NVAX · Novavax Inc

$8.05 -0.09 (-1.11%) At close · Aug 14

Market Cap

$1.33B

164.95M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 266

Total Value: $1,315,001,376

Total Shares: 139,596,830

Institutional Ownership Trend

26 quarters

Superinvestors Holding NVAX

All superinvestors →

Philippe Laffont $36,144,408

Holder Concentration

Across 266 13F filers · Δ vs Mar 31, 2026

Top Holder

11.1%

−0.6 pts

Top 5

42.8%

+1.9 pts

Top 10

62.4%

−1.3 pts

HHI

524

Broadly held+7

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +4

Institutional value: +19.3%

Shares held: +3.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega STATE STREET CORP	+14,510,598	23,481,116
Mega TWO SIGMA INVESTMENTS, LP	+3,476,244	4,091,043
Mega CITADEL ADVISORS LLC	+1,890,367	3,810,813
Mega GOLDMAN SACHS GROUP INC	+1,598,710	3,382,956
Mega BlackRock, Inc.	+1,102,562	13,946,881

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega VANGUARD CAPITAL MANAGEMENT LLC	−8,178,379	7,257,449
Mega BANK OF AMERICA CORP /DE/	−3,220,978	3,416,235
Mega UBS Group AG	−2,236,530	2,241,171
Mega MILLENNIUM MANAGEMENT LLC	−2,084,382	1,790,663
Mega D. E. Shaw & Co., Inc.	−2,062,753	6,031,905

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large JUPITER ASSET MANAGEMENT LTD	1,070,232	$10,081,585
Large Trexquant Investment LP	461,742	$4,349,609
Mid ALGERT GLOBAL LLC	277,990	$2,618,665
Mid XTX Topco Ltd	167,166	$1,574,703
Large Squarepoint Ops LLC	133,562	$1,258,154

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Jefferies Financial Group Inc.	673,120	$5,479,196
Large Assenagon Asset Management S.A.	364,770	$2,969,227
Large CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	186,638	$1,519,233
Mid GSA CAPITAL PARTNERS LLP	165,179	$1,344,557
Large CREDIT AGRICOLE S A	120,000	$976,800

Filter: New 42 Increased 81 Reduced 85 Sold out 38 Unchanged 58

Showing 100 of 294

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SHAH CAPITAL MANAGEMENT

$133,439,735

10.15%

14,165,577

BlackRock, Inc.

$131,379,614

9.99%

13,946,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	136,302	$1,283,964	1.0%	Sole
BlackRock Investment Management (Australia) Ltd	362	$3,410	0.0%	Sole
BlackRock Asset Management Canada Ltd	11,632	$109,573	0.1%	Sole
BlackRock Investment Management, LLC	423,113	$3,985,724	3.0%	Sole
BLACKROCK ADVISORS LLC	327,318	$3,083,335	2.3%	Sole
BlackRock Fund Advisors	7,373,256	$69,456,071	52.9%	Sole
BlackRock Institutional Trust Company, N.A.	4,867,067	$45,847,771	34.9%	Sole
BlackRock Japan Co. Ltd	1,034	$9,740	0.0%	Sole
BlackRock Fund Managers Ltd.	30,215	$284,625	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	5,122	$48,249	0.0%	Sole
BlackRock (Netherlands) B.V.	42,893	$404,052	0.3%	Sole
BlackRock Asset Management Ireland Ltd	497,773	$4,689,021	3.6%	Sole
BlackRock Asset Management Schweiz AG	27,677	$260,717	0.2%	Sole
Aperio Group, LLC	203,117	$1,913,362	1.5%	Sole

STATE STREET CORP

$110,596,131

8.41%

11,740,566

STATE STREET CORP

$110,595,981

8.41%

11,740,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	11,740,550	$110,595,981	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$71,667,322

5.45%

7,607,996

VANGUARD CAPITAL MANAGEMENT LLC

$68,365,169

5.20%

7,257,449

Sanofi

$64,814,131

4.93%

6,880,481

D. E. Shaw & Co., Inc.

$53,231,525

4.05%

5,650,905

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	5,322,374	$50,136,763	94.2%	Defined
D. E. Shaw Investment Management, L.L.C. joint	328,531	$3,094,762	5.8%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$39,633,424

3.01%

4,207,370

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	592,344	$5,579,880	14.1%	Defined
Held directly	3,615,026	$34,053,544	85.9%	Defined

TWO SIGMA INVESTMENTS, LP

$38,537,625

2.93%

4,091,043

COATUE MANAGEMENT LLC

$36,144,408

2.75%

3,836,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COATUE OFFSHORE MASTER FUND LP	3,836,986	$36,144,408	100.0%	Defined

BANK OF AMERICA CORP /DE/

$32,180,932

2.45%

3,416,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	2,572,507	$24,233,015	75.3%	Defined
BOFA SECURITIES, INC.	843,728	$7,947,917	24.7%	Defined

GOLDMAN SACHS GROUP INC

$28,333,059

2.15%

3,007,756

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,916,656	$18,054,899	63.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,066,287	$10,044,423	35.5%	Defined
Goldman Sachs Trust Company, N.A. joint	24,813	$233,737	0.8%	Defined

Graham Capital Management, L.P.

$19,655,772

1.49%

2,086,600

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$18,572,472

1.41%

1,971,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,971,600	$18,572,472	100.0%	Other

UBS Group AG

$17,612,187

1.34%

1,869,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	6,000	$56,520	0.3%	Defined
UBS AG	1,789,322	$16,855,413	95.7%	Defined
UBS Switzerland AG	64,337	$606,054	3.4%	Defined
UBS Securities LLC	10,000	$94,200	0.5%	Defined

MILLENNIUM MANAGEMENT LLC

$16,656,095

1.27%

1,768,163

CITADEL ADVISORS LLC

$15,969,848

1.21%

1,695,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,689,260	$15,912,829	99.6%	Defined
Held directly	6,053	$57,019	0.4%	Defined

CITADEL ADVISORS LLC

$15,409,236

1.17%

1,635,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,635,800	$15,409,236	100.0%	Defined

Allianz Asset Management GmbH

$14,876,064

1.13%

1,579,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	1,579,200	$14,876,064	100.0%	Defined

NORTHERN TRUST CORP

$13,641,174

1.04%

1,448,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,326,599	$12,496,561	91.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	97,561	$919,023	6.7%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	23,948	$225,590	1.7%	Other

TSP Capital Management Group, LLC

$13,370,418

1.02%

1,419,365

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$12,685,037

0.96%

1,346,607

VANGUARD FIDUCIARY TRUST CO

$10,221,642

0.78%

1,085,100

JUPITER ASSET MANAGEMENT LTD

$10,081,585

0.77%

1,070,232

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$8,604,228

0.65%

913,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	913,400	$8,604,228	100.0%	Other

AQR CAPITAL MANAGEMENT LLC

$8,502,959

0.65%

902,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	91	$857	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	25	$235	0.0%	Other
Compound Planning, Inc.	28	$263	0.0%	Other
Arax Advisory Partners	6,362	$59,930	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,426	$32,272	0.4%	Other
Stokes Family Office, LLC	514	$4,841	0.1%	Other
Held directly	892,204	$8,404,561	98.8%	Defined

Bank of New York Mellon Corp

$8,004,340

0.61%

849,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	568,535	$5,355,599	66.9%	Defined
The Bank of New York Mellon	280,023	$2,637,816	33.0%	Defined
BNY Mellon, NA joint	1,158	$10,907	0.1%	Defined
Held directly	2	$18	0.0%	Defined

FEDERATED HERMES, INC.

$6,622,315

0.50%

703,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	31,827	$299,810	4.5%	Defined
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	8,569	$80,719	1.2%	Defined
FEDERATED MDTA LLC	662,610	$6,241,786	94.3%	Defined

Point72 Asset Management, L.P.

$6,257,574

0.48%

664,286

MARSHALL WACE, LLP

$6,149,121

0.47%

652,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	652,773	$6,149,121	100.0%	Other

FMR LLC

$5,735,875

0.44%

608,904

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	607,931	$5,726,710	99.8%	Defined
STRATEGIC ADVISERS LLC	973	$9,165	0.2%	Defined

Monaco Asset Management SAM

$5,439,710

0.41%

577,464

Edgestream Partners, L.P.

$5,273,278

0.40%

559,796

CITIGROUP INC

$4,834,353

0.37%

513,201

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	513,201	$4,834,353	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,767,301

0.36%

506,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	506,083	$4,767,301	100.0%	Other

RENAISSANCE TECHNOLOGIES LLC

$4,726,795

0.36%

501,783

CITADEL ADVISORS LLC

$4,518,774

0.34%

479,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	479,700	$4,518,774	100.0%	Defined

CITIGROUP INC

$4,443,414

0.34%

471,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	471,700	$4,443,414	100.0%	Defined

MORGAN STANLEY

$4,394,010

0.33%

466,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	10,711	$100,897	2.3%	Defined
MORGAN STANLEY & CO. LLC	129,959	$1,224,213	27.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	91,588	$862,758	19.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	55,854	$526,143	12.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	178,344	$1,679,999	38.2%	Defined

Trexquant Investment LP

$4,349,609

0.33%

461,742

TUDOR INVESTMENT CORP ET AL

$4,115,598

0.31%

436,900

DIMENSIONAL FUND ADVISORS LP

$3,737,016

0.28%

396,711

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	2,654	$25,000	0.7%	Defined
Dimensional Ireland Ltd	9,226	$86,908	2.3%	Defined
Held directly	384,831	$3,625,108	97.0%	Sole

FIRST TRUST ADVISORS LP

$3,633,284

0.28%

385,699

UBS Group AG

$3,499,643

0.27%

371,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	371,512	$3,499,643	100.0%	Defined

Nuveen, LLC

$3,263,229

0.25%

346,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	20,131	$189,634	5.8%	Defined
TEACHERS ADVISORS, LLC joint	326,284	$3,073,595	94.2%	Defined

JANE STREET GROUP, LLC

$2,700,714

0.21%

286,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	286,700	$2,700,714	100.0%	Defined

GROUP ONE TRADING LLC

$2,673,593

0.20%

283,821

ALGERT GLOBAL LLC

$2,618,665

0.20%

277,990

Swiss National Bank

$2,617,818

0.20%

277,900

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,281,795

0.17%

242,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	4,626	$43,576	1.9%	Defined
UBS Asset Management Switzerland AG	213,610	$2,012,206	88.2%	Defined
Held directly	23,993	$226,013	9.9%	Sole

Quantinno Capital Management LP

$2,231,682

0.17%

236,909

Invesco Ltd.

$2,223,155

0.17%

236,004

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	20,281	$191,046	8.6%	Defined
Invesco Trust Co joint	59,552	$560,979	25.2%	Defined
Invesco Capital Management LLC	156,171	$1,471,130	66.2%	Defined

D. E. Shaw & Co., Inc.

$2,176,020

0.17%

231,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	231,000	$2,176,020	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$2,158,998

0.16%

229,193

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	229,193	$2,158,998	100.0%	Defined

Rafferty Asset Management, LLC

$1,965,916

0.15%

208,696

Jump Financial, LLC

$1,929,357

0.15%

204,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC	15	$141	0.0%	Defined
Leap GP LLC joint	204,800	$1,929,216	100.0%	Defined

RHUMBLINE ADVISERS

$1,927,944

0.15%

204,665

WOLVERINE ASSET MANAGEMENT LLC

$1,853,856

0.14%

196,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	196,800	$1,853,856	100.0%	Defined

Schonfeld Strategic Advisors LLC

$1,832,821

0.14%

194,567

Headlands Technologies LLC

$1,794,952

0.14%

190,547

GOLDMAN SACHS GROUP INC

$1,769,076

0.13%

187,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	187,800	$1,769,076	100.0%	Defined

GOLDMAN SACHS GROUP INC

$1,765,308

0.13%

187,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	187,400	$1,765,308	100.0%	Defined

Walleye Trading LLC

$1,764,366

0.13%

187,300

XTX Topco Ltd

$1,574,703

0.12%

167,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	167,166	$1,574,703	100.0%	Defined

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$1,518,089

0.12%

161,156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Heritage Trust CO	26,772	$252,192	16.6%	Defined
Held directly	134,384	$1,265,897	83.4%	Sole

ALLIANCEBERNSTEIN L.P.

$1,512,880

0.12%

160,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	160,603	$1,512,880	100.0%	Defined

DEUTSCHE BANK AG\

$1,489,556

0.11%

158,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	158,127	$1,489,556	100.0%	Defined

Aquatic Capital Management LLC

$1,447,524

0.11%

153,665

NOMURA HOLDINGS INC

$1,413,000

0.11%

150,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	150,000	$1,413,000	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,413,000

0.11%

150,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	150,000	$1,413,000	100.0%	Defined

BARCLAYS PLC

$1,327,908

0.10%

140,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	136,680	$1,287,525	97.0%	Defined
BARCLAYS CAPITAL INC.	4,287	$40,383	3.0%	Defined

Legal & General Group Plc

$1,317,366

0.10%

139,848

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	14,797	$139,387	10.6%	Defined
Legal & General Investment Management Ltd joint	125,051	$1,177,979	89.4%	Defined

WELLS FARGO & COMPANY/MN

$1,279,479

0.10%

135,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	133,178	$1,254,536	98.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,487	$14,007	1.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,096	$10,324	0.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	65	$612	0.0%	Defined

Squarepoint Ops LLC

$1,258,154

0.10%

133,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	133,562	$1,258,154	100.0%	Defined

Virtus Investment Advisers, LLC

$1,233,596

0.09%

130,955

TUDOR INVESTMENT CORP ET AL

$1,181,908

0.09%

125,468

JANE STREET GROUP, LLC

$1,170,906

0.09%

124,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	124,300	$1,170,906	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$1,102,412

0.08%

117,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	4,865	$45,828	4.2%	Defined
Raymond James Financial Services Advisors, Inc.	56,924	$536,224	48.6%	Defined
ClariVest Asset Management LLC joint	55,240	$520,360	47.2%	Defined

BANK OF MONTREAL /CAN/

$1,052,203

0.08%

111,699

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	4,982	$46,930	4.5%	Defined
BMO Family Office, LLC	8,431	$79,420	7.5%	Defined
BMO NESBITT BURNS INC.	97,368	$917,206	87.2%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	918	$8,647	0.8%	Defined

PROFUND ADVISORS LLC

$986,142

0.07%

104,686

IEQ CAPITAL, LLC

$954,764

0.07%

101,355

NewEdge Wealth, LLC

$947,265

0.07%

100,559

Point72 Asset Management, L.P.

$942,000

0.07%

100,000

Caption Management, LLC

$942,000

0.07%

100,000

NOMURA HOLDINGS INC

$942,000

0.07%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	100,000	$942,000	100.0%	Defined

Sculptor Capital LP

$936,348

0.07%

99,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP joint	99,400	$936,348	100.0%	Sole

OPPENHEIMER & CO INC

$892,629

0.07%

94,759

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$889,822

0.07%

94,461

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	70,218	$661,453	74.3%	Defined
Global X Management (AUS) Ltd joint	24,243	$228,369	25.7%	Defined

Palumbo Wealth Management LLC

$875,560

0.07%

92,947

Russell Investments Group, Ltd.

$850,972

0.06%

90,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	59,062	$556,363	65.4%	Defined
Russell Investments Capital, LLC joint	8,347	$78,628	9.2%	Defined
Russell Investments Limited joint	12,728	$119,897	14.1%	Other
Russell Investments Trust Company joint	10,200	$96,084	11.3%	Other

MetLife Investment Management, LLC

$838,803

0.06%

89,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	89,045	$838,803	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$832,991

0.06%

88,428

MARTINGALE ASSET MANAGEMENT L P

$806,078

0.06%

85,571

Creative Planning

$796,733

0.06%

84,579

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,226	$11,548	1.4%	Defined
Held directly	83,353	$785,185	98.6%	Sole

Balyasny Asset Management L.P.

$774,700

0.06%

82,240

Walleye Trading LLC

$760,194

0.06%

80,700

Ares Systematic Credit Ltd

$755,060

0.06%

80,155

JPMORGAN CHASE & CO

$720,506

0.05%

76,487

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	296	$2,788	0.4%	Other
JPMorgan Chase Bank, N.A.	63,218	$595,513	82.7%	Defined
J.P. Morgan Investment Management Inc.	2,760	$25,999	3.6%	Defined
J.P. Morgan Securities LLC	2,000	$18,840	2.6%	Defined
J.P. Morgan Securities plc	5,443	$51,273	7.1%	Defined
J.P. Morgan SE	2,770	$26,093	3.6%	Defined

Walleye Trading LLC

$717,709

0.05%

76,190

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	69,815	$657,657	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	65,202	$614,202	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	60,815	$572,877	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	59,865	$563,928	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Investment Management Inc.	57,554	$542,158	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	28,886	$272,106	50.6%	Defined
Wellington Managment Canada LLC	1,613	$15,194	2.8%	Defined
Wellington Trust Company, NA joint	22,946	$216,151	40.2%	Defined
Wellington Management Europe GmbH	3,691	$34,769	6.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	55,683	$524,533	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	53,891	$507,653	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO CAPITAL MARKETS CORP.	50,900	$479,478	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	49,410	$465,442	99.9%	Defined
Osaic Advisory Services, LLC	50	$471	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	46,480	$437,841	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	43,966	$414,159	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	37,037	$348,888	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	35,494	$334,353	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	35,000	$329,700	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	30,879	$290,880	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	29,421	$277,145	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	77	$725	0.3%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	26,536	$249,969	99.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	4,638	$43,689	18.0%	Defined
RBC Capital Markets, LLC	5,846	$55,069	22.7%	Defined
RBC Dominion Securities Inc.	665	$6,264	2.6%	Defined
RBC Rochdale, LLC	355	$3,344	1.4%	Defined
BREWIN DOLPHIN WEALTH MANAGEMENT LTD	4,780	$45,027	18.6%	Defined
Held directly	9,475	$89,254	36.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments joint	25,697	$242,065	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	25,433	$239,578	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	25,162	$237,026	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	25,000	$235,500	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	49	$461	0.2%	Sole
SEI TRUST CO	20,131	$189,634	99.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	19,563	$184,283	99.5%	Defined
Jane Street Global Trading, LLC	100	$942	0.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	16,654	$156,880	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	16,154	$152,170	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	14,308	$134,781	88.9%	Defined
Ameriprise Financial Services, LLC	1,787	$16,833	11.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	13,839	$130,363	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	2,223	$20,940	20.7%	Defined
CIBC National Trust Co	86	$810	0.8%	Defined
CIBC WORLD MARKETS CORP	8,419	$79,306	78.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	555	$5,228	5.2%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	1,589	$14,968	14.9%	Defined
FRANKLIN ADVISERS INC	8,536	$80,409	79.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANCO BILBAO VIZCAYA ARGENTARIA SA	10,213	$96,206	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	9,293	$87,540	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	9,254	$87,172	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	14	$131	0.3%	Other
Latour Trading LLC (Latour)	5,212	$49,097	99.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	4,746	$44,707	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	540	$5,086	12.8%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	735	$6,923	17.5%	Defined
ROCKEFELLER FINANCIAL LLC	2,936	$27,657	69.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	2,219	$20,902	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	2,106	$19,837	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	2,021	$19,037	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	1,903	$17,926	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	117	$1,101	9.2%	Sole
Held directly	1,156	$10,888	90.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	930	$8,760	95.4%	Defined
Held directly	45	$423	4.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	548	$5,162	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	295	$2,778	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Dominion Securities Inc.	200	$1,884	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	155	$1,460	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Caisse Federale de Credit Mutuel	120	$1,130	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	100	$942	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC joint	673,120	$5,479,196	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	120,000	$976,800	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	97,148	$790,784	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	60,815	$495,034	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	40,166	$326,951	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1 joint	13,298	$108,245	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hudson Bay Capital UK LLP	11,360	$92,470	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	2,413	$19,641	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
INVESTITORI SGR S.p.A.	130	$1,058	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	61	$496	100.0%	Sole

Key facts CIK 1000694 CUSIP 670002401 13F (30d) 276 filings 251 filers Visit website Investor relations