PHK · Pimco High Income Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-06 | FLATTUM DAVID C |
Director |
Buy↑
|
Common Shares
(I)
|
60,204 |
| 2024-04-17 | UBS Group AG |
10% Owner |
Other↓
Filing footnotes — Auction Preferred Stock (Indirect)
CUSIP Nos. 722014206, 722014305, 722014404, 722014503, 722014602 94.25% of Par This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients and pursuant to which the securities reported herein have been purchased from such clients. |
Auction Preferred Stock
(I)
|
1,637 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series TH Auction-Rate Preferred Shares (Indirect)
CUSIP 722014503 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO HIGH INCOME FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series TH Auction-Rate Preferred Shares
(I)
|
104 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series T Auction-Rate Preferred Shares (Indirect)
CUSIP 722014305 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO HIGH INCOME FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series T Auction-Rate Preferred Shares
(I)
|
144 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series M Auction-Rate Preferred Shares (Indirect)
CUSIP 722014206 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO HIGH INCOME FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series M Auction-Rate Preferred Shares
(I)
|
111 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series W Auction-Rate Preferred Shares (Indirect)
CUSIP 722014404 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO HIGH INCOME FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series W Auction-Rate Preferred Shares
(I)
|
90 |
| 2023-09-18 | BANK OF AMERICA CORP /DE/ |
10% Owner |
Other↓
Filing footnotes — Series F Auction-Rate Preferred Shares (Indirect)
CUSIP 722014602 The shares were purchased by the Issuer per the tender offer statement on Schedule TO filed by PIMCO HIGH INCOME FUND on August 15, 2023. The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
Series F Auction-Rate Preferred Shares
(I)
|
116 |
| 2020-01-09 | Cogan Sarah E |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $7.645 to $7.699, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote. |
Common Stock
|
1,500 |