NCRA · Nocera, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These factors raise substantial doubt about the Company's ability to continue as a going concern within one year of the date that the financial statements are issued. ... Therefore, management has concluded that substantial doubt about the Company's ability to continue as a going concern has not been alleviated.”View the 10-Q filed Aug 5, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-17 | TENG SONG-YUAN |
Director, Chief Executive Officer (Asia) |
Award↑
Filing footnotes — Common Stock (Direct)
The 20,000 shares were acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to the Stock Purchase Certificate dated August 17, 2026 and vested immediately. |
Common Stock
|
20,000 |
| 2026-08-17 | JIN ANDY CHING-AN |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
The 20,000 shares were acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to the Stock Purchase Certificate dated August 17, 2026 and vested immediately. |
Common Stock
|
20,000 |
| 2026-08-17 | Chuang Shun-Chih |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents 10,000 shares acquired for $0 under the Nocera, Inc. 2018 Stock Option and Award Incentive Plan pursuant to the Stock Purchase Certificate dated August 17, 2026; the shares vested immediately. Post-transaction totals include 13,999 shares held immediately before the reported transactions across following the July 7, 2026 reverse-split adjustment. |
Common Stock
|
10,000 |
| 2026-08-17 | Chuang Shun-Chih |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents 100,000 shares issued for $0 pursuant to Exhibit A of the Employment Agreement between Nocera, Inc. and the Reporting Person, effective August 17, 2026, subject to customary restrictions applicable to unregistered securities. Post-transaction totals include 13,999 shares held immediately before the reported transactions across following the July 7, 2026 reverse-split adjustment. |
Common Stock
|
100,000 |
| 2026-07-29 | JIN ANDY CHING-AN |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Reporting Person's Employment Agreement with the Company dated September 2, 2025. The shares were fully vested upon grant. |
Common Stock
|
20,000 |
| 2026-07-29 | TENG SONG-YUAN |
Director, Chief Executive Officer (Asia) |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Reporting Person's Employment Agreement with the Company dated September 2, 2025. The shares were fully vested upon grant. |
Common Stock
|
20,000 |
| 2026-06-30 | HRT FINANCIAL LP |
10% Owner |
Sell↓
|
Common Stock
|
199,781 |
| 2026-06-29 | HRT FINANCIAL LP |
10% Owner |
Buy↑
|
Common Stock
|
117,565 |
| 2026-06-26 | HRT FINANCIAL LP |
10% Owner |
Sell↓
|
Common Stock
|
95,466 |
| 2026-06-25 | HRT FINANCIAL LP |
10% Owner |
Buy↑
|
Common Stock
|
137,430 |
| 2026-06-24 | HRT FINANCIAL LP |
10% Owner |
Sell↓
|
Common Stock
|
80,661 |
| 2026-06-23 | HRT FINANCIAL LP |
10% Owner |
Sell↓
|
Common Stock
|
12,188 |
| 2026-04-13 | JIN ANDY CHING-AN |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant. |
Common Stock
|
300,000 |
| 2026-04-13 | TENG SONG-YUAN |
Director, Chief Executive Officer (Asia) |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant. |
Common Stock
|
600,000 |
| 2026-04-13 | ZHANG YI WEN |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant. |
Common Stock
|
100,000 |
| 2026-04-13 | Chuang Shun-Chih |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant. |
Common Stock
|
200,000 |
| 2026-04-13 | ZHUANG HUIYING |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant. |
Common Stock
|
100,000 |
| 2026-04-13 | FILSON SEAN ANDREW |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant. |
Common Stock
|
100,000 |
| 2026-04-13 | Chen Feng-Hua |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of shares of common stock issued pursuant to the Company's 2018 Stock Option and Award Incentive Plan. The shares were fully vested upon grant. |
Common Stock
|
100,000 |
| 2025-12-04 | Chuang Shun-Chih |
Chief Financial Officer |
Gift↑
Filing footnotes — Common Stock (Direct)
This Form 4 is being filed late and reflects a bona fide gift of shares to a third party for no consideration. |
Common Stock
|
300,000 |
| 2024-11-04 | Chuang Shun-Chih |
Chief Financial Officer |
Exercise↓
|
Class A Warrants
|
30,000 |
| 2024-11-04 | Chuang Shun-Chih |
Chief Financial Officer |
Exercise↑
|
Common Stock
|
20,000 |
| 2023-06-07 | CHENG YIN-CHIEH |
Director, CEO, President & Director, 10% Owner |
Buy↑
|
Common Stock
|
23,000 |
| 2023-06-06 | CHENG YIN-CHIEH |
Director, CEO, President & Director, 10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2023-03-10 | CHENG YIN-CHIEH |
Director, CEO, President & Director, 10% Owner |
Buy↑
|
Common Stock
|
45,000 |
| 2020-10-08 | ZHANG BI |
Insider |
Other↓
Filing footnotes — Common Stock (Direct)
On October 8, 2020, Zhang Bi and GZ WFH (together, "Domestic Company") entered into a Settlement Agreement and Release with Nocera, Inc. wherein all claims as to the Domestic Company's debt (claim to shares in Nocera, Inc. or Guizhou Grand Smooth Technology, Ltd. ("WOFE")) were compromised, settled, and otherwise resolved as to any and all claims or causes of action whatsoever against Nocera for any matter, action, or representation as to Nocera, and any debt to ownership of Nocera or WOFE up to the date of the agreement. The consideration for the agreement was mutual waiver of any and all claims against each other and WOFE, and Domestic Company (including Zhang Bi) waived any claims to Nocera stock, meaning the 4,750,000 shares of common stock of Nocera owned by Zhang Bi were cancelled as part of the agreement. |
Common Stock
|
4,750,000 |
| 2020-05-29 | CHENG YIN-CHIEH |
Director, CEO, President & Director, 10% Owner |
Gift↓
|
Common Stock
|
785,000 |
| 2020-05-29 | CHENG YIN-CHIEH |
Director, CEO, President & Director, 10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
Common stock was issued to Mr. Cheng upon the exercise of Warrants. Pursuant to the cashless exercise provision contained within the warrant, 172,414 warrants were surrendered as payment and a net of 827,586 shares were issued. |
Common Stock
|
827,586 |
| 2020-05-29 | CHENG YIN-CHIEH |
Director, CEO, President & Director, 10% Owner |
Other↓
Filing footnotes — Class "A" Warrants (Direct)
Common stock was issued to Mr. Cheng upon the exercise of Warrants. Pursuant to the cashless exercise provision contained within the warrant, 172,414 warrants were surrendered as payment and a net of 827,586 shares were issued. The warrants were granted on December 27, 2018 and vested at 250,000 per quarter over a twenty-quarter period (5 years) issuable quarterly on the last day of each calendar quarter. |
Class "A" Warrants
|
1,000,000 |