OXLC · Oxford Lane Capital Corp.

$9.28 +0.02 (+0.22%) At close · Aug 21

Market Cap

$906.19M

97.65M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 97

Total Value: $159,607,890

Total Shares: 17,852,352

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 97 13F filers · Δ vs Mar 31, 2026

Top Holder

21.1%

+1.2 pts

Top 5

61.0%

−4.5 pts

Top 10

83.7%

+1.8 pts

HHI

973

Broadly held−81

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +9

Institutional value: -9.0%

Shares held: +1.1%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega GOLDMAN SACHS GROUP INC	+1,441,642	1,452,349
Large Jain Global LLC	+951,335	1,017,585
Mega CITADEL ADVISORS LLC	+559,421	1,703,401
Mid Polar Asset Management Partners Inc.	+350,000	2,350,000
Mega BARCLAYS PLC	+311,586	850,002

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid Kohlberg Kravis Roberts & Co. L.P.	−1,415,928	1,771,302
Mega UBS Group AG	−130,317	3,861
Large BI Asset Management Fondsmaeglerselskab A/S	−122,174	40,733
Small Alpine Global Management, LLC	−59,880	198,112
Small Virtus Investment Advisers, LLC	−55,143	153,504

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid J.W. COLE ADVISORS, INC.	167,521	$1,467,483
Mega JANE STREET GROUP, LLC	82,446	$722,226
Small VARCOV Co.	73,928	$647,609
Small Advisory Solutions Group, LLC	62,942	$551,371
Small OneAscent Family Office, LLC	46,457	$406,963

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Saba Capital Management, L.P.	1,852,145	$18,113,978
Mid Border to Coast Pensions Partnership Ltd	440,000	$4,303,200
Small Thomas J. Herzfeld Advisors, Inc.	222,539	$2,176,431
Small Simplify Asset Management Inc.	100,000	$978,000
Small GatePass Capital, LLC	90,300	$883,134

Filter: New 28 Increased 33 Reduced 20 Sold out 19 Unchanged 16

Showing 98 of 98

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$33,645,336

21.08%

3,840,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	102,944	$901,789	2.7%	Defined
MORGAN STANLEY SMITH BARNEY LLC	102,246	$895,674	2.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,635,602	$31,847,873	94.7%	Defined

Polar Asset Management Partners Inc.

$20,586,000

12.90%

2,350,000

Kohlberg Kravis Roberts & Co. L.P.

$15,516,605

9.72%

1,771,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KKR Credit Advisors (US) LLC	1,771,302	$15,516,605	100.0%	Other

CITADEL ADVISORS LLC

$14,921,792

9.35%

1,703,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	238,791	$2,091,809	14.0%	Defined
Held directly	1,464,610	$12,829,983	86.0%	Defined

GOLDMAN SACHS GROUP INC

$12,722,577

7.97%

1,452,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,452,349	$12,722,577	100.0%	Defined

Jain Global LLC

$8,914,044

5.58%

1,017,585

Blackstone Inc.

$7,971,600

4.99%

910,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blackstone Alternative Solutions L.L.C.	910,000	$7,971,600	100.0%	Other

BARCLAYS PLC

$7,446,017

4.67%

850,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	850,000	$7,446,000	100.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	2	$17	0.0%	Defined

Eagle Point Credit Management LLC

$7,309,860

4.58%

834,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Eagle Point Defensive Income Management LLC	834,459	$7,309,860	100.0%	Defined

IAT REINSURANCE CO LTD. OXLCG

$2,504,500

1.57%

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acceptance Indemnity Insurance Company joint	100,000	$2,504,500	100.0%	Defined

ARES MANAGEMENT LLC

$2,352,620

1.47%

268,564

IAT REINSURANCE CO LTD. OXLCI

$2,036,800

1.28%

80,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Transguard Insurance Company of America, Inc.	80,000	$2,036,800	100.0%	Defined

Freestone Capital Holdings, LLC

$1,852,074

1.16%

211,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FREESTONE CAPITAL MANAGEMENT LLC	211,424	$1,852,074	100.0%	Defined

Alpine Global Management, LLC

$1,735,461

1.09%

198,112

J.W. COLE ADVISORS, INC.

$1,467,483

0.92%

167,521

Virtus Investment Advisers, LLC

$1,344,695

0.84%

153,504

Delphi Financial Group, Inc.

$1,270,462

0.80%

145,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Delphi Capital Management, Inc.	145,030	$1,270,462	100.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$966,517

0.61%

110,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	110,333	$966,517	100.0%	Other

WEDBUSH SECURITIES INC

$843,009

0.53%

96,234

OSAIC HOLDINGS, INC.

$801,110

0.50%

91,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	91,351	$800,234	99.9%	Defined
Osaic Advisory Services, LLC	100	$876	0.1%	Defined

Founders Financial Alliance, LLC

$777,958

0.49%

88,808

LPL Financial LLC

$737,136

0.46%

84,148

ENVESTNET ASSET MANAGEMENT INC

$732,817

0.46%

83,655

JANE STREET GROUP, LLC

$722,226

0.45%

82,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	24,942	$218,491	30.3%	Defined
Jane Street Global Trading, LLC	57,504	$503,735	69.7%	Defined

VARCOV Co.

$647,609

0.41%

73,928

Advisory Solutions Group, LLC

$551,371

0.35%

62,942

Kestra Advisory Services, LLC

$519,546

0.33%

59,309

Private Advisor Group, LLC

$447,338

0.28%

51,066

DRW Securities, LLC

$433,252

0.27%

49,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments	49,458	$433,252	100.0%	Other

Samalin Investment Counsel, LLC

$407,594

0.26%

46,529

OneAscent Family Office, LLC

$406,963

0.25%

46,457

Skaana Management L.P. OXLCZ

$398,417

0.25%

16,163

Cordoba Advisory Partners LLC

$375,637

0.24%

42,881

BI Asset Management Fondsmaeglerselskab A/S

$356,821

0.22%

40,733

Cetera Investment Advisers

$355,016

0.22%

40,527

Apollon Wealth Management, LLC

$340,483

0.21%

38,868

Marex Group plc

$297,007

0.19%

33,905

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	33,905	$297,007	100.0%	Defined

WESBANCO BANK INC

$281,108

0.18%

32,090

M&T Bank Corp

$270,920

0.17%

30,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wilmington Trust National Association	30,927	$270,920	100.0%	Defined

Mariner, LLC

$260,645

0.16%

29,754

Snowden Capital Advisors LLC

$237,746

0.15%

27,140

RAYMOND JAMES FINANCIAL INC

$236,247

0.15%

26,969

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	11,289	$98,891	41.9%	Defined
Raymond James Financial Services Advisors, Inc.	15,680	$137,356	58.1%	Defined

HRT FINANCIAL LP

$229,739

0.14%

26,226

Global Retirement Partners, LLC

$223,266

0.14%

25,487

EIGHT 31 FINANCIAL, LLC

$221,216

0.14%

25,253

Prospera Financial Services Inc

$194,401

0.12%

22,192

TWO SIGMA SECURITIES, LLC

$193,219

0.12%

22,057

Capital CS Group, LLC

$179,334

0.11%

20,472

Abel Hall, LLC

$175,200

0.11%

20,000

COMMONWEALTH EQUITY SERVICES, LLC

$161,832

0.10%

18,474

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$152,362

0.10%

17,393

Fermata Advisors, LLC

$151,521

0.09%

17,297

Attessa Capital LLC

$151,215

0.09%

17,262

Ausdal Financial Partners, Inc.

$140,124

0.09%

15,996

XTX Topco Ltd

$120,800

0.08%

13,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	13,790	$120,800	100.0%	Defined

PARK AVENUE SECURITIES LLC

$106,241

0.07%

12,128

Sanctuary Advisors, LLC

$98,988

0.06%

11,300

BNP PARIBAS ARBITRAGE, SA

$94,021

0.06%

10,733

CURA WEALTH ADVISORS, LLC

$89,763

0.06%

10,247

NWF Advisory Services Inc.

$88,502

0.06%

10,103

KESTRA PRIVATE WEALTH SERVICES, LLC

$88,081

0.06%

10,055

Parisi Gray Wealth Management

$87,600

0.05%

10,000

Allworth Financial LP

$87,547

0.05%

9,994

Strategic Wealth Partners, Ltd.

$75,686

0.05%

8,640

JPMORGAN CHASE & CO

$68,152

0.04%

7,780

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	7,780	$68,152	100.0%	Defined

Pinnacle Wealth Planning Services, Inc.

$64,657

0.04%

7,381

WPG Advisers, LLC

$40,304

0.03%

4,601

Triumph Capital Management

$37,983

0.02%

4,336

Security National Bank

$35,040

0.02%

4,000

Integrated Wealth Concepts LLC

$35,040

0.02%

4,000

UBS Group AG

$33,821

0.02%

3,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	940	$8,234	24.3%	Defined
UBS Securities LLC	2,921	$25,587	75.7%	Defined

AdvisorNet Financial, Inc

$25,079

0.02%

2,863

CoreCap Advisors, LLC

$20,691

0.01%

2,362

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$19,315

0.01%

2,205

ROYAL BANK OF CANADA

$18,457

0.01%

2,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,107	$18,457	100.0%	Defined

NewEdge Advisors, LLC

$16,994

0.01%

1,940

FIFTH THIRD BANCORP

$16,906

0.01%

1,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,930	$16,906	100.0%	Defined

SWAN Capital LLC

$10,792

0.01%

1,232

Larson Financial Group LLC

$8,760

0.01%

1,000

Tower Research Capital LLC (TRC)

$5,615

0.00%

641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	641	$5,615	100.0%	Defined

Highland Investment Advisors LLC

$5,352

0.00%

611

HIGHLINE WEALTH PARTNERS LLC

$5,256

0.00%

600

WHITTIER TRUST CO OF NEVADA INC

$4,362

0.00%

498

WELLS FARGO & COMPANY/MN

$3,959

0.00%

452

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	450	$3,942	99.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2	$17	0.4%	Defined

IFP Advisors, Inc

$3,504

0.00%

400

Avion Wealth

$3,320

0.00%

379

IFG Advisory, LLC

$2,628

0.00%

300

Arax Advisory Partners

$2,260

0.00%

258

Bangor Savings Bank

$1,314

0.00%

150

Continuum Advisory, LLC

$1,278

0.00%

146

Elequin Capital, LP

$1,086

0.00%

124

Farther Finance Advisors, LLC

$911

0.00%

104

Federation des caisses Desjardins du Quebec

$876

0.00%

100

Rockefeller Capital Management L.P.

$823

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	94	$823	100.0%	Defined

JFS WEALTH ADVISORS, LLC

$227

0.00%

Quarry LP

$35

0.00%

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

0.00%

BlackRock, Inc.

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	1	$8	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	440,000	$4,303,200	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TOWNSQUARE CAPITAL LLC	23,295	$227,825	100.0%	Other

Key facts CIK 1495222 CUSIP 691543847 13F (30d) 83 filings 80 filers Visit website Investor relations