FUND · Sprott Focus Trust Inc. · Shareholders & Ownership

$9.82 +0.11 (+1.13%) At close · Oct 27

Market Cap

$291.32M

29.67M

Volume · Oct 27 4643 Avg daily vol (3M) 21.94K

Every disclosed holder of FUND in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns FUND

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	34	19,014,395	—	Yes
Insiders (Forms 3, 4, 5)	2	16,456,000	—	Yes
13D/G-only blocks	0	0	—	Yes
Registered funds (N-PORT, not summed)	3	139,639	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of FUND

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	GEORGE W WHITNEY Insider CIK 1185838 · Sep 29, 2026 Director, 10% Owner, issuer-wide	16,447,728	—	+181,813	Sep 29, 2026	Director, 10% Owner, issuer-wide
1.1	W. Whitney George 13D CIK 1185838 · Unknown · Dec 30, 2024 not summed	12,258,640	—	—	Dec 30, 2024	not summed
2	SPROTT INC. 13F CIK 1512920 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	15,644,152	—	+107,266	Jun 30, 2026	carried, not yet filed for the newest quarter
3	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	851,608	—	+49,177	Jun 30, 2026	carried, not yet filed for the newest quarter
4	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	543,929	—	+5,799	Jun 30, 2026	carried, not yet filed for the newest quarter
5	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	248,888	—	-696	Jun 30, 2026	carried, not yet filed for the newest quarter
6	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13F CIK 1352860 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	237,835	—	+22,255	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Essex Financial Services, Inc. 13F CIK 1315785 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	218,889	—	+303	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Integrated Wealth Concepts LLC 13F CIK 1737109 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	155,517	—	-77,634	Jun 30, 2026	carried, not yet filed for the newest quarter
9	EVOLVE PRIVATE WEALTH, LLC 13F CIK 2111131 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	146,028	—	-4,616	Jun 30, 2026	carried, not yet filed for the newest quarter
10	RIVERNORTH CAPITAL MANAGEMENT, LLC 13F CIK 1447578 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	138,901	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
11	RiverNorth Opportunities Fund Inc. Fund · Registered fund · Jun 30, 2026 RIVERNORTH OPPORTUNITIES FUND INC., not summed	138,901	—	—	Jun 30, 2026	RIVERNORTH OPPORTUNITIES FUND INC., not summed
12	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	107,550	—	-875	Jun 30, 2026	carried, not yet filed for the newest quarter
13	1607 Capital Partners, LLC 13F CIK 1436866 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	106,418	—	-46,715	Jun 30, 2026	carried, not yet filed for the newest quarter
14	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	87,273	—	+87,273	Jun 30, 2026	carried, not yet filed for the newest quarter
15	CAPTRUST FINANCIAL ADVISORS 13F CIK 1512024 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	82,499	—	-3,573	Jun 30, 2026	carried, not yet filed for the newest quarter
16	SAPIENT CAPITAL LLC 13F CIK 1998653 · Investment adviser · Sep 30, 2026	81,762	—	+889	Sep 30, 2026
17	Shaker Financial Services, LLC 13F CIK 1511794 · Registered investment adviser · Sep 30, 2026	76,777	—	-49,951	Sep 30, 2026
18	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	57,337	—	+7,179	Jun 30, 2026	carried, not yet filed for the newest quarter
19	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	46,999	—	+18,446	Jun 30, 2026	carried, not yet filed for the newest quarter
20	LODESTAR PRIVATE ASSET MANAGEMENT LLC 13F CIK 1963040 · Registered investment adviser · Sep 30, 2026	29,114	—	0	Sep 30, 2026
21	LEVEL FOUR ADVISORY SERVICES, LLC 13F CIK 1696715 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	27,030	—	+414	Jun 30, 2026	carried, not yet filed for the newest quarter
22	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 13F CIK 1141802 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	20,147	—	+291	Jun 30, 2026	carried, not yet filed for the newest quarter
23	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	19,523	—	-7,018	Jun 30, 2026	carried, not yet filed for the newest quarter
24	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	17,978	—	-267	Jun 30, 2026	carried, not yet filed for the newest quarter
25	READYSTATE ASSET MANAGEMENT LP 13F CIK 1900923 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,119	—	+14,119	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Pekin Hardy Strauss, Inc. 13F CIK 1020317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,691	—	+11,691	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Mraz, Amerine & Associates, Inc. 13F CIK 1542324 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,718	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Hara Capital LLC 13F CIK 2010015 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	8,490	—	-2,300	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Ulrich Thomas W Insider CIK 1731309 · Oct 15, 2025 See Remarks, issuer-wide	8,272	—	+790	Oct 15, 2025	See Remarks, issuer-wide
30	Institute for Wealth Management, LLC. 13F CIK 1533954 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,723	—	+7,723	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Advocate Investing Services LLC 13F CIK 2110509 · Unknown · Sep 30, 2026	7,385	—	+108	Sep 30, 2026
32	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	4,502	—	+81	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Steward Partners Investment Advisory, LLC 13F CIK 1723397 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,611	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
34	Cassaday & Co Wealth Management LLC 13F CIK 1963612 · Registered investment adviser · Sep 30, 2026	1,091	—	+1,091	Sep 30, 2026
35	Ameritas Advisory Services, LLC 13F CIK 1901275 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	792	—	+792	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Multi-Hedge Strategies Fund Fund S000003747 · Registered fund · Jun 30, 2026 Rydex Variable Trust, not summed	544	—	-3,037	Jun 30, 2026	Rydex Variable Trust, not summed
37	Guggenheim Multi-Hedge Strategies Fund Fund S000003763 · Registered fund · Jun 30, 2026 Rydex Series Funds, not summed	194	—	-1,130	Jun 30, 2026	Rydex Series Funds, not summed
38	Aberdeen Wealth Management LLC 13F CIK 1802654 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	102	—	+102	Jun 30, 2026	carried, not yet filed for the newest quarter
39	EverSource Wealth Advisors, LLC 13F CIK 1710537 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	17	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Key facts CIK 825202 CUSIP 85208J109 13F (30d) 5 filings 5 filers