NIKI · Niki BioSolutions, Inc. · Holdings

$1.81 -0.27 (-12.83%)

Market Cap

$6.49M

3.12M

Volume · Oct 20 22.57K Avg daily vol (3M) 144.54K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NIKI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 5

Total Value: $74,176

Total Shares: 94,858

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 5 13F filers · Δ vs Mar 31, 2026

Top Holder

61.6%

+2.6 pts

Top 5

100.0%

+4.6 pts

Top 10

100.0%

0.0 pts

HHI

4,544

Highly concentrated+706

Who Holds NIKI

Last 8 quarters through Jun 30, 2026

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026: 5 filers, like-for-like change -39.4%; actively managed books -33.8%; index-like books -100.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	25.8%	1	-76.5%	0	1
Bank	6.7%	1	+292.6%	1	1
Non-US	0.0%	1	0.0%	0	0
Holding company	5.8%	1	-70.7%	0	1
Unknown	61.6%	1	+83.6%	1	2

Style	Share	Filers	Change	New	Exited
Index-like	0.0%	0	-100.0%	0	1
Systematic-like	25.8%	1	-77.2%	0	1
Diversified active	74.2%	4	+96.8%	2	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	5.8%	2	-70.6%	0	1
Medium turnover	6.7%	1	-52.5%	1	2
High turnover	87.4%	2	-33.2%	1	2
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.0%	0	-100.0%	0	1
Medium horizon	0.0%	1	0.0%	0	0
Long horizon	100.0%	4	-32.9%	2	4
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
$1B to $10B	0.0%	1	-99.9%	0	1
$10B to $100B	5.8%	1	-68.3%	0	1
$100B or more	94.2%	3	-28.0%	2	3
Under $1B	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Pooled investment vehicles	25.8%	1	-76.5%	0	1
Registered funds and BDCs	0.0%	0	—	0	0
Unknown	74.2%	4	+34.7%	2	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	25.8%	1	-76.5%	0	1
No private funds	0.0%	0	—	0	0
Unknown	74.2%	4	+34.7%	2	4

Location	Share	Filers	Change	New	Exited
United States	100.0%	4	-32.2%	2	3
Outside the US	0.0%	1	-99.9%	0	2

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

5 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

100.0%

of 13F shares, Herfindahl 0.454

Active holders

-33.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 1.8 quarters

Under 1 year 94.2% 1 to 3 years 5.81% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$1.05

estimated per share

Mar 31, 2026: $1.30

Quarter-end price

$0.78

implied by 13F values

Estimated gain or loss

-25.6%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 100.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not NIKI, quarter ended Jun 30, 2026

NIKI has no holder-overlap peers, so these filers hold the largest Healthcare stocks: LLY, JNJ, ABBV, UNH, MRK, TMO, AMGN, AZN, GILD, ABT, ISRG, VRTX, CVS, DHR, SYK, BMY, PFE, MDT, MCK, ELV. 6,282 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BlackRock, Inc. Holding company, Index-like	$399,992,110,610 20 held	6.12%	LLY, JNJ, ABBV
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$308,266,564,827 20 held	6.57%	LLY, JNJ, ABBV
3	STATE STREET CORP Bank, Index-like	$222,713,276,889 20 held	6.58%	LLY, JNJ, ABBV
4	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$116,012,260,024 20 held	5.22%	LLY, JNJ, ABBV
5	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$112,944,926,328 19 held	6.00%	LLY, JNJ, ABBV
6	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
7	FMR LLC Holding company, Diversified active	$102,008,860,554 20 held	4.52%	LLY, UNH, GILD
8	JPMORGAN CHASE & CO Bank, Diversified active	$92,751,126,760 20 held	5.64%	LLY, JNJ, ABBV
9	MORGAN STANLEY Holding company, Index-like	$91,022,115,433 20 held	5.28%	LLY, JNJ, ABBV
10	Capital World Investors Adviser, Diversified active	$89,827,396,720 14 held	10.6%	LLY, VRTX, UNH

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -3

Institutional value: -40.5%

Shares held: -39.4%

Top Buyers

vs Mar 31, 2026

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−6,793	2,449

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)	Open
Mega JANE STREET GROUP, LLC	5,846	$45,715
Mega CITIGROUP INC	640	$5,003

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	1,678	$13,354
Mid XTX Topco Ltd	1,506	$11,988
Mega MORGAN STANLEY	1,326	$10,556
Large RENAISSANCE TECHNOLOGIES LLC	1,184	$9,423
Mega UBS Group AG	163	$1,296

Filter: New 2 Increased 0 Reduced 1 Sold out 5 Unchanged 2

Holder type: Registered adviser 1 Bank 1 Non-US 1 Holding company 1 Unknown 1

Showing 5 of 5

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Holder

Value (USD)

% of 13F

JANE STREET GROUP, LLC

$45,715

61.63%

58,461