Oxford Square Capital Corp 8-K, filed Aug 28, 2023
Oxford Square Capital Corp. (OXSQ)
About this 8-K
Oxford Square Capital Corp filed this 8-K on August 28, 2023, reporting on events of August 25, 2023.
Items reported
- Item 5.07: Shareholder vote results
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| Item 5.07. | Submission of Matters to a Vote of Security Holders |
On August 25, 2023, Oxford Square Capital Corp. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”). Set forth below are the proposals voted upon at the Meeting, as set forth in the Company’s Definitive Proxy Statement on Schedule 14A, filed with the U.S. Securities and Exchange Commission on July 14, 2023, and the final voting tabulation reported by the Company’s inspector of elections.
The Company’s Board of Directors fixed the close of business on June 30, 2023 as the record date for identifying those stockholders entitled to notice of, and to vote at, the Meeting. A total of 56,395,751 shares of the Company’s common stock were entitled to vote at the Meeting. A quorum of the stockholders was present at the Meeting. The final voting results for each of the proposals were as follows:
Proposal 1. Stockholders elected two nominees for director, who will each serve for a three-year term to expire at the 2026 Annual Meeting of Stockholders based on the following votes:
| Name | For | Withheld | Broker Non- Votes | |||
| Steven P. Novak | 13,819,734 | 3,780,252 | 20,458,846 | |||
| Charles M. Royce | 15,300,082 | 2,299,903 | 20,458,846 |
Proposal 2. Stockholders ratified the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 based on the following votes:
| For | Against | Abstain | Broker Non-Votes | |||
| 35,743,694 | 1,891,382 | 423,756 | - |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: August 28, 2023 | OXFORD SQUARE CAPITAL CORP. | |
| By: | /s/ Saul B. Rosenthal | |
| Saul B. Rosenthal | ||
| President | ||