NTHI · Neonc Technologies Holdings, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“These factors raise substantial doubt regarding the Company's ability to continue as a going concern one year from the issuance date of this Form 10-Q. The financial statements do not include any adjustments that might result from the outcome of this uncertainty. The Company is actively taking steps to mitigate the substantial doubt about the Company's ability to continue as a going concern, including pursuing additional financing.”View the 10-Q filed Aug 10, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score Cluster buy
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-09-15 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.28 to $3.34 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
Common Stock
|
35,000 |
| 2026-09-15 | GARNETT KEITHLY |
CFO |
Sell↑
Filing footnotes — Common Stock (Direct)
Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 16, 2026. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
5,000 |
| 2026-09-14 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
15,000 |
| 2026-09-14 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
|
Common Stock
(I)
|
5,242 |
| 2026-09-14 | GARNETT KEITHLY |
CFO |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.87 to $3.92 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
257 |
| 2026-09-11 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.66 to $3.68 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
37,000 |
| 2026-09-11 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
|
Common Stock
(I)
|
5,556 |
| 2026-08-18 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.275 to $5.82 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
Common Stock
(I)
|
12,757 |
| 2026-08-18 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
9,000 |
| 2026-08-17 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.04 to $4.1699 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
2,472 |
| 2026-08-17 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.09 to $4.94 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
3,000 |
| 2026-08-14 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares of common stock (the "Shares") of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.75 to $3.98 per share, inclusive. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
12,000 |
| 2026-08-14 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.2299 to $4.0993 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
33,787 |
| 2026-07-10 | SHOMALI NASIM |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). Reporting Person was granted an aggregate 50,000 shares of restricted common stock (the "Shares") pursuant to the Plan on July 10, 2026. The Shares vest 100% six months after the date of grant. Not applicable. |
Common Stock
|
50,000 |
| 2026-05-01 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
10,000 |
| 2026-04-28 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
10,000 |
| 2026-04-24 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
|
Common Stock
(I)
|
10,000 |
| 2026-04-23 | Neman-Ebrahim Yousha |
Chief Clinical Officer |
Buy↑
|
Common Stock
|
500 |
| 2026-04-23 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
10,000 |
| 2026-04-10 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The aggregate number of shares of Issuer's common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.165 to $5.1722 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
Common Stock
(I)
|
948 |
| 2026-04-10 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.84 to $4.95 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
10,000 |
| 2026-04-09 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
5,000 |
| 2026-04-09 | SUH, DAVID JR. |
Chief Accounting Officer |
Buy↑
|
Common Stock
|
200 |
| 2026-04-08 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.57 to $5.64 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
10,000 |
| 2026-04-06 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
5,000 |
| 2026-04-02 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $6.0219 to $6.1579 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
20,000 |
| 2026-03-01 | SUH, DAVID JR. |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). Not applicable. Performance based restricted common stock granted pursuant to the Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as set forth in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. See also footnote 2. See footnote 3. This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement upon satisfaction of the performance criteria therein. |
Common Stock
|
58,334 |
| 2026-03-01 | SUH, DAVID JR. |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Shares granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). Reporting Person was granted an aggregate 170,000 shares of restricted common stock (the "Shares") pursuant to the Plan on March 1, 2026. Of such Shares, 53,333 shares vested on March 1, 2026, and 58,333 shares will vest on the one-year anniversary of the grant. The balance of the Shares are performance based. See footnote 4. Not applicable. |
Common Stock
|
111,666 |
| 2025-11-24 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
6,000 |
| 2025-11-21 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — CommonStock (Direct)
Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
CommonStock
|
20,000 |
| 2025-11-21 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
|
Common Stock
|
4,000 |
| 2025-11-20 | Neman-Ebrahim Yousha |
Chief Clinical Officer |
Buy↑
|
Common Stock
|
1,100 |
| 2025-11-06 | Heshmatpour Amir F |
Director, President, 10% Owner |
Award↑
Filing footnotes — CommonStock (Direct)
Restricted common stock granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Plan"). Of such shares, 600,000 shares vest on January 2, 2026. The remaining shares vest in twelve tranches of 50,000 shares on the first of each month commencing on February 1, 2026. Not applicable. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
CommonStock
|
1,200,000 |
| 2025-06-05 | Neman-Ebrahim Yousha |
Chief Clinical Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Restricted common stock granted pursuant to Issuer's Incentive Plan. Vesting and exercise of such shares are based on achievement of certain performance metrics. See also footnote 1. Not applicable. This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in the Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance metrics have been achieved. See also footnote 1. |
Common Stock
|
67,000 |
| 2025-06-05 | Neman-Ebrahim Yousha |
Chief Clinical Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Shares of restricted common stock ("Restricted Stock") granted pursuant to Issuer's 2023 Equity Incentive Plan (the "Incentive Plan"). Pursuant to Reporting Person's Restricted Stock Award Agreement dated June 5, 2025 (the "Agreement"), Issuer granted a total of 200,000 shares of common stock to Reporting Person. Of such shares, (i) 66,000 shares vest seventh months from the date of grant, (ii) one-third, or approximately 67K shares, vest in 29 equal monthly installments thereafter, and (iii) the remaining one-third, or approximately 67K shares, are performance based with vesting predicated on achievement of certain performance metrics. See footnote 1. Not applicable. |
Common Stock
|
133,000 |
| 2025-05-23 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — CommonStock (Direct)
The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.36 to $7.49 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
CommonStock
|
2,000 |
| 2025-05-22 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.38 to $7.4899 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
2,709 |
| 2025-05-22 | GARNETT KEITHLY |
CFO |
Buy↑
|
Common Stock
|
675 |
| 2025-05-21 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The aggregate number of shares of Issuer's Class A common stock (the "Shares") purchased by the Reporting Person on the same day at different prices. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.181 to $7.25 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
2,759 |
| 2025-05-19 | GARNETT KEITHLY |
CFO |
Buy↑
|
Common Stock
|
135 |
| 2025-05-16 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — CommonStock (Direct)
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $20.99 to $7.01 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. See footnote 1. |
CommonStock
|
3,510 |
| 2025-05-15 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.50 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. See footnote 1. |
Common Stock
|
1,500 |
| 2025-05-14 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.44 to $7.20 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. See footnote 1. |
Common Stock
|
1,000 |
| 2025-05-13 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.40 to $6.42 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. See footnote 1. |
Common Stock
|
990 |
| 2025-05-13 | GARNETT KEITHLY |
CFO |
Buy↑
|
Common Stock
|
90 |
| 2025-05-12 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.28 to $7.11 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. See footnote 1. |
Common Stock
|
1,400 |
| 2025-05-12 | CHEN THOMAS C |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
400 |
| 2025-05-12 | Delshad Jim |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the weighted average purchase price. The Shares were purchased at prices ranging from $7.38 to $6.99 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request. |
Common Stock
|
5,000 |
| 2025-05-11 | Heshmatpour Amir F |
Director, President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes (i) 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein. |
Common Stock
|
1,600 |
| 2025-04-17 | Delshad Jim |
Director |
Buy↑
|
Common Stock
|
50 |