FCUV · Focus Universal Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These conditions raise substantial doubt as to its ability to continue as a going concern.”View the 10-Q filed Aug 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-11-17 | Lee Edward Shihai |
Director, 10% Owner |
Other↑
|
Common Stock
|
550,000 |
| 2025-11-17 | Lee Edward Shihai |
Director, 10% Owner |
Other↓
Filing footnotes — Series A Convertible Preferred Stock (Direct)
Not applicable |
Series A Convertible Preferred Stock
|
500,000 |
| 2025-10-20 | Lee Edward Shihai |
Director, 10% Owner |
Buy↑
Filing footnotes — Series A Convertible Preferred Stock (Direct)
Not applicable |
Series A Convertible Preferred Stock
|
500,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-08-15 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
1,000 |
| 2025-01-13 | Lee Edward Shihai |
Director, 10% Owner |
Other↓
|
Common Stock
(I)
|
360,000 |
| 2024-09-18 | Lee Edward Shihai |
Director, 10% Owner |
Buy↑
|
Common stock
|
1,000,000 |
| 2024-09-18 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common stock
|
1,000,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
30,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
10,000 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
100 |
| 2024-08-28 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2024-08-27 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common Stock
|
2,000 |
| 2024-08-27 | WANG DESHENG |
Director, CEO and Director, 10% Owner |
Buy↑
|
Common stock
|
20,000 |
| 2022-09-07 | Lofgren Sheri |
Director |
Sell↓
|
Common Stock
|
10,000 |
| 2022-09-07 | Lofgren Sheri |
Director |
Sell↓
|
Common Stock
|
5,000 |
| 2022-09-07 | Lofgren Sheri |
Director |
Sell↓
|
Common Stock
|
10,903 |
| 2022-09-02 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
13,493 |
| 2022-09-02 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
16,150 |
| 2022-09-01 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
4,000 |
| 2022-08-31 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Common Stock
|
12,410 |
| 2022-08-31 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
10,000 |
| 2022-08-17 | Pope Michael Ross |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
1,804 |
| 2022-08-17 | Pope Michael Ross |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
10,968 |
| 2022-08-17 | Pope Michael Ross |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
14,677 |
| 2022-08-17 | Lofgren Sheri |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
14,677 |
| 2022-08-17 | Lofgren Sheri |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
1,804 |
| 2022-08-17 | Lofgren Sheri |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price. |
Common Stock
|
10,968 |
| 2022-06-23 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
21,000 |
| 2022-06-02 | Pope Michael Ross |
Director, Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Indirect)
The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person. |
Common Stock
(I)
|
29,000 |