Lumentum Holdings Inc 8-K, filed Jun 8, 2021
Lumentum Holdings Inc. (LITE)
8-K
2021-06-08
For: 2021-06-02
View Original
Added on
April 08, 2026
About this 8-K
Lumentum Holdings Inc filed this 8-K on June 8, 2021, reporting on events of June 2, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 2, 2021
(Exact name of Registrant as specified in its charter)
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||||||||||||
(Address of Principal Executive Offices including Zip code)
(408 ) 546-5483
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||||||||
| Common Stock, par value of $0.001 per share | LITE | Nasdaq Global Select Market | ||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 - Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On June 2, 2021, the board of directors (the “Board”) of Lumentum Holdings Inc. (the “Company”) appointed Isaac H. Harris to serve as a member of the Board, effective on June 2, 2021. Mr. Harris will serve an initial term expiring at the Company’s 2021 annual meeting of stockholders (the “Annual Meeting”) and until his successor is duly elected and qualified. He is expected to be nominated for election at the Annual Meeting. The Company announced Mr. Harris’s appointment in a press release, which is attached as Exhibit 99.1.
In accordance with the Company’s Outside Director Compensation Policy, the terms of which were described in the Company’s proxy statement for its 2020 annual meeting of stockholders, Mr. Harris will be entitled to cash and equity compensation for his service on the Board. Mr. Harris will also enter into the Company’s standard form of indemnification agreement, which has been previously filed with the Securities and Exchange Commission.
There are no arrangements or understandings between Mr. Harris and any other persons pursuant to which he was selected as a member of the Board. There are also no family relationships between Mr. Harris and any director or executive officer of the Company and he has no direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Item 9.01 - Financial Statements and Exhibits
| Exhibit Number | Exhibit Title | |||||||
| 99.1 | ||||||||
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LUMENTUM HOLDINGS INC. | ||||||||
| By: | /s/ Judy Hamel | |||||||
| Name: | Judy Hamel | |||||||
| Title: | General Counsel and Secretary | |||||||
| June 7, 2021 | ||||||||
Isaac Harris Joins Lumentum Board of Directors
Latest Addition to Board Adds Unique and Valuable Operational Leadership
San Jose, Calif., June 7, 2021 – Lumentum Holdings Inc. ("Lumentum") today announced the appointment of Isaac (“Ike”) Harris, Corporate Vice President, Global Supply Chain Operations for ZT Systems, to its Board of Directors as an independent member, effective immediately. The election of Mr. Harris expands Lumentum’s Board to eight members, seven of whom are independent.
"Ike brings a track record of successfully expanding global operations and creating a positive impact on business performance and operational excellence for industry-leading organizations,” said Penny Herscher, Chair of Lumentum’s Board of Directors. "On behalf of the entire Board, we are delighted to welcome him to Lumentum."
At ZT Systems, a leading provider of innovative compute and storage solutions for hyperscale data centers, Mr. Harris is a recognized global business leader with broad experience in leading customer and global manufacturing operations, platform and commodity procurement, logistics and compliance, and corporate, social, and environmental responsibility.
“Lumentum’s growing global reach, continued innovation, and its commitment to improving their operations for its business, people, and the environment, has been truly inspiring to watch," said Harris. "After admiring Lumentum from afar, I’m excited to play a part in advancing the company’s vision and values alongside it’s experienced and talented Board."
Previously, Mr. Harris held several senior leadership roles in supply chain operations where he optimized global business performance and customer satisfaction through fulfillment excellence at Cisco Systems, a worldwide leader in technology that powers the internet, and at HP, a leading provider of personal systems, printers, and 3D printing solutions.
"Ike joins our team during a very exciting time–our focus is on exceeding customer expectations through exceptional quality while upholding our commitment to reducing our environmental impact and operating in a sustainable and socially responsible manner,” said Alan Lowe, Lumentum President and CEO. “Ike’s influence as a pioneer and trailblazer in his field will bring a unique and valuable perspective to Lumentum as we continue our work in creating a brighter future for everyone.”
As a passionate advocate for diversity, inclusion, and equality in the workplace, Mr. Harris has made a career of creating opportunities and making positive change. He is an active member of the Executive Leadership Council and has previously served on Howard University’s Business School Advisory Board. Additionally, he was recognized by Savoy Magazine as one of the Most Influential Black Executives in Corporate America in 2020.
About Lumentum
Lumentum (NASDAQ: LITE) is a market-leading designer and manufacturer of innovative optical and photonic products enabling optical networking and laser applications worldwide. Lumentum optical components and subsystems are part of virtually every type of telecom, enterprise, and data center network. Lumentum lasers enable advanced manufacturing techniques and diverse applications including next-generation 3D sensing capabilities. Lumentum is headquartered in San Jose, California with R&D, manufacturing, and sales offices worldwide. For more information, visit www.lumentum.com.
Contact Information:
Investors: Jim Fanucchi, 408-404-5400; investor.relations@lumentum.com
Media: Sean Ogarrio, 408-546-5405; media@lumentum.com
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