LGI · Lazard Global Total Return & Income Fund Inc · Holdings

$16.76 +0.08 (+0.48%)

Market Cap

$217.29M

13.03M

Volume · Oct 21 56.1K Avg daily vol (3M) 33.07K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of LGI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 43

Total Value: $37,371,354

Total Shares: 2,033,754

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 42 13F filers

Top Holder

23.3%

of institutional value

Top 5

59.0%

of institutional value

Top 10

80.3%

of institutional value

HHI

1,003

Broadly held

Who Holds LGI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 42 filers, like-for-like change -2.9%; actively managed books -3.8%; index-like books -0.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	10.9%	19	-20.6%	5	4
Adviser	1.6%	2	+64.5%	1	0
Bank	15.7%	5	+0.6%	0	0
Broker-dealer	9.1%	1	+4.7%	0	0
Holding company	28.0%	2	-0.8%	0	0
Unknown	34.6%	13	-3.1%	0	5

Style	Share	Filers	Change	New	Exited
Index-like	23.3%	1	-0.1%	0	0
Concentrated	0.2%	4	-92.8%	2	2
Diversified active	76.5%	37	-0.5%	4	6
Systematic-like	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	93.8%	36	+2.1%	5	3
Medium turnover	3.4%	4	-38.9%	1	1
High turnover	0.0%	0	-100.0%	0	5
Unknown	2.8%	2	-2.8%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.8%	2	-31.3%	0	2
Medium horizon	10.8%	5	-12.6%	0	1
Long horizon	86.4%	35	+3.0%	6	3
Unknown	0.0%	0	-100.0%	0	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.6%	6	-57.6%	1	2
$1B to $10B	6.5%	12	-15.7%	1	3
$10B to $100B	25.7%	14	+8.8%	4	3
$100B or more	65.2%	10	-0.5%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	10.9%	19	-19.5%	5	3
Pooled investment vehicles	0.0%	0	-100.0%	0	1
Registered funds and BDCs	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	89.1%	23	-0.2%	1	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.1%	1	-31.0%	1	1
Private equity funds	0.0%	0	—	0	0
Other private funds	0.7%	1	-10.2%	0	0
No private funds	10.1%	16	-18.9%	3	2
Real estate funds	0.0%	1	-98.5%	1	1
Unknown	89.1%	23	-0.2%	1	5

Location	Share	Filers	Change	New	Exited
United States	92.2%	40	-2.4%	6	7
Outside the US	7.8%	2	-8.5%	0	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

42 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

80.3%

of 13F shares, Herfindahl 0.100

Active holders

-3.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 20.7 quarters

Under 1 year 6.94% 1 to 3 years 17.6% 3 years or more 75.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$16.92

estimated per share

Mar 31, 2026: $17.00

Quarter-end price

$18.48

implied by 13F values

Estimated gain or loss

+9.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 25.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Holder type: Registered adviser 20 Adviser 2 Bank 5 Broker-dealer 1 Holding company 2 Unknown 13

Showing 43 of 43

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$8,529,018

22.82%

461,527

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	461,370	$8,526,117	100.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	157	$2,901	0.0%	Defined

GUGGENHEIM CAPITAL LLC

$3,978,171

10.64%

215,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	215,269	$3,978,171	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$3,418,577

9.15%

184,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	135,089	$2,496,444	73.0%	Defined
Raymond James Financial Services Advisors, Inc.	49,899	$922,133	27.0%	Defined

LPL Financial LLC

$3,336,600

8.93%

180,552

STIFEL FINANCIAL CORP

$2,324,266

6.22%

125,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	125,772	$2,324,266	100.0%	Defined

WELLS FARGO & COMPANY/MN

$2,304,178

6.17%

124,685

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,169	$58,563	2.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	121,516	$2,245,615	97.5%	Defined

ROYAL BANK OF CANADA

$2,137,378

5.72%

115,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	115,659	$2,137,378	100.0%	Defined

OSAIC HOLDINGS, INC.

$1,719,933

4.60%

93,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	92,970	$1,718,085	99.9%	Defined
Osaic Advisory Services, LLC	100	$1,848	0.1%	Defined

Steward Partners Investment Advisory, LLC

$905,704

2.42%

49,010

Shaker Financial Services, LLC

$873,466

2.34%

51,320

UBS Group AG

$705,474

1.89%

38,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	38,175	$705,474	100.0%	Defined

EVOLVE PRIVATE WEALTH, LLC

$648,851

1.74%

35,111

FLAGSHIP HARBOR ADVISORS, LLC

$616,566

1.65%

33,364

BENJAMIN EDWARDS INC

$594,945

1.59%

32,194

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	32,194	$594,945	100.0%	Defined

&PARTNERS

$586,019

1.57%

31,711

BANK OF AMERICA CORP /DE/

$583,321

1.56%

31,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	31,565	$583,321	100.0%	Defined

Mezzasalma Advisors, LLC

$521,186

1.39%

30,622

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$422,827

1.13%

24,843

AMERIPRISE FINANCIAL INC

$394,196

1.05%

21,331

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	21,331	$394,196	100.0%	Defined

PMG Family Office LLC

$333,285

0.89%

19,582

CoreCap Advisors, LLC

$301,271

0.81%

17,701

Cetera Investment Advisers

$294,441

0.79%

15,933

Wilmington Savings Fund Society, FSB

$265,243

0.71%

14,353

COMMONWEALTH EQUITY SERVICES, LLC

$260,069

0.70%

14,073

Waverly Advisors, LLC

$248,278

0.66%

13,435

Kovack Advisors, Inc.

$241,718

0.65%

13,080

CARY STREET PARTNERS FINANCIAL LLC

$215,495

0.58%

11,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	11,661	$215,495	100.0%	Defined

Janney Montgomery Scott LLC

$193,818

0.52%

10,488

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$120,286

0.32%

6,509

NewEdge Advisors, LLC

$113,023

0.30%

6,116

Institute for Wealth Management, LLC.

$47,567

0.13%

2,574

Allworth Financial LP

$36,960

0.10%

2,000

Colonial Trust Co / SC

$26,481

0.07%

1,433

NBC SECURITIES, INC.

$17,851

0.05%

966

Atlantic Union Bankshares Corp

$13,398

0.04%

725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
West Financial Services, Inc.	725	$13,398	100.0%	Sole

MATHER GROUP, LLC.

$9,258

0.02%

544

Strategic Advocates LLC

$8,334

0.02%

451

MB, LEVIS & ASSOCIATES, LLC

$6,808

0.02%

400

BEACON INVESTMENT ADVISORY SERVICES, INC.

$5,106

0.01%

300

HARBOUR INVESTMENTS, INC.

$4,324

0.01%

234

Parallel Advisors, LLC

$2,938

0.01%

159

HIGHLINE WEALTH PARTNERS LLC

$2,842

0.01%

167

Arax Advisory Partners

$1,884

0.01%

102

Key facts CIK 1278211 CUSIP 52106W103 13F (30d) 9 filings 9 filers Visit website