Itau Unibanco Holding S.A 6-K, filed Oct 11, 2022
Itau Unibanco Holding S.A. (ITUB)
About this 6-K
Itau Unibanco Holding S.A filed this 6-K on October 11, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of October, 2022
Commission File Number: 001-15276
Itaú Unibanco Holding S.A.
(Exact name of registrant as specified in its charter)
Itaú Unibanco Holding S.A.
(Translation of Registrant’s Name into English)
Praça Alfredo Egydio de Souza Aranha, 100-Torre Conceicao
CEP 04344-902 São Paulo, SP, Brazil
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes ☐ No ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes ☐ No ☒
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
82–
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: October 10, 2022.
| Itaú Unibanco Holding S.A. | ||
| By: | /s/ Renato Lulia Jacob | |
| Name: | Renato Lulia Jacob | |
| Title: | Group Head of Investor Relations and Market Intelligence | |
| By: | /s/ Alexsandro Broedel | |
| Name: | Alexsandro Broedel | |
| Title: | Chief Financial Officer | |
Exhibit 99.1
ITAÚ UNIBANCO HOLDING S.A. CNPJ 60.872.504/0001-23 A Publicly-Held Company NIRE 35300010230 ANNOUNCEMENT TO THE MARKET Significant Ownership Interest Itaú Unibanco Holding S.A. (“Company”) in compliance with the provision in Article 12 of Resolution No. 44 of the Brazilian Securities and Exchange Commission (CVM) of August 23, 2021, announces to its stockholders and the market in general that it received a letter from Dodge & Cox informing that they became the owners of 4.99% of the Company’s outstanding preferred shares. The complete letter is attached to this Announcement to the Market. São Paulo (SP), October 7, 2022. RENATO LULIA JACOB Group Head of Investor Relations and Market Intelligence
DODGE & COX October 6, 2022 ITAÚ UNIBANCO HOLDING S.A. Praca Alfredo Egydio de Souza Aranha, 100 Jabaquara Torre Conceição – 9th floor CEP 04344-902 Attn: Renato Lulia Jacob Investor Relations Re: Ownership of Itaú Unibanco Holding S.A.—Preferred Dear Mr. Renato Lulia Jacob, In accordance with Article 12 (§1) of CVM Instruction No. 358/02, we wish to inform you that the clients of Dodge & Cox (which clients may include investment companies and/or employee benefit plans, pension funds, endowment funds and individual clients) are the beneficial owners of 241,984,749 shares of preferred stock issued by Itaú Unibanco Holding S.A., consisting of 218,957,244 preferred shares traded under ticker ITUB4 and 23,027,505 ADRs traded under ticker ITUB, each of which represents one preferred share. This ownership of 241,984,749 shares of preferred stock issued by Itaú Unibanco Holding S.A. represents 4.99% of the 4,845,844,989 preferred shares outstanding as of October 6, 2022. The required information is provided in the following table: Name of Purchaser Brazilian Register of Legal Entities No. Dodge & Cox 555 California Street, 40th Floor N/A San Francisco, CA, U.S.A. ESTABLISHED 1930 555 California Street / 40th Floor / San Francisco, California 94104 / 415-981-1710
STATEMENT OF THE PERCENTAGE OF REGISTERED SHARES OF PREFERRED STOCK HELD Total Preferred Shares issued by Itaú Unibanco Holding S.A. No. of Preferred shares held of as of October 6, 2022 % 4,845,844,989 241,984,749 4.99% There being no further matters to discuss, we remain at your disposal for any further information you may require. Sincerely, Katherine M. Primas Chief Compliance Officer