FCUV · Focus Universal Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“The Company currently suffered recurring losses from operations, generated negative cash flow from operating activities, has an accumulated deficit and has not completed its efforts to establish a stabilized source of revenues sufficient to cover operating costs over an extended period of time. These conditions raise substantial doubt as to its ability to continue as a going concern. The Company's independent registered public accounting firm, in its report on the Company's consolidated financial statements for the year ended December 31, 2025, has also expressed substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-11-17 | Lee Edward Shihai |
Director, 10% Owner |
Other↑
|
Common Stock
|
550,000 |
| 2025-11-17 | Lee Edward Shihai |
Director, 10% Owner |
Other↓
Filing footnotes — Series A Convertible Preferred Stock (Direct)
Not applicable |
Series A Convertible Preferred Stock
|
500,000 |
| 2025-10-20 | Lee Edward Shihai |
Director, 10% Owner |
Buy↑
Filing footnotes — Series A Convertible Preferred Stock (Direct)
Not applicable |
Series A Convertible Preferred Stock
|
500,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-01-13 | Lee Edward Shihai |
Director, 10% Owner |
Other↓
|
Common Stock
(I)
|
360,000 |
| 2024-09-25 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects a 1-for-10 reverse stock split effective on January 31, 2025. |
Common Stock
|
1,000,000 |
| 2024-09-23 | Lee Edward Shihai |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Reflects a 1-for-10 reverse stock split effective on January 31, 2025. |
Common Stock
|
1,000,000 |
| 2024-09-18 | Lee Edward Shihai |
Director, 10% Owner |
Buy↑
|
Common stock
|
1,000,000 |
| 2024-09-18 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common stock
|
1,000,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
30,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
10,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
100 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-27 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
2,000 |
| 2024-08-27 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common stock
|
20,000 |
| 2024-01-02 | Lee Edward Shihai |
Director, 10% Owner |
Other↑
|
Common Stock
(I)
|
4,000,000 |
| 2024-01-02 | Lee Edward Shihai |
Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
Reflects a 1.5-for-1 forward stock split effective on March 23, 2023. |
Common Stock
(I)
|
80,000 |
| 2024-01-02 | Lee Edward Shihai |
Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
Reflects a 1.5-for-1 forward stock split effective on March 23, 2023. |
Common Stock
|
4,000,000 |
| 2024-01-02 | Lee Edward Shihai |
Director, 10% Owner |
Other↓
Filing footnotes — Common Stock (Indirect)
Reflects a 1-for-10 reverse stock split effective on January 31, 2025. |
Common Stock
(I)
|
50,000 |
| 2022-09-07 | Lofgren Sheri |
Director |
Sell↓
|
Common Stock
|
10,000 |
| 2022-09-07 | Lofgren Sheri |
Director |
Sell↓
|
Common Stock
|
5,000 |
| 2022-09-07 | Lofgren Sheri |
Director |
Sell↓
|
Common Stock
|
10,903 |
| 2022-09-02 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
13,493 |
| 2022-09-02 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
16,150 |
| 2022-09-01 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
4,000 |
| 2022-08-31 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
12,410 |
| 2022-08-31 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
10,000 |
| 2022-08-17 | Pope Michael Ross |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
1,804 |
| 2022-08-17 | Pope Michael Ross |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
10,968 |