Oppenheimer Holdings Inc DEFA14A, filed Apr 23, 2020
Oppenheimer Holdings Inc (OPY)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
SCHEDULE 14A
(RULE 14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934
Filed by the registrant x
Filed by a party other than the registrant ¨
Check the appropriate box:
| ¨ | Preliminary proxy statement |
| ¨ | Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) |
| ¨ | Definitive proxy statement |
| x | Definitive additional materials |
| ¨ | Soliciting material pursuant to § 240.14a-12 |
Oppenheimer Holdings Inc.
(Name of Registrant as Specified in Its Charter)
(Name of Person(s) Filing Proxy Statement, If Other Than the Registrant)
Payment of filing fee (Check the appropriate box):
| x | No fee required. | |
| ¨ | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | |
| (1) |
Title of each class of securities to which transaction applies:
|
| (2) |
Aggregate number of securities to which transaction applies:
|
| (3) |
Per unit price or other underlying value of transaction computed
pursuant to Exchange Act Rule 0-11
|
| (4) |
Proposed maximum aggregate value of transaction:
|
| (5) |
Total fee paid:
|
| ¨ | Fee paid previously with preliminary materials: | |
| ¨ | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11 (a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. | |
| (1) |
Amount previously paid:
| |
| (2) |
Form, Schedule or Registration Statement No.:
| |
| (3) |
Filing Party:
| |
| (4) |
Date Filed:
|
FOR IMMEDIATE RELEASE
Oppenheimer Holdings Inc. Announces That Its 2020 Annual Stockholders Meeting
Will Be Held In Virtual Format
New York, April 23, 2020 -- Oppenheimer Holdings Inc. (NYSE: OPY) (the “Company”) today announced that, due to the public health impact of the coronavirus outbreak (COVID-19) and to support the health and well-being of our stockholders, directors, officers and employees, as well as to adhere to applicable Federal and state “Stay-at-Home” orders, the location of the Company’s 2020 Annual Stockholders Meeting has been changed and will be held as scheduled on Monday, May 11, 2020 at 4:30 p.m. Eastern time over the internet in a virtual meeting format only. You will not be able to attend the 2020 Annual Meeting in person.
If you were a stockholder of record at the close of business on the record date of March 13, 2020, you are entitled to attend the virtual annual meeting. To attend the virtual annual meeting, stockholders will need access to an internet-connected device for the full duration of the virtual annual meeting. Holders of Class A non-voting common stock (“Class A Stockholders”) will be able to listen in and to view the meeting and have an opportunity to submit questions for consideration and response at or after the meeting by emailing info@opco.com, while holders of Class B voting common stock (“Voting Stockholders”) will be able to listen in and to view the meeting, vote on all business properly brought before the meeting and submit questions in advance by emailing info@opco.com or online during the meeting for consideration and response during or after the meeting. Voting Stockholders can vote by proxy in advance of the meeting and online during the meeting. Detailed instructions to remotely access, participate in and vote at the virtual annual meeting are available at https://www.oppenheimer.com/about-us/investor-relations/proxies.aspx. In addition, Voting Stockholders will receive a notice with additional information by mail from Computershare.
Please note that the proxy card included with the proxy materials previously distributed to you will not be updated to reflect the change in location and may continue to be used to vote your shares in connection with the 2020 Annual Meeting. Whether or not Voting Stockholders plan to attend the virtual-only annual meeting, the Company urges Voting Stockholders to vote and submit their proxies in advance of the meeting by one of the methods described in the proxy materials.
Company Information
Oppenheimer Holdings Inc., through its operating subsidiaries, is a leading middle market investment bank and full service broker-dealer that provides a wide range of financial services, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), research, market-making, trust, and investment management. With roots tracing back to 1881, the firm is headquartered in New York and has 93 retail branch offices in the United States and has institutional businesses located in London, Tel Aviv, and Hong Kong.
000004
ENDORSEMENT_LINE______________ SACKPACK_____________
MR A
SAMPL
E
DESIG
NATIO
N (IF
ANY)
ADD 1
ADD 2
ADD 3
ADD 4
ADD 5
ADD 6
NOTICE OF CHANGE OF LOCATION
OF 2020 ANNUAL MEETING OF STOCKHOLDERS
OF OPPENHEIMER HOLDINGS INC.
TO BE HELD ON MAY 11, 2020
April 23, 2020
Dear Oppenheimer Holdings Inc. Class B Voting Common Stockholder:
Due to the public health impact of the coronavirus outbreak (COVID-19) and to support the health and well-being of our stockholders, directors, officers and employees, please note that the location of the 2020 Annual Meeting of Stockholders of Oppenheimer Holdings Inc. has been changed and will be held over the internet in a virtual meeting format only. You will not be able to attend the 2020 Annual Meeting in person.
If you were a holder of record of the Class B voting common stock at the close of business on the record date of March 13, 2020, you are eligible to vote at the meeting. The virtual meeting will be hosted on Monday, May 11, 2020 at 4:30 p.m. Eastern Time by logging into www.meetingcenter.io/259375042. The password for the meeting is OPY2020.
You will also need your voter control number located in the circle in the shaded bar above.
Please note that the proxy card included with the proxy materials previously distributed to you will not be updated to reflect the change in location and may continue to be used to vote your shares in connection with the 2020 Annual Meeting. Whether or not you plan to attend the virtual-only annual meeting, we urge you to vote and submit your proxy in advance of the 2020 Annual Meeting by one of the methods described in the proxy materials.
On behalf of your Board of Directors, thank you for your cooperation and continued support.
Sincerely,
Dennis P. McNamara
Secretary