June 7, 2022 |
Exhibit 99.1
| Notification of Major Holdings<br><br> | Page 1 11<br>Hamburg<br>22419<br>Essener Bogen 7<br>529900F9KI6OYITO9B12<br>Evotec SE<br> X Notification of Major Holdings<br>or<br> Correction of a notification of Major Holdings dated<br>1. Details of issuer (name, address)<br> Name<br> Legal Entity Identifier (LEI)<br> Street, Street number<br> Postal code<br>City<br> 2. Reason for notification (multiple reasons possible)<br> X Acquisition/disposal of shares with voting rights<br> Acquisition/disposal of instruments<br> Change of breakdown of voting rights<br> Other reason<br>3. Details of person subject to the notification obligation<br>Natural person<br>First name Surname Date of birth<br>Legal entity<br>Name including legal form (entity) City of registered office Country<br>BlackRock, Inc. Wilmington, Delaware United States of America (the)<br> 4. Name(s) of shareholder(s) holding directly 3% or more voting rights, if different from 3.<br>Name<br>5. Date on which threshold was crossed or reached<br>02/06/2022 |
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| Page 2 11<br>6. Total positions<br>% of voting rights<br>attached to shares<br>(total of 7.a.)<br>% of voting rights<br>through<br>instruments (total of<br>7.b.1.<br>+ 7.b.2.)<br>Total of both in %<br>(7.a. + 7.b.)<br>Total number of<br>voting rights<br>pursuant to Sec. 41<br>WpHG<br>New 2,99 % 0,71 % 3,70 % 176.952.653<br>Previous<br>notification<br>(if applicable)<br>3,004 % 0,70 % 3,70 % -<br>7. Details on total positions<br>a. Voting rights attached to shares (Sec. 33, 34 WpHG)<br>ISIN<br>Absolute In %<br>Direct<br>(Sec. 33 WpHG)<br>Indirect<br>(Sec. 34 WpHG)<br>Direct<br>(Sec. 33 WpHG)<br>Indirect<br>(Sec. 34 WpHG)<br>DE0005664809 0 5.285.167 0,00 % 2,99 %<br>US30050E1055 0 5.466 0,00 % 0,003 %<br>Total 5.290.633 2,99 %<br>b.1. Instruments according to Sec. 38 (1) no. 1 WpHG<br>Type of instrument Expiration or<br>maturity date<br>Excercise or<br>conversion period<br>Voting rights<br>absolute<br>Voting rights<br>in %<br>Lent Securities (right to recall) N/A N/A 1.219.384 0,69 %<br>Voting rights absolute Voting rights in %<br>Total 1.219.384 0,69 % | |
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| Page 3 11<br>b.2. Instruments according to Sec. 38 (1) no. 2 WpHG<br>Type of instrument Expiration<br>or<br>maturity<br>date<br>Excercise<br>or<br>conversion<br>period<br>Cash<br>or physical<br>settlement<br>Voting rights<br>absolute<br>Voting rights<br>in %<br>Contract for<br>Difference<br>N/A N/A Cash 39.037 0,02 %<br>Voting rights absolute Voting rights in %<br>Total 39.037 0,02 %<br> 8. Information in relation to the person subject of the notification obligation (please tick the applicable box)<br><br> Person subject to the notification obligation (3.) is not controlled does it control any other nor<br>undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).<br> X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:<br>Name % of voting rights<br>(if at least held 3% or<br>more)<br>% of voting rights<br>through instruments<br>(if at least held 5% or<br>more)<br>Total of both<br>(if at least held 5% or<br>more)<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>-<br>BlackRock, Inc.<br>Trident Merger LLC<br>BlackRock Investment<br>Management, LLC<br>Amethyst Intermediate LLC<br>Aperio Holdings LLC<br>Aperio Group, LLC<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc. | |
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| Page 4 11<br>BlackRock Holdco 4, LLC<br>BlackRock Holdco 6, LLC<br>BlackRock Delaware Holdings<br>Inc.<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock Holdco 4, LLC<br>BlackRock Holdco 6, LLC<br>BlackRock Delaware Holdings<br>Inc.<br>BlackRock Fund Advisors<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock Holdco 4, LLC<br>BlackRock Holdco 6, LLC<br>BlackRock Delaware Holdings<br>Inc.<br>BlackRock Institutional Trust<br>Company, National Association<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Australia Holdco<br>Pty. Ltd. | |
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| Page 5 11<br>BlackRock Investment<br>Management (Australia)<br>Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock (Singapore) Holdco<br>Pte. Ltd.<br>BlackRock HK Holdco Limited<br>BlackRock Asset Management<br>North Asia Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC<br>BlackRock Canada Holdings LP<br>BlackRock Canada Holdings<br>ULC<br>BlackRock Asset Management<br>Canada Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc. | |
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| Page 6 11<br>BR Jersey International<br>Holdings L.P.<br>BlackRock (Singapore) Holdco<br>Pte. Ltd.<br>BlackRock HK Holdco Limited<br>BlackRock Lux Finco S. a r.l.<br>BlackRock Japan Holdings GK<br>BlackRock Japan Co., Ltd.<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock Finance Europe<br>Limited<br>BlackRock Advisors (UK)<br>Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC | |
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| Page 7 11<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock International<br>Limited<br>BlackRock Life Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock Finance Europe<br>Limited<br>BlackRock Investment<br>Management (UK) Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P. | |
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| Page 8 11<br>BlackRock Holdco 3, LLC<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock Luxembourg<br>Holdco S.a.r.l.<br>BlackRock Investment<br>Management Ireland Holdings<br>Limited<br>BlackRock Asset Management<br>Ireland Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock Luxembourg<br>Holdco S.a.r.l.<br>BlackRock UK Holdco Limited<br>BlackRock Asset Management<br>Schweiz AG<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc. | |
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| Page 9 11<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock Finance Europe<br>Limited<br>BlackRock Investment<br>Management (UK) Limited<br>BlackRock Fund Managers<br>Limited<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock Finance Europe<br>Limited<br>BlackRock (Netherlands) B.V. | |
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| Page 10 11<br>BlackRock Asset Management<br>Deutschland AG<br>-<br>BlackRock, Inc.<br>BlackRock Holdco 2, Inc.<br>BlackRock Financial<br>Management, Inc.<br>BlackRock International<br>Holdings, Inc.<br>BR Jersey International<br>Holdings L.P.<br>BlackRock Holdco 3, LLC<br>BlackRock Cayman 1 LP<br>BlackRock Cayman West Bay<br>Finco Limited<br>BlackRock Cayman West Bay<br>IV Limited<br>BlackRock Group Limited<br>BlackRock Finance Europe<br>Limited<br>BlackRock (Netherlands) B.V.<br>BlackRock Asset Management<br>Deutschland AG<br>iShares (DE) I<br>Investmentaktiengesellschaft<br>mit Teilgesellschaftsvermögen<br>-<br>9. In case of proxy voting according to Sec. 34 (3) WpHG<br>(only in case of attribution of voting rights pursuant to Sec. 34 (1) sent. 1 no. 6 WpHG)<br> Date of general meeting <br>Total positions (6.) after general meeting<br>% of voting rights<br>attached to shares<br>% of voting rights<br>through instruments<br>Total of both | |
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| Page 11 11<br>10. Other useful information<br>Date, Signature<br>07/06/2022 Jana Blumenstein | |
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