GT Biopharma, Inc 8-K, filed Dec 23, 2021
GT Biopharma, Inc. (GTBP)
About this 8-K
GT Biopharma, Inc filed this 8-K on December 23, 2021, reporting on events of December 22, 2021.
Items reported
- Item 8.01: Other events
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 8.01. Other Events.
On December 22, 2021, the Registrant received a written letter from the Listing Qualifications Staff (“Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Registrant that based on the Registrant’s disclosure in a current report on Form 8-K filed with the Securities and Exchange Commission on December 21, 2021 reporting the resignation of Anthony Cataldo from the Registrant’s Board of Directors effective December 15, 2021, the Staff has determined that the Registrant complies with Nasdaq Listing Rule 5605(b)(1) and that the matter is now closed. The Staff previously informed the Registrant on November 23, 2021 of its failure to comply with Nasdaq’s independent director and audit committee requirements as set forth in Listing Rule 5605 following the appointment of Michael Breen as Executive Chairman of the Board effective November 8, 2021.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GT BIOPHARMA, INC. | |||
| Date: December 23, 2021 | By: | /s/ Gavin Choy | |
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| Gavin Choy | |
| Acting Chief Financial Officer | |||
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