OLD MARKET CAPITAL Corp 8-K, filed Aug 29, 2023
OLD MARKET CAPITAL Corp (OMCC)
About this 8-K
OLD MARKET CAPITAL Corp filed this 8-K on August 29, 2023, reporting on events of August 24, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
(Exact name of registrant as specified in its Charter)
|
|
|
|
|
British Columbia, |
|
|
||
(State or Other Jurisdiction of Incorporation or Organization) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification No.) |
|
|
||
(Address of Principal Executive Offices) |
|
|
(Zip Code) |
(
(Registrant’s telephone number, Including area code)
Not applicable
(Former name, former address and former fiscal year, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
|
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
|
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders |
Nicholas Financial, Inc. held its Annual General Meeting of Shareholders on August 24, 2023. The following tables detail the voting results:
Election of Directors
|
|
Shares Voted For |
|
|
Shares Wthholding Authority |
|
|
Broker Non Vote |
|
|||
Jeremy Q. Zhu |
|
|
3,644,632 |
|
|
|
991,530 |
|
|
|
1,397,203 |
|
The directors whose terms of office as directors continued after the meeting were Jeffrey Royal, Mark R. Hutchins, Brendan J. Keating, and Adam K. Peterson.
Ratification of Appointment of FORVIS, LLP as Independent Auditors
Shares Voted For |
|
|
Shares Abstaining |
|
|
Shares Voted Against |
|
|
Broker Non Vote |
|
||||
|
6,019,401 |
|
|
|
2,010 |
|
|
|
11,954 |
|
|
|
— |
|
Advisory Vote on Executive Compensation (“Say on Pay”)
Shares Voted For |
|
|
Shares Abstaining |
|
|
Shares Voted Against |
|
|
Broker Non Vote |
|
||||
|
4,625,515 |
|
|
|
5,951 |
|
|
|
4,696 |
|
|
|
1,397,203 |
|
Advisory Vote on Frequency of the Advisory Vote on Executive Compensation
Shares Voted For 1 Year |
|
|
Shares Voted For 2 Years |
|
|
Shares Voted For 3 Years |
|
|
Shares Abstaining |
|
|
Broker Non Vote |
|
|||||
|
4,330,727 |
|
|
|
6,408 |
|
|
|
296,432 |
|
|
|
2,595 |
|
|
|
1,397,203 |
|
Accordingly, the Company will continue to hold advisory votes on executive compensation every year.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.
|
|
|
|
|
|
NICHOLAS FINANCIAL, INC. |
|
|
|
|
(Registrant) |
|
|
|
|
|
|
|
|
Date: August 29, 2023 |
|
|
/s/ Irina Nashtatik |
|
|
|
Irina Nashtatik |
|
|
|
Chief Financial Officer (Principal Financial Officer) |