HCC · Warrior Met Coal, Inc. · Shareholders & Ownership

$80.80 -0.12 (-0.15%) At close · Nov 5 Play latest call Q3 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$4.27B

52.80M

Volume · Nov 5 1.12M Avg daily vol (3M) 636.36K

Every disclosed holder of HCC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns HCC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	352	51,087,104	96.75%	Yes
Insiders (Forms 3, 4, 5)	11	976,880	1.85%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	738,103	1.40%	Rest
Registered funds (N-PORT, not summed)	344	31,294,008	59.27%	No

Shares outstanding: 52,802,087, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of HCC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	7,472,934	14.15%	+21,254	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Core S&P Small-Cap ETF Fund S000004313 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,470,246	4.68%	0	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,381,795	2.62%	+107,569	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	425,966	0.81%	—	Jun 30, 2026	iShares Trust, not summed
1.4	iShares S&P Small-Cap 600 Value ETF Fund S000004316 · Registered fund · Jun 30, 2026 iShares Trust, not summed	259,121	0.49%	-33,393	Jun 30, 2026	iShares Trust, not summed
1.5	iShares S&P Small-Cap 600 Growth ETF Fund S000004314 · Registered fund · Jun 30, 2026 iShares Trust, not summed	203,934	0.39%	+9,058	Jun 30, 2026	iShares Trust, not summed
2	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	4,041,591	7.65%	-357,086	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF Fund S000012333 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	1,936,847	3.67%	-424,114	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.2	State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF Fund S000041317 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	483,216	0.92%	+7,213	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.3	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF Fund S000006974 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	155,250	0.29%	-1,635	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.4	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF Fund S000006990 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	130,669	0.25%	+11,395	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.5	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	18,438	0.03%	+400	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
3	First Eagle Investment Management, LLC 13F CIK 1325447 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,879,058	7.35%	+3,879,058	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	First Eagle Investment Management, LLC 13G CIK 1325447 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	3,994,307	7.56%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3.2	First Eagle Global Fund Fund S000011211 · Registered fund · Jul 31, 2026 First Eagle Funds, not summed	3,620,414	6.86%	+2,289,035	Jul 31, 2026	First Eagle Funds, not summed
3.3	First Eagle Global Balanced Fund Fund S000035750 · Registered fund · Jul 31, 2026 First Eagle Funds, not summed	149,778	0.28%	+61,139	Jul 31, 2026	First Eagle Funds, not summed
3.4	First Eagle U.S. Fund Fund S000011213 · Registered fund · Jul 31, 2026 First Eagle Funds, not summed	121,619	0.23%	+63,913	Jul 31, 2026	First Eagle Funds, not summed
3.5	First Eagle Global Real Assets Fund Fund S000074462 · Registered fund · Jul 31, 2026 First Eagle Funds, not summed	5,415	0.01%	+3,561	Jul 31, 2026	First Eagle Funds, not summed
4	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,290,770	6.23%	+25,703	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,377,432	4.50%	+17,088	Jun 30, 2026	carried, not yet filed for the newest quarter
6	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,103,756	3.98%	-644,715	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	FMR LLC 13G CIK 315066 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	2,103,756	3.98%	-533,295	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
6.2	Fidelity Low-Priced Stock Fund Fund S000007152 · Registered fund · Jul 31, 2026 Fidelity Puritan Trust, not summed	881,963	1.67%	-181,826	Jul 31, 2026	Fidelity Puritan Trust, not summed
6.3	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	580,715	1.10%	+65,218	Jul 31, 2026	Fidelity Salem Street Trust, not summed
6.4	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	257,345	0.49%	-12,762	Aug 31, 2026	Fidelity Concord Street Trust, not summed
6.5	Strategic Advisers Fidelity U.S. Total Stock Fund Fund S000061481 · Registered fund · Aug 31, 2026 Fidelity Rutland Square Trust II, not summed	205,790	0.39%	-27,800	Aug 31, 2026	Fidelity Rutland Square Trust II, not summed
7	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Sep 30, 2026	1,773,677	3.36%	+103,610	Sep 30, 2026
7.1	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	204,242	0.39%	+4,324	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
7.2	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	194,119	0.37%	+581	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
7.3	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	168,695	0.32%	+6,078	Jul 31, 2026	Dimensional ETF Trust, not summed
7.4	U.S. SMALL CAP VALUE PORTFOLIO Fund S000000987 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	166,006	0.31%	-1,798	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
7.5	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	138,517	0.26%	-476	Jul 31, 2026	Dimensional ETF Trust, not summed
8	Dalal Street, LLC 13F CIK 1549575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,744,050	3.30%	-66,781	Jun 30, 2026	carried, not yet filed for the newest quarter
9	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,675,361	3.17%	-4,354	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	T. Rowe Price Investment Management, Inc. 13F CIK 1897612 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,534,183	2.91%	-507,753	Jun 30, 2026	carried, not yet filed for the newest quarter
11	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,515,858	2.87%	+62,701	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Allianz Asset Management GmbH 13F CIK 1535323 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,375,770	2.61%	+44,316	Jun 30, 2026	carried, not yet filed for the newest quarter
12.1	PIMCO RAE US Small Fund Fund S000048957 · Registered fund · Jun 30, 2026 PIMCO Equity Series, not summed	865,458	1.64%	-40,969	Jun 30, 2026	PIMCO Equity Series, not summed
12.2	PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF Fund S000057225 · Registered fund · Jun 30, 2026 PIMCO Equity Series, not summed	2,032	0.00%	+8	Jun 30, 2026	PIMCO Equity Series, not summed
13	PRICE T ROWE ASSOCIATES INC /MD/ 13F CIK 80255 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,261,219	2.39%	-48,675	Jun 30, 2026	carried, not yet filed for the newest quarter
13.1	T. Rowe Price Small-Cap Value Fund, Inc. Fund S000002121 · Registered fund · Jun 30, 2026 T. ROWE PRICE SMALL-CAP VALUE FUND, INC., not summed	456,130	0.86%	-267,966	Jun 30, 2026	T. ROWE PRICE SMALL-CAP VALUE FUND, INC., not summed
13.2	T. Rowe Price Small-Cap Stock Fund, Inc. Fund S000002120 · Registered fund · Jun 30, 2026 T. ROWE PRICE SMALL-CAP STOCK FUND, INC., not summed	293,137	0.56%	-318	Jun 30, 2026	T. ROWE PRICE SMALL-CAP STOCK FUND, INC., not summed
13.3	T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund Fund S000002074 · Registered fund · Jun 30, 2026 T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed	239,129	0.45%	0	Jun 30, 2026	T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed
13.4	T. Rowe Price Real Assets Fund, Inc. Fund S000029428 · Registered fund · Jun 30, 2026 T. ROWE PRICE REAL ASSETS FUND, INC., not summed	192,746	0.37%	-39,400	Jun 30, 2026	T. ROWE PRICE REAL ASSETS FUND, INC., not summed
13.5	T. Rowe Price New Era Fund Fund S000002105 · Registered fund · Jun 30, 2026 T. ROWE PRICE NEW ERA FUND, INC., not summed	173,600	0.33%	-50,200	Jun 30, 2026	T. ROWE PRICE NEW ERA FUND, INC., not summed
14	Boston Partners 13F CIK 1386060 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,233,340	2.34%	+1,185,052	Jun 30, 2026	carried, not yet filed for the newest quarter
15	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,211,304	2.29%	-796	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
16	Goehring & Rozencwajg Associates, LLC 13F CIK 1863154 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	951,045	1.80%	+352,932	Jun 30, 2026	carried, not yet filed for the newest quarter
16.1	Goehring & Rozencwajg Resources Fund Fund S000055275 · Registered fund · Aug 31, 2026 GOEHRING & ROZENCWAJG INVESTMENT FUNDS, not summed	446,728	0.85%	+4,486	Aug 31, 2026	GOEHRING & ROZENCWAJG INVESTMENT FUNDS, not summed
17	Capital International Investors 13F CIK 1562230 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	894,031	1.69%	-194,232	Jun 30, 2026	carried, not yet filed for the newest quarter
18	SMALLCAP World Fund Inc Fund S000009599 · Registered fund · Jun 30, 2026 SMALLCAP World Fund Inc, not summed	869,623	1.65%	-218,640	Jun 30, 2026	SMALLCAP World Fund Inc, not summed
19	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	831,681	1.58%	+20,900	Jun 30, 2026	carried, not yet filed for the newest quarter
20	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	791,601	1.50%	-46,195	Jun 30, 2026	carried, not yet filed for the newest quarter
20.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	251,189	0.48%	-1,158	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
20.2	Schwab Fundamental U.S. Small Company ETF Fund S000040878 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	223,769	0.42%	-15,136	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
20.3	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	129,252	0.24%	+14,785	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
20.4	Schwab Fundamental U.S. Small Company Index Fund Fund S000016767 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	58,217	0.11%	-5,340	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
20.5	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	31,219	0.06%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
21	VANGUARD SMALL-CAP VALUE INDEX FUND Fund S000002847 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	767,094	1.45%	-4,799	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
22	GOLDENTREE ASSET MANAGEMENT LP 13F CIK 1278951 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	652,071	1.23%	+652,071	Jun 30, 2026	carried, not yet filed for the newest quarter
23	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	605,515	1.15%	+19,412	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
24	Hosking Partners LLP 13F CIK 1650135 · Registered investment adviser · Sep 30, 2026	582,400	1.10%	-52,080	Sep 30, 2026
25	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	567,946	1.08%	+66,815	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	26,879	0.05%	+2,571	Jun 30, 2026	Northern Funds, not summed
25.2	Small Cap Value Fund Fund S000001246 · Registered fund · Jun 30, 2026 Northern Funds, not summed	12,674	0.02%	—	Jun 30, 2026	Northern Funds, not summed
25.3	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	4,832	0.01%	-138	Jun 30, 2026	Northern Funds, not summed
26	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	494,628	0.94%	+78,339	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Invesco S&P SmallCap Momentum ETF Fund S000003024 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	419,475	0.79%	+85,266	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
26.2	Invesco S&P SmallCap 600 Revenue ETF Fund S000064596 · Registered fund · Aug 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	20,052	0.04%	+2,852	Aug 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
26.3	Invesco RAFI US 1000 ETF Fund S000011995 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	14,427	0.03%	-2,317	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
26.4	Invesco S&P SmallCap Materials ETF Fund S000028302 · Registered fund · Aug 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	10,123	0.02%	-165	Aug 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
26.5	Invesco Dorsey Wright Energy Momentum ETF Fund S000013101 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	8,940	0.02%	-227	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
27	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	488,914	0.93%	+99,924	Jun 30, 2026	carried, not yet filed for the newest quarter
28	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	487,017	0.92%	-74,964	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	48	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
29	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	448,408	0.85%	-590,271	Jun 30, 2026	carried, not yet filed for the newest quarter
30	VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 13F CIK 1021642 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	440,840	0.83%	+440,840	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Sep 30, 2026	376,792	0.71%	-7,643	Sep 30, 2026
31.1	BNY Mellon US Small Cap Core Equity ETF Fund S000067262 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	1,940	0.00%	+57	Jul 31, 2026	BNY Mellon ETF Trust, not summed
32	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	374,231	0.71%	+33,381	Jun 30, 2026	carried, not yet filed for the newest quarter
33	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	368,556	0.70%	-47,859	Jun 30, 2026	carried, not yet filed for the newest quarter
33.1	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	11,374	0.02%	0	Jul 31, 2026	Goldman Sachs Trust, not summed
33.2	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · Aug 31, 2026 Goldman Sachs ETF Trust, not summed	7,754	0.01%	+3,767	Aug 31, 2026	Goldman Sachs ETF Trust, not summed
33.3	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	7,455	0.01%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
33.4	Goldman Sachs Small Cap Value Insights Fund Fund S000014929 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	6,408	0.01%	-47,979	Jul 31, 2026	Goldman Sachs Trust, not summed
33.5	Multi-Manager U.S. Small Cap Equity Fund Fund S000051363 · Registered fund · Apr 30, 2026 Goldman Sachs Trust II, not summed	4,712	0.01%	—	Apr 30, 2026	Goldman Sachs Trust II, not summed
34	WELLINGTON MANAGEMENT GROUP LLP 13F CIK 902219 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	344,761	0.65%	-192,577	Jun 30, 2026	carried, not yet filed for the newest quarter
35	VANGUARD TAX-MANAGED SMALL-CAP FUND Fund S000004387 · Registered fund · Jun 30, 2026 VANGUARD TAX-MANAGED FUNDS, not summed	342,144	0.65%	-11,924	Jun 30, 2026	VANGUARD TAX-MANAGED FUNDS, not summed
36	Summit Street Capital Management, LLC 13F CIK 1595533 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	317,202	0.60%	-34,787	Jun 30, 2026	carried, not yet filed for the newest quarter
37	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	304,520	0.58%	+36,679	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
38	O'Keefe Stevens Advisory, Inc. 13F CIK 1780565 · Registered investment adviser · Sep 30, 2026	293,482	0.56%	+2,913	Sep 30, 2026
39	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	293,036	0.56%	-30,477	Jun 30, 2026	carried, not yet filed for the newest quarter
40	THIRD AVENUE MANAGEMENT LLC 13F CIK 1099281 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	285,398	0.54%	-78,604	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	Third Avenue Value Fund Fund S000001464 · Registered fund · Jul 31, 2026 Third Avenue Trust, not summed	228,366	0.43%	-18,950	Jul 31, 2026	Third Avenue Trust, not summed
40.2	Third Avenue Value Portfolio Fund S000001468 · Registered fund · Jun 30, 2026 Third Avenue Variable Series Trust, not summed	22,471	0.04%	-7,178	Jun 30, 2026	Third Avenue Variable Series Trust, not summed
41	SCHELLER WALTER J Insider CIK 1494489 · Aug 24, 2026 Director, CHIEF EXECUTIVE OFFICER, issuer-wide	267,793	0.51%	-50,000	Aug 24, 2026	Director, CHIEF EXECUTIVE OFFICER, issuer-wide
42	PRINCIPAL FINANCIAL GROUP INC 13F CIK 1126328 · Insurance company · Sep 30, 2026	255,356	0.48%	-2,396	Sep 30, 2026
42.1	SmallCap Value Fund II Fund S000007169 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	67,875	0.13%	+66,173	Jul 31, 2026	Principal Funds, Inc, not summed
42.2	SmallCap S&P 600 Index Fund Fund S000007203 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	38,903	0.07%	-2,419	Jul 31, 2026	Principal Funds, Inc, not summed
42.3	SmallCap Growth Fund I Fund S000007175 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	3,982	0.01%	—	Jul 31, 2026	Principal Funds, Inc, not summed
43	Pabrai Wagons ETF Fund S000098509 · Registered fund · Jun 30, 2026 Professionally Managed Portfolios, not summed	254,389	0.48%	+74,017	Jun 30, 2026	Professionally Managed Portfolios, not summed
44	Maple Rock Capital Partners Inc. 13F CIK 1658363 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	253,559	0.48%	+110,500	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Qube Research & Technologies Ltd 13F CIK 1729829 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	250,890	0.48%	+93,388	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Richardson Jack K. Insider CIK 1702584 · Feb 10, 2026 CHIEF OPERATING OFFICER, issuer-wide	217,667	0.41%	+26,039	Feb 10, 2026	CHIEF OPERATING OFFICER, issuer-wide
47	EXCHANGE TRADED CONCEPTS, LLC 13F CIK 1457320 · Registered investment adviser · Sep 30, 2026	208,268	0.39%	+21,389	Sep 30, 2026
47.1	Range Global Coal Index ETF Fund S000083240 · Registered fund · Aug 31, 2026 EXCHANGE TRADED CONCEPTS TRUST, not summed	66,606	0.13%	-10,990	Aug 31, 2026	EXCHANGE TRADED CONCEPTS TRUST, not summed
48	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	204,362	0.39%	-60,892	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Balyasny Asset Management L.P. 13F CIK 1218710 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	202,254	0.38%	+79,172	Jun 30, 2026	carried, not yet filed for the newest quarter
50	VANGUARD S&P SMALL-CAP 600 INDEX FUND Fund S000030017 · Registered fund · Aug 31, 2026 VANGUARD ADMIRAL FUNDS, not summed	190,101	0.36%	+8,279	Aug 31, 2026	VANGUARD ADMIRAL FUNDS, not summed

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Key facts CIK 1691303 CUSIP 93627C101 13F (30d) 144 filings 130 filers Visit website Investor relations