OXSQ 8-K
Oxford Square Capital Corp. (OXSQ)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
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Item 5.07. Submission of Matters to a Vote of Security Holders
On August 20, 2026, Oxford Square Capital Corp. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”). Set forth below are the proposals voted upon at the Meeting, as set forth in the Company’s Definitive Proxy Statement on Schedule 14A, filed with the U.S. Securities and Exchange Commission on July 8, 2026, and the final voting tabulation reported by the Company’s inspector of elections.
The Company’s Board of Directors fixed the close of business on June 30, 2026 as the record date for identifying those stockholders entitled to notice of, and to vote at, the Meeting. A total of 105,058,242 shares of the Company’s common stock were entitled to vote at the Meeting. A quorum of the stockholders was present at the Meeting. The final voting results for each of the proposals were as follows:
Proposal 1. Stockholders elected two nominees for director, who will each serve for a three-year term to expire at the 2029 Annual Meeting of Stockholders based on the following votes:
| Name | For | Withheld | Broker Non-Votes | |||||||||
| Steven P. Novak | 18,199,599.897 | 4,309,258.340 | 33,493,083.000 | |||||||||
| Charles M. Royce | 18,328,411.687 | 4,180,446.550 | 33,493,083.000 | |||||||||
Proposal 2. Stockholders ratified the appointment of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 based on the following votes:
| For | Against | Abstain | Broker Non-Votes | |||
| 52,434,697.847 | 2,410,530.970 | 1,156,712.420 | - |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: August 20, 2026 | OXFORD SQUARE CAPITAL CORP. | |
| By: | /s/ Saul B. Rosenthal | |
| Saul B. Rosenthal | ||
| President | ||
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