PFSI · PennyMac Financial Services, Inc. · Shareholders & Ownership
$63.68
+0.32 (+0.51%)
At close · Oct 23
Return incl. dividend (before tax)
Market Cap
$3.29B
Shares
51.95M
Volume · Oct 23
570.92K
Avg daily vol (3M)
639.02K
Every disclosed holder of PFSI in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns PFSI
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 33,621,042 | 64.72% |
| Insiders (Forms 3, 4, 5) | 0 | 0.00% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 18,330,530 | 35.28% |
| Registered funds (N-PORT, not summed) | 14,541,949 | 27.99% |
Shares outstanding: 51,951,572, the issuer's latest cover-page count restated onto today's split basis.
Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of PFSI
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
4,720,008 | ||
| 2 |
MFN Partners Management, LP
13F
CIK 1732811 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,531,792 | ||
| 3 |
T. Rowe Price Investment Management, Inc.
13F
CIK 1897612 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,921,911 | ||
| 4 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,327,613 | ||
| 4.1 |
iShares Russell 2000 ETF
Fund
S000004344 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
783,607 | ||
| 4.2 |
iShares Russell 2000 Value ETF
Fund
S000004342 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
284,143 | ||
| 4.3 |
Master Small Cap Index Series
Fund
S000002716 · Registered fund · Jun 30, 2026
Quantitative Master Series LLC, not summed
|
54,748 | ||
| 4.4 |
iShares Core S&P Total U.S. Stock Market ETF
Fund
S000004317 · Registered fund · Jun 30, 2026
iShares Trust, not summed
|
37,662 | ||
| 4.5 |
iShares ESG Aware MSCI USA Small-Cap ETF
Fund
S000061604 · Registered fund · Aug 31, 2026
iShares Trust, not summed
|
19,434 | ||
| 5 |
DIMENSIONAL FUND ADVISORS LP
13F
CIK 354204 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,130,571 | ||
| 5.1 |
U.S. Targeted Value Portfolio
Fund
S000000970 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
307,298 | ||
| 5.2 |
U.S. SMALL CAP VALUE PORTFOLIO
Fund
S000000987 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
298,985 | ||
| 5.3 |
Dimensional U.S. Targeted Value ETF
Fund
S000070901 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
264,018 | ||
| 5.4 |
U.S. SMALL CAP PORTFOLIO
Fund
S000000971 · Registered fund · Jul 31, 2026
DFA INVESTMENT DIMENSIONS GROUP INC, not summed
|
230,141 | ||
| 5.5 |
Dimensional US Small Cap Value ETF
Fund
S000075151 · Registered fund · Jul 31, 2026
Dimensional ETF Trust, not summed
|
168,363 | ||
| 6 |
DONALD SMITH & CO., INC.
13F
CIK 814375 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,882,201 | ||
| 7 |
Rubric Capital Management LP
13F
CIK 1687509 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,700,000 | ||
| 8 |
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
CIK 2100121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,659,677 | ||
| 9 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,293,868 | ||
| 10 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,007,153 | ||
| 10.1 |
Invesco Main Street Small Cap Fund
Fund
S000064650 · Registered fund · Jun 30, 2026
AIM Growth Series (Invesco Growth Series), not summed
|
388,014 | ||
| 10.2 |
Invesco V.I. Main Street Small Cap Fund
Fund
S000064664 · Registered fund · Jun 30, 2026
AIM Variable Insurance Funds (Invesco Variable Insurance Funds), not summed
|
215,910 | ||
| 10.3 |
Invesco RAFI US 1000 ETF
Fund
S000011995 · Registered fund · Jul 31, 2026
Invesco Exchange-Traded Fund Trust, not summed
|
12,805 | ||
| 10.4 |
Invesco Russell 2000 Dynamic Multifactor ETF
Fund
S000064608 · Registered fund · May 31, 2026
Invesco Exchange-Traded Self-Indexed Fund Trust, not summed
|
6,389 | ||
| 11 |
|
922,212 | ||
| 11.1 |
State Street(R) SPDR(R) S&P(R) Bank ETF
Fund
S000006977 · Registered fund · Jun 30, 2026
SPDR SERIES TRUST, not summed
|
172,372 | ||
| 11.2 |
STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO
Fund
S000050332 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
|
10,397 | ||
| 11.3 |
State Street Institutional Small-Cap Equity Fund
Fund
S000001631 · Registered fund · Jun 30, 2026
STATE STREET INSTITUTIONAL FUNDS, not summed
|
8,618 | ||
| 11.4 |
State Street Total Return V.I.S. Fund
Fund
S000001637 · Registered fund · Jun 30, 2026
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
|
758 | ||
| 11.5 |
State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF
Fund
S000036082 · Registered fund · Jun 30, 2026
SPDR INDEX SHARES FUNDS, not summed
|
435 | ||
| 12 |
VANGUARD TOTAL STOCK MARKET INDEX FUND
Fund
S000002848 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
910,036 | ||
| 13 |
GOLDMAN SACHS GROUP INC
13F
CIK 886982 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
819,763 | ||
| 13.1 |
Goldman Sachs Small Cap Value Fund
Fund
S000009323 · Registered fund · May 31, 2026
Goldman Sachs Trust, not summed
|
58,223 | ||
| 13.2 |
Goldman Sachs Small Cap Equity ETF
Fund
S000081978 · Registered fund · May 31, 2026
Goldman Sachs ETF Trust, not summed
|
25,874 | ||
| 13.3 |
Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF
Fund
S000048296 · Registered fund · May 31, 2026
Goldman Sachs ETF Trust, not summed
|
5,040 | ||
| 13.4 |
Multi-Manager U.S. Small Cap Equity Fund
Fund
S000051363 · Registered fund · Apr 30, 2026
Goldman Sachs Trust II, not summed
|
4,353 | ||
| 13.5 |
Goldman Sachs Absolute Return Tracker Fund
Fund
S000020314 · Registered fund · Jun 30, 2026
GOLDMAN SACHS TRUST, not summed
|
1,557 | ||
| 14 |
FMR LLC
13F
CIK 315066 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
807,585 | ||
| 14.1 |
Fidelity Small Cap Value Fund
Fund
S000007194 · Registered fund · Jul 31, 2026
Fidelity Securities Fund, not summed
|
652,143 | ||
| 14.2 |
Fidelity Stock Selector Small Cap Fund
Fund
S000005453 · Registered fund · Jul 31, 2026
Fidelity Capital Trust, not summed
|
386,562 | ||
| 14.3 |
Fidelity Small Cap Index Fund
Fund
S000033638 · Registered fund · Jul 31, 2026
Fidelity Salem Street Trust, not summed
|
328,195 | ||
| 14.4 |
Fidelity Series Small Cap Opportunities Fund
Fund
S000015587 · Registered fund · Jul 31, 2026
Fidelity Securities Fund, not summed
|
224,189 | ||
| 14.5 |
Fidelity Extended Market Index Fund
Fund
S000006021 · Registered fund · May 31, 2026
Fidelity Concord Street Trust, not summed
|
151,369 | ||
| 15 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
758,664 | ||
| 16 |
VANGUARD SMALL-CAP INDEX FUND
Fund
S000002845 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
654,413 | ||
| 17 |
AMERICAN CENTURY COMPANIES INC
13F
CIK 748054 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
649,995 | ||
| 17.1 |
Small Cap Value Fund
Fund
S000005781 · Registered fund · Jun 30, 2026
American Century Capital Portfolios, Inc., not summed
|
95,000 | ||
| 18 |
|
540,005 | ||
| 19 |
VANGUARD SELECTED VALUE FUND
Fund
S000004409 · Registered fund · Jul 31, 2026
VANGUARD WHITEHALL FUNDS, not summed
|
531,412 | ||
| 20 |
Symmetry Investments LP
13F
CIK 1691919 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
496,742 | ||
| 21 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
CIK 884546 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
482,441 | ||
| 21.1 |
Schwab Fundamental U.S. Small Company ETF
Fund
S000040878 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
152,335 | ||
| 21.2 |
Schwab U.S. Small-Cap ETF
Fund
S000026636 · Registered fund · May 31, 2026
SCHWAB STRATEGIC TRUST, not summed
|
140,395 | ||
| 21.3 |
Schwab Small-Cap Index Fund
Fund
S000005912 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
72,947 | ||
| 21.4 |
Schwab Fundamental U.S. Small Company Index Fund
Fund
S000016767 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
46,261 | ||
| 21.5 |
Schwab Total Stock Market Index Fund
Fund
S000005913 · Registered fund · Jul 31, 2026
SCHWAB CAPITAL TRUST, not summed
|
19,252 | ||
| 22 |
MILLENNIUM MANAGEMENT LLC
13F
CIK 1273087 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
449,157 | ||
| 23 |
Jones Doug
Insider
CIK 1544302 · Feb 28, 2026
Director, Director, President & CMBO, issuer-wide, not summed
|
439,088 | ||
| 24 |
VANGUARD SMALL-CAP VALUE INDEX FUND
Fund
S000002847 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
414,893 | ||
| 25 |
Senvest Management, LLC
13F
CIK 1328785 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
401,757 | ||
| 26 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
397,792 | ||
| 26.1 |
Columbia Small Cap Value Discovery Fund
Fund
S000012102 · Registered fund · Jul 31, 2026
COLUMBIA FUNDS SERIES TRUST I, not summed
|
277,900 | ||
| 26.2 |
Columbia Variable Portfolio - Small Cap Value Discovery Fund
Fund
S000012561 · Registered fund · Jun 30, 2026
COLUMBIA FUNDS VARIABLE INSURANCE TRUST, not summed
|
50,070 | ||
| 27 |
BlueCrest Capital Management Ltd
13F
CIK 1610880 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
396,103 | ||
| 28 |
Avantis U.S. Small Cap Value ETF
Fund
S000066459 · Registered fund · May 31, 2026
American Century ETF Trust, not summed
|
376,682 | ||
| 29 |
WELLINGTON MANAGEMENT GROUP LLP
13F
CIK 902219 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
348,769 | ||
| 30 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
341,593 | ||
| 30.1 |
E*TRADE No Fee Total Market Index Fund
Fund
S000090722 · Registered fund · Jul 31, 2026
E Trade Trust, not summed
|
72 | ||
| 31 |
VANGUARD EXTENDED MARKET INDEX FUND
Fund
S000002841 · Registered fund · Jun 30, 2026
VANGUARD INDEX FUNDS, not summed
|
333,522 | ||
| 32 |
Bank of New York Mellon Corp
13F
CIK 1390777 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
303,380 | ||
| 32.1 |
BNY Mellon US Small Cap Core Equity ETF
Fund
S000067262 · Registered fund · Jul 31, 2026
BNY Mellon ETF Trust, not summed
|
1,139 | ||
| 33 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
286,228 | ||
| 34 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
273,555 | ||
| 34.1 |
Small Cap Index Fund
Fund
S000001245 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
15,189 | ||
| 34.2 |
Small Cap Value Fund
Fund
S000001246 · Registered fund · Jun 30, 2026
Northern Funds, not summed
|
6,674 | ||
| 34.3 |
FlexShares Morningstar US Market Factor Tilt Index Fund
Fund
S000033312 · Registered fund · Jul 31, 2026
FlexShares Trust, not summed
|
4,424 | ||
| 35 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
271,423 | ||
| 36 |
|
246,936 | ||
| 37 |
Perotti Daniel Stanley
Insider
CIK 1591994 · May 15, 2026
Chief Financial Officer, issuer-wide, not summed
|
226,326 | ||
| 38 |
Kinetic Partners Management, LP
13F
CIK 1911448 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
209,900 | ||
| 39 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
203,262 | ||
| 40 |
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
13F
CIK 912938 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
195,024 | ||
| 40.1 |
MFS New Discovery Value Fund
Fund
S000032712 · Registered fund · May 31, 2026
MFS SERIES TRUST XIII, not summed
|
134,157 | ||
| 40.2 |
MFS New Discovery Value Portfolio
Fund
S000023374 · Registered fund · Jun 30, 2026
MFS VARIABLE INSURANCE TRUST III, not summed
|
2,357 | ||
| 40.3 |
MFS Global Alternative Strategy Fund
Fund
S000019515 · Registered fund · Jul 31, 2026
MFS Series Trust XV, not summed
|
414 | ||
| 41 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
193,008 | ||
| 42 |
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1085393 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
192,334 | ||
| 43 |
Qube Research & Technologies Ltd
13F
CIK 1729829 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
169,696 | ||
| 44 |
K2 PRINCIPAL FUND, L.P.
13F
CIK 1461790 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
159,766 | ||
| 45 |
|
158,466 | ||
| 46 |
Lightrock Netherlands B.V.
13F
CIK 2041485 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
152,713 | ||
| 47 |
VANGUARD RUSSELL 2000 INDEX FUND
Fund
S000030003 · Registered fund · May 31, 2026
VANGUARD SCOTTSDALE FUNDS, not summed
|
150,263 | ||
| 48 |
Schonfeld Strategic Advisors LLC
13F
CIK 1665241 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
129,357 | ||
| 49 |
Clearline Capital LP
13F
CIK 1600136 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
129,279 | ||
| 50 |
VANGUARD STRATEGIC EQUITY FUND
Fund
S000002593 · Registered fund · Jun 30, 2026
VANGUARD HORIZON FUNDS, not summed
|
128,888 |
44 more nested rows are not shown here; Every filing lists them all.
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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Key facts
CIK
1745916
CUSIP
70932M107
13F (30d)
25 filings
25 filers
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