KTF · Dws Municipal Income Trust · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2023-11-21 | JPMorgan Chase Bank, N.A. |
10% Owner |
Other↓
Filing footnotes — Variable Rate MuniFund Term Preferred Shares, Series 2020-1 (Direct)
The 3,800 variable rate munifund term preferred shares, series 2020-1 (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan PUTTERs/DRIVERs, Series 5055 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares. |
Variable Rate MuniFund Term Preferred Shares, Series 2020-1
|
3,800 |
| 2023-11-21 | JPMorgan Chase Bank, N.A. |
10% Owner |
Other↑
Filing footnotes — Variable Rate MuniFund Term Preferred Shares, Series 2020-1 (Indirect)
The 3,800 variable rate munifund term preferred shares, series 2020-1 (the "VMTP Shares") shown in Table I represent VMTP Shares of the Issuer that, prior to the transaction date specified above were beneficially owned directly by JPMorgan Chase Bank, National Association ("JPMCB"). On the transaction date specified above, JPMCB deposited the VMTP Shares into a trust designated as the J.P. Morgan PUTTERs/DRIVERs, Series 5055 Trust (the "Trust"). JPMCB, as a beneficiary of the Trust and through its contractual rights, retains an indirect beneficial ownership in the VMTP Shares. |
Variable Rate MuniFund Term Preferred Shares, Series 2020-1
(I)
|
3,800 |
| 2023-11-02 | JPMORGAN CHASE BANK, NATIONAL ASSOCIATION |
10% Owner |
Other↓
Filing footnotes — Variable Rate MuniFund Term Preferred Shares, Series 2020-1 (Direct)
The 175 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2020-1 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $50,006.92 per share (which includes a liquidation preference of $50,000.00 per share and accrued dividends of $6.92 per share). |
Variable Rate MuniFund Term Preferred Shares, Series 2020-1
|
175 |
| 2023-11-02 | JPMorgan Chase Bank, N.A. |
10% Owner |
Other↓
Filing footnotes — Variable Rate MuniFund Term Preferred Shares, Series 2020-1 (Direct)
The 175 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2020-1 (the "VMTP Shares") beneficially owned by JPMorgan Chase Bank, National Association ("JPMCB"). The VMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $50,006.92 per share (which includes a liquidation preference of $50,000.00 per share and accrued dividends of $6.92 per share). |
Variable Rate MuniFund Term Preferred Shares, Series 2020-1
|
175 |
| 2022-12-21 | HERRING RICHARD J |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
Director disposed of his entire position of KTF |
Common Stock
|
600 |
| 2020-11-10 | CITIGROUP INC |
10% Owner |
Other↓
Filing footnotes — Floating Rate Municipal Term Preferred Shares, Series 2018 (Indirect)
All Floating Rate Municipal Term Preferred Shares, Series 2018 ("Shares") of the Fund have been called for redemption by the issuer on November 10, 2020. These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. |
Floating Rate Municipal Term Preferred Shares, Series 2018
(I)
|
39,750 |
| 2020-06-25 | CITIGROUP INC |
10% Owner |
Other↓
Filing footnotes — Floating Rate Municipal Term Preferred Shares, Series 2018 (Indirect)
All Floating Rate Municipal Term Preferred Shares, Series 2018 ("Shares") of the Fund have been called for redemption by the issuer on June 25, 2020. These Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp LLC ("Citicorp") is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp. |
Floating Rate Municipal Term Preferred Shares, Series 2018
(I)
|
39,750 |