MCO · Moodys Corp /De/
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-03 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
1,167 |
| 2026-08-03 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
300 |
| 2026-08-03 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
592 |
| 2026-08-03 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
575 |
| 2026-08-03 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
575 |
| 2026-08-03 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
592 |
| 2026-07-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
575 |
| 2026-07-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
300 |
| 2026-07-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
592 |
| 2026-07-01 | Kosmowski Christina |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Exempt grant of restricted stock units. |
Common Stock
|
21,542 |
| 2026-07-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
592 |
| 2026-07-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
1,167 |
| 2026-07-01 | Steele Richard G |
SVP - General Counsel |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025. |
Common Stock
|
157 |
| 2026-07-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
575 |
| 2026-07-01 | Minaya Jose |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Deferred Compensation) (Direct)
Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. The security converts to common stock on a one-for-one basis. These units are to be settled in cash after the Reporting Person's retirement. |
Phantom Stock Units (Deferred Compensation)
|
87 |
| 2026-06-05 | Bermudez Jorge A. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock deferred dividend reinvestment accrual. |
Common Stock
|
19 |
| 2026-06-05 | FORLENZA VINCENT A |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Deferred Compensation) (Direct)
Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. The security converts to common stock on a one-for-one basis. The units are to be settled in cash after the Reporting Person's retirement. |
Phantom Stock Units (Deferred Compensation)
|
1 |
| 2026-06-05 | VAN SAUN BRUCE |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock deferred dividend reinvestment accrual. |
Common Stock
|
7 |
| 2026-06-05 | Minaya Jose |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Deferred Compensation) (Direct)
Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. The security converts to common stock on a one-for-one basis. These units are to be settled in cash after the Reporting Person's retirement. |
Phantom Stock Units (Deferred Compensation)
|
3 |
| 2026-06-05 | Minaya Jose |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
RSU deferred dividend reinvestment accrual. |
Common Stock
|
6 |
| 2026-06-05 | Sawicki Lisa P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
RSU deferred dividend reinvestment accrual. |
Common Stock
|
1 |
| 2026-06-05 | FORLENZA VINCENT A |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
RSU deferred dividend reinvestment accrual. |
Common Stock
|
16 |
| 2026-06-05 | VAN SAUN BRUCE |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
RSU deferred dividend reinvestment accrual. |
Common Stock
|
14 |
| 2026-06-05 | Seidman Leslie |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
RSU deferred dividend reinvestment accrual. |
Common Stock
|
2 |
| 2026-06-05 | Bermudez Jorge A. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
RSU deferred dividend reinvestment accrual. |
Common Stock
|
1 |
| 2026-06-05 | Seidman Leslie |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted Stock deferred dividend reinvestment accrual. |
Common Stock
|
16 |
| 2026-06-05 | Esperdy Therese |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
RSU deferred dividend reinvestment accrual. |
Common Stock
|
11 |
| 2026-06-01 | Steele Richard G |
SVP - General Counsel |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025. |
Common Stock
|
158 |
| 2026-06-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
592 |
| 2026-06-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
300 |
| 2026-06-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
592 |
| 2026-06-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
575 |
| 2026-06-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
575 |
| 2026-06-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
1,167 |
| 2026-05-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
1,167 |
| 2026-05-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
300 |
| 2026-05-01 | Steele Richard G |
SVP - General Counsel |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025. |
Common Stock
|
158 |
| 2026-05-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
592 |
| 2026-05-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
575 |
| 2026-05-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
575 |
| 2026-05-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
592 |
| 2026-04-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
575 |
| 2026-04-01 | Minaya Jose |
Director |
Award↑
Filing footnotes — Phantom Stock Units (Deferred Compensation) (Direct)
Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. The security converts to common stock on a one-for-one basis. These units are to be settled in cash after the Reporting Person's retirement. |
Phantom Stock Units (Deferred Compensation)
|
93 |
| 2026-04-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
592 |
| 2026-04-01 | Fauber Robert |
Director, President and CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
One fourth of options vest each year beginning with the date indicated. |
Employee Stock Option (right to buy)
|
575 |
| 2026-04-01 | Fauber Robert |
Director, President and CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
592 |
| 2026-04-01 | Steele Richard G |
SVP - General Counsel |
Sell↓
Filing footnotes — Common Stock (Direct)
Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Steele on July 29, 2025. |
Common Stock
|
124 |
| 2026-04-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
575 |
| 2026-04-01 | Fauber Robert |
Director, President and CEO |
Sell↓
|
Common Stock
|
300 |
| 2026-04-01 | Fauber Robert |
Director, President and CEO |
Convert↑
Filing footnotes — Common Stock (Direct)
Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
Common Stock
|
592 |