Huntsman CORP S-3ASR, filed Aug 9, 2024

Huntsman CORP (HUN)

S-3ASR 2024-08-09

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Large accelerated filer	☒	Accelerated filer	☐
Non-accelerated filer	☐	Smaller reporting company	☐
		Emerging growth company	☐

Large accelerated filer	☐	Accelerated filer	☐
Non-accelerated filer	☒	Smaller reporting company	☐
		Emerging growth company	☐

	Page
ABOUT THIS PROSPECTUS		1
RISK FACTORS		2
CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS		3
WHERE YOU CAN FIND MORE INFORMATION		4
INCORPORATION BY REFERENCE		5
THE COMPANY		6
USE OF PROCEEDS		7
DESCRIPTION OF DEBT SECURITIES		8
PLAN OF DISTRIBUTION		11
LEGAL MATTERS		12
EXPERTS		13

SEC registration fee	$	*
Financial Industry Regulatory Authority filing fee		(**)
Registrar and paying agent fees		(**)
Printing expenses		(**)
Legal fees and expenses		(**)
Trustee fees and expenses		(**)
Accounting fees and expenses		(**)
Miscellaneous		(**)
Total	$	(**)

Exhibit Number			Description of Exhibit
1.1			Form of Underwriting Agreement*
4.1			Form of Indenture**
4.2			Form of Guarantee Agreement*
5.1			Opinion of Kirkland & Ellis LLP as to Huntsman Corporation**
5.2			Opinion of Kirkland & Ellis LLP as to Huntsman International LLC**
23.1			Consent of Independent Registered Public Accounting Firm (Huntsman Corporation and Huntsman International LLC)**
23.3			Consent of Kirkland & Ellis LLP (included in Exhibit 5.1 and Exhibit 5.2)**
24.1			Power of Attorney (included on signature page)
25.1			Statement of Eligibility of Trustee on Form T-1 under the Trust Indenture Act*
107			Filing Fee Table**

Signatures	Title	Date
/s/ Peter R. Huntsman Peter R. Huntsman	Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer)	August 9, 2024
/s/ Philip M. Lister Philip M. Lister	Executive Vice President and Chief Financial Officer (Principal Financial Officer)	August 9, 2024
/s/ Steven C. Jorgensen Steven C. Jorgensen	Vice President and Controller (Authorized Signatory and Principal Accounting Officer)	August 9, 2024
/s/ Mary C. Beckerle Dr. Mary C. Beckerle	Director	August 9, 2024
/s/ Sonia Dulá Sonia Dulá	Director	August 9, 2024

Trust Indenture Act Section		Indenture Section
§310	(a)	11.04(a), 16.02
	(b)	11.01(f), 11.04(b), 11.05(1), 16.02
	(b)(1)	11.04(b), 16.02
§311		11.01(f), 16.02
§312		14.02(d), 16.02
	(b)	11.10, 16.02
	(c)	11.10, 16.02
§313	(a)	10.01(a), 16.02
§314		16.02
§315	(e)	11.05, 16.02
§316		16.02
§317		16.02
§317		16.02

		Page

ARTICLE I DEFINITIONS		1
Section 1.01	DEFINITIONS	1

ARTICLE II FORMS OF SECURITIES		7
Section 2.01	TERMS OF THE SECURITIES	7
Section 2.02	FORM OF TRUSTEE’S CERTIFICATE OF AUTHENTICATION	8
Section 2.03	FORM OF TRUSTEE’S CERTIFICATE OF AUTHENTICATION BY AN AUTHENTICATING AGENT	8

ARTICLE III THE DEBT SECURITIES		9
Section 3.01	AMOUNT UNLIMITED; ISSUABLE IN SERIES	9
Section 3.02	DENOMINATIONS	11
Section 3.03	EXECUTION, AUTHENTICATION, DELIVERY AND DATING	11
Section 3.04	TEMPORARY SECURITIES	14
Section 3.05	REGISTRAR AND PAYING AGENT	14
Section 3.06	TRANSFER AND EXCHANGE	15
Section 3.07	MUTILATED, DESTROYED, LOST AND STOLEN SECURITIES	18
Section 3.08	PAYMENT OF INTEREST; INTEREST RIGHTS PRESERVED	19
Section 3.09	CANCELLATION	20
Section 3.10	COMPUTATION OF INTEREST	20
Section 3.11	CURRENCY OF PAYMENTS IN RESPECT OF SECURITIES	20
Section 3.12	JUDGMENTS	21
Section 3.13	CUSIP NUMBERS	21

ARTICLE IV REDEMPTION OF SECURITIES		21
Section 4.01	NOTICE TO TRUSTEE	21
Section 4.02	SELECTION OF SECURITIES TO BE REDEEMED	22
Section 4.03	NOTICE OF REDEMPTION	22
Section 4.04	EFFECT OF NOTICE OF REDEMPTION	23
Section 4.05	DEPOSIT OF REDEMPTION PRICE	23
Section 4.06	SECURITIES REDEEMED IN PART	23

ARTICLE V SINKING FUNDS		23
Section 5.01	APPLICABILITY OF SINKING FUND	23
Section 5.02	MANDATORY SINKING FUND OBLIGATION	24
Section 5.03	OPTIONAL REDEMPTION AT SINKING FUND REDEMPTION PRICE	24
Section 5.04	APPLICATION OF SINKING FUND PAYMENT	24

ARTICLE VI PARTICULAR COVENANTS OF THE COMPANY		25
Section 6.01	PAYMENTS OF SECURITIES	25
Section 6.02	PAYING AGENT	25
Section 6.03	TO HOLD PAYMENT IN TRUST	26
Section 6.04	MERGER, CONSOLIDATION AND SALE OF ASSETS	27
Section 6.05	COMPLIANCE CERTIFICATE	27
Section 6.06	CONDITIONAL WAIVER BY HOLDERS OF SECURITIES	28
Section 6.07	STATEMENT AS TO DEFAULT	28

ARTICLE VII REMEDIES OF TRUSTEE AND SECURITYHOLDERS		28
Section 7.01	EVENTS OF DEFAULT	28
Section 7.02	ACCELERATION; RESCISSION AND ANNULMENT	29
Section 7.03	OTHER REMEDIES	31
Section 7.04	TRUSTEE AS ATTORNEY-IN-FACT	31
Section 7.05	PRIORITIES	31
Section 7.06	CONTROL BY SECURITYHOLDERS; WAIVER OF PAST DEFAULTS	32
Section 7.07	LIMITATION ON SUITS	33
Section 7.08	UNDERTAKING FOR COSTS	33
Section 7.09	REMEDIES CUMULATIVE	33

ARTICLE VIII CONCERNING THE SECURITYHOLDERS		34
Section 8.01	EVIDENCE OF ACTION OF SECURITYHOLDERS	34
Section 8.02	PROOF OF EXECUTION OR HOLDING OF SECURITIES	34
Section 8.03	PERSONS DEEMED OWNERS	35
Section 8.04	EFFECT OF CONSENTS	35

ARTICLE IX SECURITYHOLDERS’ MEETINGS		35
Section 9.01	PURPOSES OF MEETINGS	35
Section 9.02	CALL OF MEETINGS BY TRUSTEE	35
Section 9.03	CALL OF MEETINGS BY COMPANY OR SECURITYHOLDERS	36
Section 9.04	QUALIFICATIONS FOR VOTING	36
Section 9.05	REGULATION OF MEETINGS	36
Section 9.06	VOTING	37
Section 9.07	NO DELAY OF RIGHTS BY MEETING	37

ARTICLE X REPORTS BY THE COMPANY AND THE TRUSTEE AND SECURITYHOLDERS’ LISTS		37
Section 10.01	REPORTS BY TRUSTEE	37
Section 10.02	REPORTS BY THE COMPANY	37
Section 10.03	SECURITYHOLDERS’ LISTS	38

ARTICLE XI CONCERNING THE TRUSTEE		38
Section 11.01	RIGHTS OF TRUSTEES; COMPENSATION AND INDEMNITY	38
Section 11.02	DUTIES OF TRUSTEE	41
Section 11.03	NOTICE OF DEFAULTS	42
Section 11.04	ELIGIBILITY; DISQUALIFICATION	42
Section 11.05	RESIGNATION AND NOTICE; REMOVAL	42
Section 11.06	SUCCESSOR TRUSTEE BY APPOINTMENT	43
Section 11.07	SUCCESSOR TRUSTEE BY MERGER	44
Section 11.08	RIGHT TO RELY ON OFFICER’S CERTIFICATE	45
Section 11.09	APPOINTMENT OF AUTHENTICATING AGENT	45
Section 11.10	COMMUNICATIONS BY SECURITYHOLDERS WITH OTHER SECURITYHOLDERS	46

ARTICLE XII SATISFACTION AND DISCHARGE; DEFEASANCE		46
Section 12.01	APPLICABILITY OF ARTICLE	46
Section 12.02	SATISFACTION AND DISCHARGE OF INDENTURE	46
Section 12.03	DEFEASANCE UPON DEPOSIT OF MONEYS OR U.S. GOVERNMENT OBLIGATIONS	47

Section 12.04	REPAYMENT TO COMPANY	48
Section 12.05	INDEMNITY FOR U.S. GOVERNMENT OBLIGATIONS	48
Section 12.06	DEPOSITS TO BE HELD IN ESCROW	48
Section 12.07	APPLICATION OF TRUST MONEY	49
Section 12.08	DEPOSITS OF NON-US CURRENCIES	49

ARTICLE XIII IMMUNITY OF CERTAIN PERSONS		50
Section 13.01	NO PERSONAL LIABILITY	50

ARTICLE XIV SUPPLEMENTAL INDENTURES		50
Section 14.01	WITHOUT CONSENT OF SECURITYHOLDERS	50
Section 14.02	WITH CONSENT OF SECURITYHOLDERS; LIMITATIONS	52
Section 14.03	TRUSTEE PROTECTED	53
Section 14.04	EFFECT OF EXECUTION OF SUPPLEMENTAL INDENTURE	53
Section 14.05	NOTATION ON OR EXCHANGE OF SECURITIES	53
Section 14.06	CONFORMITY WITH TIA	53

ARTICLE XV SUBORDINATION OF SECURITIES		54
Section 15.01	AGREEMENT TO SUBORDINATE	54
Section 15.02	DISTRIBUTION ON DISSOLUTION, LIQUIDATION AND REORGANIZATION; SUBROGATION OF SECURITIES	54
Section 15.03	NO PAYMENT ON SECURITIES IN EVENT OF DEFAULT ON SENIOR INDEBTEDNESS	55
Section 15.04	PAYMENTS ON SECURITIES PERMITTED	56
Section 15.05	AUTHORIZATION OF SECURITYHOLDERS TO TRUSTEE TO EFFECT SUBORDINATION	56
Section 15.06	NOTICES TO TRUSTEE	56
Section 15.07	TRUSTEE AS HOLDER OF SENIOR INDEBTEDNESS	56
Section 15.08	MODIFICATIONS OF TERMS OF SENIOR INDEBTEDNESS	57
Section 15.09	RELIANCE ON JUDICIAL ORDER OR CERTIFICATE OF LIQUIDATING AGENT	57
Section 15.10	SATISFACTION AND DISCHARGE; DEFEASANCE AND COVENANT DEFEASANCE	57
Section 15.11	TRUSTEE NOT FIDUCIARY FOR HOLDERS OF SENIOR INDEBTEDNESS	57

ARTICLE XVI MISCELLANEOUS PROVISIONS		57
Section 16.01	CERTIFICATES AND OPINIONS AS TO CONDITIONS PRECEDENT	57
Section 16.02	TRUST INDENTURE ACT CONTROLS	58
Section 16.03	NOTICES TO THE COMPANY AND TRUSTEE	59
Section 16.04	NOTICES TO SECURITYHOLDERS; WAIVER	59
Section 16.05	LEGAL HOLIDAY	59
Section 16.06	EFFECTS OF HEADINGS AND TABLE OF CONTENTS	60
Section 16.07	SUCCESSORS	60
Section 16.08	SEPARABILITY CLAUSE	60
Section 16.09	BENEFITS OF INDENTURE	60
Section 16.10	COUNTERPARTS ORIGINALS	60
Section 16.11	GOVERNING LAW	60
Section 16.12	FORCE MAJEURE	61
Section 16.13	USA PATRIOT ACT	61

	Date of Authentication:
	[TRUSTEE] as Trustee

	By:
		Authorized Signatory

	Date of Authentication:
	[         ], as Authenticating Agent

	By:
		Authorized Signatory

	HUNTSMAN INTERNATIONAL LLC
	as Issuer

	By:
		Name:
		Title:

	[TRUSTEE]

	By:
		Name:
		Title:

	Very truly yours,

	/s/ KIRKLAND & ELLIS LLP
	KIRKLAND & ELLIS LLP

	601 Lexington Avenue New York, New York 10022
	(212) 446-4800 www.kirkland.com	Facsimile: (212) 446-4900