BASSWOOD CAPITAL MANAGEMENT, L.L.C.
Registered adviserFiling Date
Global Rank
#1,401
/ 8,818
▲ 13
Top Industry
Banks - Regional
50.9%
Period ended 4 months ago
Filed Aug 14, 2026 · 2mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$2,827,097,469
Main clients
Pooled investment vehicles
(78% of AUM)
Private funds
9 funds
· Hedge funds
Focus by fund count, roster of Oct 1, 2026
$2,195,443,717 gross assets
LEI
549300PY20FEU0RGFX33
Private funds on Schedule D 7.B.(1)
As filed Mar 30, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$1,337,214,376 gross assets in 9 funds
Hedge funds
$1,337,214,376
(9)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $2,827,097,469 | Pooled investment vehicles (78%) |
| Apr 2025 to Mar 2026 | $2,088,566,186 | Pooled investment vehicles (73%) |
| Apr 2024 to Mar 2025 | $1,951,000,260 | Pooled investment vehicles (69%) |
| May 2023 to Mar 2024 | $1,971,946,550 | Pooled investment vehicles (65%) |
| Apr 2023 | $1,971,946,550 | Pooled investment vehicles (65%) |
| Apr 2022 to Mar 2023 | $2,622,949,320 | Pooled investment vehicles (71%) |
4 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 35.6%, 46.7 effective positions, active share 94.4% against the S&P MidCap 400 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
35.1% over the last four quarters (30% to under 100%)
Horizon
Long horizon
Value-weighted holding period 17.0 quarters (12+), a floor since 44.5% of the book was already held when coverage starts
Closest benchmark: the S&P MidCap 400 as of 2026-06-30, active share 94.4%; sector active share 80.6% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
108 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
6.1%
−0.4 pts
Top 5
22.7%
−1.2 pts
Top 10
36.3%
−0.7 pts
HHI
215
Diversified−11
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 85.4% | $2,141,085,883 |
| Unclassified | 8.5% | $212,442,884 |
| Consumer Cyclical | 5.0% | $125,910,063 |
| Industrials | 0.6% | $14,476,388 |
| Real Estate | 0.6% | $13,906,699 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HBAN | Huntington Bancshares Inc | +851,533 | 1,486,699 | $26,359,173 | |
| RKT | Rocket Companies, Inc. | +786,216 | 4,694,791 | $73,942,958 | |
| BANC | Banc Of California, Inc. | +325,201 | 576,403 | $11,775,913 | |
| WFC | Wells Fargo & Company | +291,745 | 555,428 | $45,900,569 | |
| BAC | Bank Of America Corp | +250,769 | 2,103,476 | $119,856,062 | |
| CBZ | CBIZ, Inc. | +246,597 | 451,259 | $14,476,388 | |
| SPFI | South Plains Financial, Inc. | +235,527 | 311,615 | $13,425,932 | |
| SYF | Synchrony Financial | +233,262 | 601,368 | $45,734,036 | |
| SSB | SouthState Bank Corp | +173,847 | 281,031 | $28,074,996 | |
| MVBF | Mvb Financial Corp | +140,615 | 257,731 | $7,476,776 | |
| HWC | Hancock Whitney Corp | +114,740 | 234,722 | $17,538,427 | |
| EQH | Equitable Holdings, Inc. | +110,180 | 361,690 | $15,870,957 | |
| ESQ | Esquire Financial Holdings, Inc. | +100,689 | 369,416 | $44,001,139 | |
| PGC | Peapack Gladstone Financial Corp | +95,585 | 291,105 | $13,777,999 | |
| COF | Capital One Financial Corp | +59,438 | 257,969 | $51,753,740 | |
| BSRR | Sierra Bancorp | +44,413 | 184,089 | $7,503,467 | |
| RM | Regional Management Corp. | +34,748 | 855,425 | $35,243,510 | |
| ALLY | Ally Financial Inc. | +24,525 | 597,680 | $27,463,396 | |
| AMG | Affiliated Managers Group, Inc. | +22,197 | 34,501 | $11,675,138 | |
| OBK | Origin Bancorp, Inc. | +14,238 | 418,193 | $21,390,571 | |
| LEN | Lennar Corp | +12,936 | 98,937 | $8,952,809 | |
| PGR | Progressive Corp | +11,693 | 66,458 | $14,517,750 | |
| SMBK | Smartfinancial Inc. | +10,589 | 180,329 | $8,461,036 | |
| BOH | Bank Of Hawaii Corp | +7,834 | 324,499 | $26,443,423 | |
| BPRN | Princeton Bancorp, Inc. | +5,841 | 97,529 | $3,701,225 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FNB | Fnb Corp | −626,985 | 1,262,019 | $24,079,322 | |
| UWMC | UWM Holdings Corp | −457,040 | 21,405 | $49,017 | |
| EBC | Eastern Bankshares, Inc. | −413,318 | 502,120 | $11,167,148 | |
| PFSI | PennyMac Financial Services, Inc. | −269,018 | 192,334 | $16,752,291 | |
| SCHW | Schwab Charles Corp | −218,703 | 250,998 | $23,159,585 | |
| SFNC | Simmons First National Corp | −166,458 | 1,285,307 | $29,112,203 | |
| CFG | Citizens Financial Group Inc | −155,872 | 380,337 | $26,650,213 | |
| TFC | Truist Financial Corp | −116,120 | 76,311 | $3,801,814 | |
| CARE | Carter Bankshares, Inc. | −96,106 | 131,609 | $4,476,022 | |
| RJF | Raymond James Financial Inc | −95,361 | 108,544 | $16,501,944 | |
| VOYA | Voya Financial, Inc. | −91,193 | 116,511 | $10,547,740 | |
| DCOM | Dime Commercial Bancshares, Inc. | −75,288 | 1,946,016 | $79,105,550 | |
| KEY | Keycorp | −66,432 | 1,353,117 | $31,189,346 | |
| CPF | Central Pacific Financial Corp | −61,295 | 670,238 | $25,603,091 | |
| PNC | Pnc Financial Services Group, Inc. | −54,080 | 56,169 | $13,829,931 | |
| — | −53,087 | 386,436 | $27,722,919 | ||
| CWK | Cushman & Wakefield Ltd. | −48,742 | 998,750 | $13,373,262 | |
| PNFP | Pinnacle Financial Partners, Inc. | −45,456 | 410,638 | $41,425,161 | |
| LAZ | Lazard, Inc. | −38,172 | 546,216 | $22,908,299 | |
| IVZ | Invesco Ltd. | −37,026 | 1,167,259 | $30,803,965 | |
| ONB | Old National Bancorp | −28,864 | 1,780,471 | $46,114,198 | |
| LPLA | LPL Financial Holdings Inc. | −27,285 | 2,921 | $822,787 | |
| BPOP | Popular, Inc. | −26,944 | 291,757 | $47,900,664 | |
| OMF | OneMain Holdings, Inc. | −25,378 | 847,066 | $51,645,614 | |
| MC | Moelis & Co | −22,726 | 38,242 | $2,501,791 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
10 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| MDY | Spdr S&P Midcap 400 ETF Trust | 38,082 | $26,784,593 | |
| CBU | Community Financial System, Inc. | 321,017 | $21,546,661 | |
| UMBF | Umb Financial Corp | 144,257 | $20,594,129 | |
| AMTB | Amerant Bancorp Inc. | 497,159 | $12,687,497 | |
| SF | Stifel Financial Corp | 104,316 | $7,278,127 | |
| SHBI | Shore Bancshares Inc | 299,231 | $6,867,351 | |
| WASH | Washington Trust Bancorp Inc | 183,998 | $6,712,247 | |
| NBHC | National Bank Holdings Corp | 46,956 | $2,086,255 | |
| FBK | FB Financial Corp | 33,216 | $1,838,505 | |
| WRLD | World Acceptance Corp | 8,186 | $1,832,272 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
7 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CBSH | Commerce Bancshares Inc | 292,802 | $14,405,858 | |
| AMP | Ameriprise Financial Inc | 29,254 | $13,000,477 | |
| CRBG | Corebridge Financial, Inc. | 320,391 | $7,644,529 | |
| JLL | Jones Lang Lasalle Inc | 10,388 | $3,161,276 | |
| KKR | KKR & Co. Inc. | 25,666 | $2,374,105 | |
| CHMG | Chemung Financial Corp | 27,103 | $1,458,683 | |
| BUR | Burford Capital Ltd | 118,200 | $534,264 | |
| No positions match the current search. | ||||
108 tracked positions ·
$2,507,821,917 total
· filing declares
111 positions · $2,511,944,578
· as of Jun 30, 2026
Showing 1–50
of 108 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Held | 469,496 | $153,680,125 | 6.13% | |
| TLT |
iShares 20+ Year Treasury Bond ETF
CALL
+ SHARES
|
Held | 1,422,454 | $122,928,474 | 4.90% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 2,103,476 | $119,856,062 | 4.78% | |
|
|
Held | 1,215,997 | $92,926,490 | 3.71% | ||
| USB |
US Bancorp De
Financial Services
|
Held | 1,336,628 | $80,732,331 | 3.22% | |
| DCOM |
Dime Commercial Bancshares, Inc.
Financial Services
|
Reduced | 1,946,016 | $79,105,550 | 3.15% | |
| MS |
Morgan Stanley
Financial Services
|
Held | 369,259 | $77,189,901 | 3.08% | |
| RKT |
Rocket Companies, Inc.
Financial Services
|
Added | 4,694,791 | $73,942,958 | 2.95% | |
| MDY |
Spdr S&P Midcap 400 ETF Trust
PUT
+ SHARES
|
Added | 81,882 | $57,590,885 | 2.30% | |
| COF |
Capital One Financial Corp
Financial Services
|
Added | 257,969 | $51,753,740 | 2.06% | |
| OMF |
OneMain Holdings, Inc.
Financial Services
|
Reduced | 847,066 | $51,645,614 | 2.06% | |
| FCNCA |
First Citizens Bancshares Inc
Financial Services
|
Held | 23,056 | $47,974,694 | 1.91% | |
| BPOP |
Popular, Inc.
Financial Services
|
Reduced | 291,757 | $47,900,664 | 1.91% | |
| TOL |
Toll Brothers, Inc.
Consumer Cyclical
|
Held | 284,288 | $46,836,448 | 1.87% | |
| ONB |
Old National Bancorp
Financial Services
|
Reduced | 1,780,471 | $46,114,198 | 1.84% | |
| WFC |
Wells Fargo & Company
Financial Services
|
Added | 555,428 | $45,900,569 | 1.83% | |
| SYF |
Synchrony Financial
Financial Services
|
Added | 601,368 | $45,734,036 | 1.82% | |
| ESQ |
Esquire Financial Holdings, Inc.
Financial Services
|
Added | 369,416 | $44,001,139 | 1.75% | |
| PNFP |
Pinnacle Financial Partners, Inc.
Financial Services
|
Reduced | 410,638 | $41,425,161 | 1.65% | |
| RM |
Regional Management Corp.
Financial Services
|
Added | 855,425 | $35,243,510 | 1.41% | |
| KRE |
State Street(R) SPDR(R) S&P(R) Regional Banking ETF
PUT
|
Added | 426,500 | $31,923,525 | 1.27% | |
| KEY |
Keycorp
Financial Services
|
Reduced | 1,353,117 | $31,189,346 | 1.24% | |
| IVZ |
Invesco Ltd.
Financial Services
|
Reduced | 1,167,259 | $30,803,965 | 1.23% | |
| ZION |
Zions Bancorporation, National Association
Financial Services
|
Reduced | 425,137 | $29,415,229 | 1.17% | |
| SFNC |
Simmons First National Corp
Financial Services
|
Reduced | 1,285,307 | $29,112,203 | 1.16% | |
| VCTR |
Victory Capital Holdings, Inc.
Financial Services
|
Held | 338,957 | $28,492,725 | 1.14% | |
| SSB |
SouthState Bank Corp
Financial Services
|
Added | 281,031 | $28,074,996 | 1.12% | |
|
|
Reduced | 386,436 | $27,722,919 | 1.11% | ||
| ALLY |
Ally Financial Inc.
Financial Services
|
Added | 597,680 | $27,463,396 | 1.10% | |
| BANR |
Banner Corp
Financial Services
|
Added | 411,033 | $27,309,032 | 1.09% | |
| CFG |
Citizens Financial Group Inc
Financial Services
|
Reduced | 380,337 | $26,650,213 | 1.06% | |
| BOH |
Bank Of Hawaii Corp
Financial Services
|
Added | 324,499 | $26,443,423 | 1.05% | |
| HBAN |
Huntington Bancshares Inc
Financial Services
|
Added | 1,486,699 | $26,359,173 | 1.05% | |
| CPF |
Central Pacific Financial Corp
Financial Services
|
Reduced | 670,238 | $25,603,091 | 1.02% | |
| FNB |
Fnb Corp
Financial Services
|
Reduced | 1,262,019 | $24,079,322 | 0.96% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Reduced | 250,998 | $23,159,585 | 0.92% | |
| BLK |
BlackRock, Inc.
Financial Services
|
Added | 24,046 | $23,121,671 | 0.92% | |
| LAZ |
Lazard, Inc.
Financial Services
|
Reduced | 546,216 | $22,908,299 | 0.91% | |
| MHO |
M/I Homes, Inc.
Consumer Cyclical
|
Reduced | 136,364 | $21,925,967 | 0.87% | |
| CBU |
Community Financial System, Inc.
Financial Services
|
NEW | 321,017 | $21,546,661 | 0.86% | |
| OBK |
Origin Bancorp, Inc.
Financial Services
|
Added | 418,193 | $21,390,571 | 0.85% | |
| MCB |
Metropolitan Bank Holding Corp.
Financial Services
|
Held | 210,367 | $20,775,844 | 0.83% | |
| UMBF |
Umb Financial Corp
Financial Services
|
NEW | 144,257 | $20,594,129 | 0.82% | |
| HFWA |
Heritage Financial Corp
Financial Services
|
Reduced | 689,010 | $20,408,476 | 0.81% | |
| PHM |
Pultegroup Inc
Consumer Cyclical
|
Held | 135,730 | $18,623,513 | 0.74% | |
| HWC |
Hancock Whitney Corp
Financial Services
|
Added | 234,722 | $17,538,427 | 0.70% | |
| VLY |
Valley National Bancorp
Financial Services
|
Held | 1,182,206 | $17,319,317 | 0.69% | |
| BFH |
Bread Financial Holdings, Inc.
Financial Services
|
Held | 158,693 | $17,194,386 | 0.69% | |
| PFSI |
PennyMac Financial Services, Inc.
Financial Services
|
Reduced | 192,334 | $16,752,291 | 0.67% | |
| RJF |
Raymond James Financial Inc
Financial Services
|
Reduced | 108,544 | $16,501,944 | 0.66% |
Showing the top 50 of 108 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.