NVAX · Novavax Inc · Shareholders & Ownership

$9.70 +0.00 (+0.00%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.60B

164.95M

Volume · Oct 23 4.42M Avg daily vol (3M) 6.15M

Every disclosed holder of NVAX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns NVAX

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	263	115,457,475	70.00%	Yes
Insiders (Forms 3, 4, 5)	16	1,097,454	0.67%	Yes
13D/G-only blocks	1	6,500,000	3.94%	Yes
Remaining	—	41,890,797	25.40%	Rest
Registered funds (N-PORT, not summed)	159	41,190,005	24.97%	No

Shares outstanding: 164,945,726, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of NVAX

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	13,946,881	8.46%	+1,102,562	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,914,013	2.37%	+238,778	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,434,059	0.87%	+1,209,855	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Biotechnology ETF Fund S000004350 · Registered fund · Jun 30, 2026 iShares Trust, not summed	1,110,696	0.67%	-46,418	Jun 30, 2026	iShares Trust, not summed
1.4	iShares Genomics Immunology and Healthcare ETF Fund S000065599 · Registered fund · Jul 31, 2026 iShares Trust, not summed	339,643	0.21%	+75,131	Jul 31, 2026	iShares Trust, not summed
1.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	271,742	0.16%	+27,429	Jun 30, 2026	Quantitative Master Series LLC, not summed
2	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	11,740,550	7.12%	+2,770,032	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	STATE STREET CORP 13G CIK 93751 · Bank · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	11,740,566	7.12%	+2,216,920	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
2.2	State Street(R) SPDR(R) S&P(R) Biotech ETF Fund S000010018 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	7,529,392	4.56%	+2,861,677	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.3	State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF Fund S000063362 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	293,458	0.18%	-170,341	Jun 30, 2026	SPDR SERIES TRUST, not summed
2.4	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	52,493	0.03%	-100	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
2.5	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF Fund S000036082 · Registered fund · Jun 30, 2026 SPDR INDEX SHARES FUNDS, not summed	4,645	0.00%	+561	Jun 30, 2026	SPDR INDEX SHARES FUNDS, not summed
3	SHAH CAPITAL MANAGEMENT 13G CIK 1383838 · Registered investment adviser · Oct 16, 2026 Rule 13d-1(c), passive investor, not summed	10,656,964	6.46%	+113,488	Oct 16, 2026	Rule 13d-1(c), passive investor, not summed
3.1	SHAH CAPITAL MANAGEMENT 13F CIK 1383838 · Registered investment adviser · Sep 30, 2026	12,173,481	7.38%	-1,992,096	Sep 30, 2026
4	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,607,996	4.61%	+456,371	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,257,449	4.40%	+127,302	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Sanofi 13F CIK 1121404 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	6,880,481	4.17%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
7	SK bioscience Co., Ltd. 13G CIK 1987546 · Unknown · May 10, 2024	6,500,000	3.94%	—	May 10, 2024
8	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	5,650,905	3.43%	-2,058,953	Jun 30, 2026	carried, not yet filed for the newest quarter
9	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	5,197,170	3.15%	+62,145	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,207,370	2.55%	+308,957	Jun 30, 2026	carried, not yet filed for the newest quarter
11	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,091,043	2.48%	+3,476,244	Jun 30, 2026	carried, not yet filed for the newest quarter
12	COATUE MANAGEMENT LLC 13F CIK 1135730 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,836,986	2.33%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
13	VANGUARD SMALL-CAP INDEX FUND Fund S000002845 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	3,766,470	2.28%	+12,286	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
14	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	3,416,235	2.07%	-3,220,978	Jun 30, 2026	carried, not yet filed for the newest quarter
15	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,007,756	1.82%	+1,598,310	Jun 30, 2026	carried, not yet filed for the newest quarter
15.1	Goldman Sachs Small Cap Value Insights Fund Fund S000014929 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	152,374	0.09%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
15.2	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	112,048	0.07%	+79,676	Jul 31, 2026	Goldman Sachs Trust, not summed
15.3	Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund Fund S000009355 · Registered fund · Jun 30, 2026 Goldman Sachs Variable Insurance Trust, not summed	25,456	0.02%	—	Jun 30, 2026	Goldman Sachs Variable Insurance Trust, not summed
15.4	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	17,460	0.01%	-3,506	Jul 31, 2026	Goldman Sachs Trust, not summed
16	VANGUARD SMALL-CAP GROWTH INDEX FUND Fund S000002846 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	2,163,104	1.31%	+62,601	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
17	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,893,260	1.15%	+79,764	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
18	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,869,659	1.13%	-2,608,042	Jun 30, 2026	carried, not yet filed for the newest quarter
19	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,768,163	1.07%	-2,084,382	Jun 30, 2026	carried, not yet filed for the newest quarter
20	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,695,313	1.03%	+571,567	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Allianz Asset Management GmbH 13F CIK 1535323 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,579,200	0.96%	-280,654	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	PIMCO RAE US Small Fund Fund S000048957 · Registered fund · Jun 30, 2026 PIMCO Equity Series, not summed	1,015,460	0.62%	-282,186	Jun 30, 2026	PIMCO Equity Series, not summed
21.2	PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF Fund S000057225 · Registered fund · Jun 30, 2026 PIMCO Equity Series, not summed	6,875	0.00%	+912	Jun 30, 2026	PIMCO Equity Series, not summed
22	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,448,108	0.88%	-61,218	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	77,113	0.05%	+8,829	Jun 30, 2026	Northern Funds, not summed
22.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	13,530	0.01%	-485	Jun 30, 2026	Northern Funds, not summed
22.3	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	12,956	0.01%	-12,146	Jul 31, 2026	FlexShares Trust, not summed
23	TSP Capital Management Group, LLC 13F CIK 1317208 · Registered investment adviser · Sep 30, 2026	1,432,365	0.87%	+13,000	Sep 30, 2026
24	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,346,607	0.82%	-26,898	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	785,989	0.48%	-1,561	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
24.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	368,827	0.22%	+39,970	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
24.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	98,347	0.06%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
24.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	98,296	0.06%	+1,437	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
25	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,085,100	0.66%	-22,086	Jun 30, 2026	carried, not yet filed for the newest quarter
26	JUPITER ASSET MANAGEMENT LTD 13F CIK 1215838 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,070,232	0.65%	+1,070,232	Jun 30, 2026	carried, not yet filed for the newest quarter
27	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	902,650	0.55%	+790,593	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	AQR Small Cap Multi-Style Fund Fund S000040064 · Registered fund · Jun 30, 2026 AQR Funds, not summed	22,321	0.01%	0	Jun 30, 2026	AQR Funds, not summed
28	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	849,718	0.52%	+68,921	Jun 30, 2026	carried, not yet filed for the newest quarter
29	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	769,134	0.47%	+27,400	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
30	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	703,006	0.43%	+698,253	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Federated Hermes MDT Small Cap Core Fund Fund S000012972 · Registered fund · Jul 31, 2026 Federated Hermes MDT Series, not summed	692,795	0.42%	—	Jul 31, 2026	Federated Hermes MDT Series, not summed
32	Point72 Asset Management, L.P. 13F CIK 1603466 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	664,286	0.40%	-853,925	Jun 30, 2026	carried, not yet filed for the newest quarter
33	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	652,773	0.40%	-513,424	Jun 30, 2026	carried, not yet filed for the newest quarter
34	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	608,904	0.37%	+108,087	Jun 30, 2026	carried, not yet filed for the newest quarter
34.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	1,668,051	1.01%	+185,884	Jul 31, 2026	Fidelity Salem Street Trust, not summed
34.2	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	840,526	0.51%	-10,248	May 31, 2026	Fidelity Concord Street Trust, not summed
34.3	Fidelity Enhanced Small Cap Core ETF Fund S000081807 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	533,357	0.32%	+107,197	Jun 30, 2026	Fidelity Covington Trust, not summed
34.4	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	306,773	0.19%	+6,042	May 31, 2026	Fidelity Concord Street Trust, not summed
34.5	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	247,154	0.15%	+8,608	May 31, 2026	Fidelity Concord Street Trust, not summed
35	Monaco Asset Management SAM 13F CIK 1803593 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	577,464	0.35%	-120,136	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Edgestream Partners, L.P. 13F CIK 1535061 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	559,796	0.34%	+39,661	Jun 30, 2026	carried, not yet filed for the newest quarter
37	CITIGROUP INC 13F CIK 831001 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	513,201	0.31%	+472,347	Jun 30, 2026	carried, not yet filed for the newest quarter
38	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	506,083	0.31%	-328,759	Jun 30, 2026	carried, not yet filed for the newest quarter
39	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	501,783	0.30%	+4,400	Jun 30, 2026	carried, not yet filed for the newest quarter
40	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	466,456	0.28%	-105,578	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	63	0.00%	0	Jul 31, 2026	E Trade Trust, not summed
41	Trexquant Investment LP 13F CIK 1633445 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	461,742	0.28%	+461,742	Jun 30, 2026	carried, not yet filed for the newest quarter
42	VANGUARD HEALTH CARE INDEX FUND Fund S000004450 · Registered fund · May 31, 2026 VANGUARD WORLD FUND, not summed	415,035	0.25%	-386	May 31, 2026	VANGUARD WORLD FUND, not summed
43	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	396,711	0.24%	+384,864	Jun 30, 2026	carried, not yet filed for the newest quarter
43.1	Dimensional US Vector Equity ETF Fund S000086501 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	228	0.00%	0	Jul 31, 2026	Dimensional ETF Trust, not summed
44	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	385,699	0.23%	-23,629	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	346,415	0.21%	+22,909	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	202,038	0.12%	+22,909	Jul 31, 2026	TIAA-CREF Funds, not summed
45.2	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	118,578	0.07%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
45.3	TIAA Separate Account VA-1 - Stock Index Account Fund S000005098 · Registered fund · Jun 30, 2026 TIAA Separate Account VA-1, not summed	3,954	0.00%	0	Jun 30, 2026	TIAA Separate Account VA-1, not summed
45.4	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	1,714	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
46	GROUP ONE TRADING LLC 13F CIK 932540 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	283,821	0.17%	-58,243	Jun 30, 2026	carried, not yet filed for the newest quarter
47	ALGERT GLOBAL LLC 13F CIK 1275218 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	277,990	0.17%	+277,990	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Swiss National Bank 13F CIK 1582202 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	277,900	0.17%	+5,800	Jun 30, 2026	carried, not yet filed for the newest quarter
49	WisdomTree U.S. SmallCap Fund Fund S000015507 · Registered fund · Jun 30, 2026 WisdomTree Trust, not summed	263,688	0.16%	-3,681	Jun 30, 2026	WisdomTree Trust, not summed
50	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 13F CIK 861177 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	242,229	0.15%	-19,037	Jun 30, 2026	carried, not yet filed for the newest quarter

26 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 347 holders

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Key facts CIK 1000694 CUSIP 670002401 13F (30d) 36 filings 36 filers Visit website Investor relations