The latest filing states the doubt was alleviated.
“We have a history of recurring losses and generated no revenue in either period presented, and substantial doubt about our ability to continue as a going concern was disclosed in prior periods.
Following the transactions completed during the fourth quarter of fiscal year 2026 described in Note 4, Liquidity, to our financial statements, management has concluded that those conditions have been resolved and that no substantial doubt exists as of the date of this Annual Report on Form 10-K.”
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.
Holders:1
Total Value:$18
Total Shares:173
Holder Concentration
Across 1 13F filers
Top Holder
100.0%
of institutional value
Top 5
100.0%
of institutional value
Top 10
100.0%
of institutional value
HHI
10,000
Highly concentrated
Who Holds HWKE
Last 1 quarters through Mar 31, 2025
Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory
records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book.
The quarter selector does not change this card.
Mar 31, 2025:
1 filers,
like-for-like change —.
Holder type
Share
Filers
Change
New
Exited
Registered adviser
100.0%
1
new
1
0
Style
Share
Filers
Change
New
Exited
Concentrated
100.0%
1
new
1
0
Holding horizon
Share
Filers
Change
New
Exited
Short horizon
100.0%
1
new
1
0
13F book size
Share
Filers
Change
New
Exited
Under $1B
100.0%
1
new
1
0
Client base
Share
Filers
Change
New
Exited
Individuals and high net worth
100.0%
1
new
1
0
Private funds
Share
Filers
Change
New
Exited
No private funds
100.0%
1
new
1
0
Location
Share
Filers
Change
New
Exited
United States
100.0%
1
new
1
0
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out.
The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later
quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type
comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster
current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and
book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none
was. Actively managed books are those measured systematic-like, concentrated or diversified active.
