OXLC · Oxford Lane Capital Corp. · Shareholders & Ownership
Market Cap
$714.64M
Shares
98.03M
Volume · Oct 21
1.62M
Avg daily vol (3M)
1.03M
Every disclosed holder of OXLC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns OXLC
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 17,863,862 | — |
| Insiders (Forms 3, 4, 5) | 3,122,923 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 1,281,009 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of OXLC
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,840,792 | ||
| 2 |
Polar Asset Management Partners Inc.
13F
CIK 1326389 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,350,000 | ||
| 3 |
Kohlberg Kravis Roberts & Co. L.P.
13F
CIK 1399770 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,771,302 | ||
| 4 |
CITADEL ADVISORS LLC
13F
CIK 1423053 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,703,401 | ||
| 5 |
|
1,564,946 | ||
| 6 |
|
1,557,977 | ||
| 7 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,452,349 | ||
| 8 |
Jain Global LLC
13F
CIK 2024579 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,017,585 | ||
| 9 |
Blackstone Inc.
13F
CIK 1393818 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
910,000 | ||
| 10 |
|
850,002 | ||
| 11 |
Eagle Point Credit Management LLC
13F
CIK 1607203 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
834,459 | ||
| 12 |
ARES MANAGEMENT LLC
13F
CIK 1259313 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
268,564 | ||
| 13 |
Modern Capital Tactical Income Fund
Fund
S000069477 · Registered fund · Jun 30, 2026
Modern Capital Funds Trust, not summed
|
224,500 | ||
| 14 |
Freestone Capital Holdings, LLC
13F
CIK 1470876 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
211,424 | ||
| 15 |
Alpine Global Management, LLC
13F
CIK 1581655 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,112 | ||
| 16 |
KKR Income Opportunities Fund
Fund
· Registered fund · Jul 31, 2026
KKR Income Opportunities Fund, not summed
|
194,465 | ||
| 16.1 |
EP Private Capital Fund I
Fund
· Registered fund · Jun 30, 2026
EP Private Capital Fund I, not summed
|
171,415 | ||
| 16.2 |
Eagle Point Defensive Income Trust
Fund
· Registered fund · Jun 30, 2026
Eagle Point Defensive Income Trust, not summed
|
91,470 | ||
| 16.3 |
CION Ares Diversified Credit Fund
Fund
· Registered fund · Jun 30, 2026
CION Ares Diversified Credit Fund, not summed
|
75,000 | ||
| 17 |
WisdomTree Private Credit and Alternative Income Fund
Fund
S000071174 · Registered fund · May 31, 2026
WisdomTree Trust, not summed
|
186,631 | ||
| 18 |
IAT REINSURANCE CO LTD.
13F
CIK 1633625 · Unknown · Jun 30, 2026
Classes OXLCG, OXLCI, carried, not yet filed for the newest quarter
|
180,000 | ||
| 19 |
Touchstone Funds Group Trust-Touchstone Ares Credit Opportunities Fund
Fund
S000042224 · Registered fund · Jun 30, 2026
Touchstone Funds Group Trust, not summed
|
171,064 | ||
| 20 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
167,521 | ||
| 21 |
Virtus Investment Advisers, LLC
13F
CIK 19481 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
153,504 | ||
| 21.1 |
Virtus Private Credit Strategy ETF
Fund
S000064727 · Registered fund · Jul 31, 2026
ETFis Series Trust I, not summed
|
153,504 | ||
| 22 |
Delphi Financial Group, Inc.
13F
CIK 859139 · Insurance company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
145,030 | ||
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
110,333 | ||
| 24 |
WEDBUSH SECURITIES INC
13F
CIK 1142495 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
96,234 | ||
| 25 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
91,451 | ||
| 26 |
Founders Financial Alliance, LLC
13F
CIK 1832190 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
88,808 | ||
| 27 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
84,148 | ||
| 28 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
83,655 | ||
| 29 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
82,446 | ||
| 30 |
|
73,928 | ||
| 31 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
59,309 | ||
| 32 |
Advisory Solutions Group, LLC
13F
CIK 2147643 · Unknown · Sep 30, 2026
|
56,226 | ||
| 33 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
51,066 | ||
| 34 |
DRW Securities, LLC
13F
CIK 1481986 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
49,458 | ||
| 35 |
Samalin Investment Counsel, LLC
13F
CIK 1544366 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,529 | ||
| 36 |
OneAscent Family Office, LLC
13F
CIK 2055812 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,457 | ||
| 37 |
BI Asset Management Fondsmaeglerselskab A/S
13F
CIK 1778131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,733 | ||
| 38 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,527 | ||
| 39 |
Apollon Wealth Management, LLC
13F
CIK 1764387 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
38,868 | ||
| 40 |
Cordoba Advisory Partners LLC
13F
CIK 2067133 · Unknown · Sep 30, 2026
|
36,803 | ||
| 41 |
Marex Group plc
13F
CIK 1997464 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
33,905 | ||
| 42 |
WESBANCO BANK INC
13F
CIK 877134 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
32,090 | ||
| 43 |
INDEPENDENT FINANCIAL GROUP, LLC
13F
CIK 275484 · Registered investment adviser · Sep 30, 2026
|
30,961 | ||
| 44 |
|
30,927 | ||
| 45 |
Mariner, LLC
13F
CIK 1373442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,754 | ||
| 46 |
Snowden Capital Advisors LLC
13F
CIK 1903055 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
27,140 | ||
| 47 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,969 | ||
| 48 |
HRT FINANCIAL LP
13F
CIK 1475597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
26,226 | ||
| 49 |
Global Retirement Partners, LLC
13F
CIK 1749744 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,487 | ||
| 50 |
EIGHT 31 FINANCIAL, LLC
13F
CIK 2011328 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
25,253 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 103 holders
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Key facts
CIK
1495222
CUSIP
691543847
13F (30d)
15 filings
15 filers
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